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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/02/11?registers=between
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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/02/11?registers=between
Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Sponsored Access
https://regulations.justia.com/regulations/fedreg/2009/02/11/E9-2858.html
https://regulations.justia.com/regulations/fedreg/2009/02/11/E9-2858.htmlWed, 11 Feb 2009 00:00:00 -0800E9-2858Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-02-11/pdf/E9-2858.pdfNotice - Joint Industry Plan; Order Approving Amendment To Add the BATS Exchange, Inc. as Participant to National Market System Plan Establishing Procedures Under Rule 605 of Regulation NMS
https://regulations.justia.com/regulations/fedreg/2009/02/11/E9-2857.html
https://regulations.justia.com/regulations/fedreg/2009/02/11/E9-2857.htmlWed, 11 Feb 2009 00:00:00 -0800E9-2857Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-02-11/pdf/E9-2857.pdfNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext U.S. LLC Amending NYSE Alternext Equities Rules 116 and 123C To Create a Single Closing Print To Be Reported to the Consolidated Tape for Each Security
https://regulations.justia.com/regulations/fedreg/2009/02/11/E9-2856.html
https://regulations.justia.com/regulations/fedreg/2009/02/11/E9-2856.htmlWed, 11 Feb 2009 00:00:00 -0800E9-2856Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-02-11/pdf/E9-2856.pdfNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. To Establish a Technical Original Listing Fee Specific to Derivative Securities Products and Structured Products
https://regulations.justia.com/regulations/fedreg/2009/02/11/E9-2855.html
https://regulations.justia.com/regulations/fedreg/2009/02/11/E9-2855.htmlWed, 11 Feb 2009 00:00:00 -0800E9-2855Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-02-11/pdf/E9-2855.pdfNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Granting Approval of a Proposed Rule Change To Amend Rules To Add an Agreement From Fund Members That Submit Mutual Fund Profile Information
https://regulations.justia.com/regulations/fedreg/2009/02/11/E9-2854.html
https://regulations.justia.com/regulations/fedreg/2009/02/11/E9-2854.htmlWed, 11 Feb 2009 00:00:00 -0800E9-2854Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-02-11/pdf/E9-2854.pdfNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of Proposed Rule Change To Discontinue Policy of Prohibiting Transfer Agents From Charging Fees for Issuing Stock Certificates
https://regulations.justia.com/regulations/fedreg/2009/02/11/E9-2853.html
https://regulations.justia.com/regulations/fedreg/2009/02/11/E9-2853.htmlWed, 11 Feb 2009 00:00:00 -0800E9-2853Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-02-11/pdf/E9-2853.pdfNotice - Self-Regulatory Organizations; NYSE Alternext US LLC; Order Approving Proposed Rule Change To Establish the Risk Management Gateway Service
https://regulations.justia.com/regulations/fedreg/2009/02/11/E9-2852.html
https://regulations.justia.com/regulations/fedreg/2009/02/11/E9-2852.htmlWed, 11 Feb 2009 00:00:00 -0800E9-2852Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-02-11/pdf/E9-2852.pdfNotice - Submission for OMB Review; Comment Request
https://regulations.justia.com/regulations/fedreg/2009/02/11/E9-2851.html
https://regulations.justia.com/regulations/fedreg/2009/02/11/E9-2851.htmlWed, 11 Feb 2009 00:00:00 -0800E9-2851Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-02-11/pdf/E9-2851.pdfNotice - Submission for OMB Review; Comment Request
https://regulations.justia.com/regulations/fedreg/2009/02/11/E9-2850.html
https://regulations.justia.com/regulations/fedreg/2009/02/11/E9-2850.htmlWed, 11 Feb 2009 00:00:00 -0800E9-2850Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-02-11/pdf/E9-2850.pdfNotice - Submission for OMB Review; Comment Request
https://regulations.justia.com/regulations/fedreg/2009/02/11/E9-2849.html
https://regulations.justia.com/regulations/fedreg/2009/02/11/E9-2849.htmlWed, 11 Feb 2009 00:00:00 -0800E9-2849Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-02-11/pdf/E9-2849.pdfNotice - Sunshine Act Meeting
https://regulations.justia.com/regulations/fedreg/2009/02/11/E9-2848.html
https://regulations.justia.com/regulations/fedreg/2009/02/11/E9-2848.htmlWed, 11 Feb 2009 00:00:00 -0800E9-2848Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-02-11/pdf/E9-2848.pdfNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change Relating to Amendments to the Codes of Arbitration Procedure To Require Arbitrators To Provide an Explained Decision Upon the Joint Request of the Parties
https://regulations.justia.com/regulations/fedreg/2009/02/11/E9-2775.html
https://regulations.justia.com/regulations/fedreg/2009/02/11/E9-2775.htmlWed, 11 Feb 2009 00:00:00 -0800E9-2775Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-02-11/pdf/E9-2775.pdfNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change To Adopt a Trade, Flash and Cancel Order Type for CBSX
https://regulations.justia.com/regulations/fedreg/2009/02/11/E9-2774.html
https://regulations.justia.com/regulations/fedreg/2009/02/11/E9-2774.htmlWed, 11 Feb 2009 00:00:00 -0800E9-2774Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-02-11/pdf/E9-2774.pdfNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees
https://regulations.justia.com/regulations/fedreg/2009/02/11/E9-2773.html
https://regulations.justia.com/regulations/fedreg/2009/02/11/E9-2773.htmlWed, 11 Feb 2009 00:00:00 -0800E9-2773Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-02-11/pdf/E9-2773.pdfNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Rule 5.4 To Eliminate the $3 Market Price Per Share Requirement
https://regulations.justia.com/regulations/fedreg/2009/02/11/E9-2772.html
https://regulations.justia.com/regulations/fedreg/2009/02/11/E9-2772.htmlWed, 11 Feb 2009 00:00:00 -0800E9-2772Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-02-11/pdf/E9-2772.pdf