<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/02/19?registers=between Sun, 22 Dec 2024 13:22:51 -0800 Sun, 22 Dec 2024 13:22:51 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/02/19?registers=between Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of a Proposed Rule Change Amending Rule 6.4 https://regulations.justia.com/regulations/fedreg/2009/02/19/E9-3466.html https://regulations.justia.com/regulations/fedreg/2009/02/19/E9-3466.html Thu, 19 Feb 2009 00:00:00 -0800 E9-3466 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-19/pdf/E9-3466.pdf Notice - Self-Regulatory Organizations; NYSE Alternext U.S. LLC; Notice of Filing of a Proposed Rule Change Amending Rule 903 https://regulations.justia.com/regulations/fedreg/2009/02/19/E9-3465.html https://regulations.justia.com/regulations/fedreg/2009/02/19/E9-3465.html Thu, 19 Feb 2009 00:00:00 -0800 E9-3465 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-19/pdf/E9-3465.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by NASDAQ OMX PHLX, Inc. To Amend the Exchange's Fee Schedule https://regulations.justia.com/regulations/fedreg/2009/02/19/E9-3464.html https://regulations.justia.com/regulations/fedreg/2009/02/19/E9-3464.html Thu, 19 Feb 2009 00:00:00 -0800 E9-3464 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-19/pdf/E9-3464.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2009/02/19/E9-3433.html https://regulations.justia.com/regulations/fedreg/2009/02/19/E9-3433.html Thu, 19 Feb 2009 00:00:00 -0800 E9-3433 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-19/pdf/E9-3433.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2009/02/19/E9-3431.html https://regulations.justia.com/regulations/fedreg/2009/02/19/E9-3431.html Thu, 19 Feb 2009 00:00:00 -0800 E9-3431 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-19/pdf/E9-3431.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Implement and Revise Fees Related to Non-Participant Services https://regulations.justia.com/regulations/fedreg/2009/02/19/E9-3429.html https://regulations.justia.com/regulations/fedreg/2009/02/19/E9-3429.html Thu, 19 Feb 2009 00:00:00 -0800 E9-3429 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-19/pdf/E9-3429.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change, As Amended, To Modify End of Day Settlement Procedures Relating to Settlement Acknowledgement Cut-Off Time Frames for Settling Banks https://regulations.justia.com/regulations/fedreg/2009/02/19/E9-3428.html https://regulations.justia.com/regulations/fedreg/2009/02/19/E9-3428.html Thu, 19 Feb 2009 00:00:00 -0800 E9-3428 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-19/pdf/E9-3428.pdf Notice - Self-Regulatory Organizations; the Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify Exchange Directorships Under Its By-Laws https://regulations.justia.com/regulations/fedreg/2009/02/19/E9-3427.html https://regulations.justia.com/regulations/fedreg/2009/02/19/E9-3427.html Thu, 19 Feb 2009 00:00:00 -0800 E9-3427 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-19/pdf/E9-3427.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Amend NASD Interpretive Material (IM) 2110-2 (Trading Ahead of Customer Limit Order) https://regulations.justia.com/regulations/fedreg/2009/02/19/E9-3426.html https://regulations.justia.com/regulations/fedreg/2009/02/19/E9-3426.html Thu, 19 Feb 2009 00:00:00 -0800 E9-3426 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-19/pdf/E9-3426.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Implement a Maturity Presentment Pend Function To Replace the Maturity Presentment Contingency System https://regulations.justia.com/regulations/fedreg/2009/02/19/E9-3425.html https://regulations.justia.com/regulations/fedreg/2009/02/19/E9-3425.html Thu, 19 Feb 2009 00:00:00 -0800 E9-3425 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-19/pdf/E9-3425.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Broker-Dealer Transaction Fees for AIM Executions https://regulations.justia.com/regulations/fedreg/2009/02/19/E9-3424.html https://regulations.justia.com/regulations/fedreg/2009/02/19/E9-3424.html Thu, 19 Feb 2009 00:00:00 -0800 E9-3424 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-19/pdf/E9-3424.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Related to the $1 Strike Program https://regulations.justia.com/regulations/fedreg/2009/02/19/E9-3423.html https://regulations.justia.com/regulations/fedreg/2009/02/19/E9-3423.html Thu, 19 Feb 2009 00:00:00 -0800 E9-3423 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-19/pdf/E9-3423.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change Relating to the $1 Strike Program https://regulations.justia.com/regulations/fedreg/2009/02/19/E9-3422.html https://regulations.justia.com/regulations/fedreg/2009/02/19/E9-3422.html Thu, 19 Feb 2009 00:00:00 -0800 E9-3422 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-19/pdf/E9-3422.pdf Rule - Interactive Data for Mutual Fund Risk/Return Summary https://regulations.justia.com/regulations/fedreg/2009/02/19/E9-3359.html https://regulations.justia.com/regulations/fedreg/2009/02/19/E9-3359.html Thu, 19 Feb 2009 00:00:00 -0800 E9-3359 Rule http://www.gpo.gov/fdsys/pkg/FR-2009-02-19/pdf/E9-3359.pdf