Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/02/20?limit=200&registers=between&mode=atom 2024-12-22T13:55:42-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2009/02/20/E9-3611.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 123E (“DMM Combination Review Policy”) To Be More Consistent With the Exchange's Current Designated Market Maker (“DMM”) System 2009-02-20T00:00:00-08:00 2009-02-20T00:00:00-08:00 E9-3611 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-20/pdf/E9-3611.pdf https://regulations.justia.com/regulations/fedreg/2009/02/20/E9-3580.html Notice - Proposed Collection; Comment Request 2009-02-20T00:00:00-08:00 2009-02-20T00:00:00-08:00 E9-3580 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-20/pdf/E9-3580.pdf https://regulations.justia.com/regulations/fedreg/2009/02/20/E9-3579.html Notice - Proposed Collection; Comment Request 2009-02-20T00:00:00-08:00 2009-02-20T00:00:00-08:00 E9-3579 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-20/pdf/E9-3579.pdf https://regulations.justia.com/regulations/fedreg/2009/02/20/E9-3578.html Notice - Proposed Collection; Comment Request 2009-02-20T00:00:00-08:00 2009-02-20T00:00:00-08:00 E9-3578 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-20/pdf/E9-3578.pdf https://regulations.justia.com/regulations/fedreg/2009/02/20/E9-3577.html Notice - Proposed Collection; Comment Request 2009-02-20T00:00:00-08:00 2009-02-20T00:00:00-08:00 E9-3577 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-20/pdf/E9-3577.pdf https://regulations.justia.com/regulations/fedreg/2009/02/20/E9-3576.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Revise Its Fee Schedule 2009-02-20T00:00:00-08:00 2009-02-20T00:00:00-08:00 E9-3576 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-20/pdf/E9-3576.pdf https://regulations.justia.com/regulations/fedreg/2009/02/20/E9-3575.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC Amending Its Limited Liability Company Operating Agreement and the Bylaws of Its Wholly-Owned Subsidiary NYSE Market, Inc. To Eliminate, in Each Case, a Requirement That Not Less Than Two Members of the Board of Directors Must Qualify as “Non-Affiliated Directors” and a Related Requirement That Not Less Than Two Members of the Board of Directors Must Qualify as “Fair Representation Candidates” 2009-02-20T00:00:00-08:00 2009-02-20T00:00:00-08:00 E9-3575 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-20/pdf/E9-3575.pdf https://regulations.justia.com/regulations/fedreg/2009/02/20/E9-3574.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a Post-Only Order 2009-02-20T00:00:00-08:00 2009-02-20T00:00:00-08:00 E9-3574 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-20/pdf/E9-3574.pdf https://regulations.justia.com/regulations/fedreg/2009/02/20/E9-3573.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving a Proposed Rule Change Relating to Eliminating the SRO Requirement as a Condition of DTC-Eligibility for Securities That Are Eligible for Resale Under Rule 144A Under the Securities Act of 1933 2009-02-20T00:00:00-08:00 2009-02-20T00:00:00-08:00 E9-3573 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-20/pdf/E9-3573.pdf