<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/02/05?registers=between Tue, 22 Jul 2025 18:27:23 -0700 Tue, 22 Jul 2025 18:27:23 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/02/05?registers=between Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2009/02/05/E9-2430.html https://regulations.justia.com/regulations/fedreg/2009/02/05/E9-2430.html Thu, 05 Feb 2009 00:00:00 -0800 E9-2430 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-05/pdf/E9-2430.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing an Equity Transaction Fee for Shares Executed on or Through the New York Block Exchange Effective Upon Filing With the Commission https://regulations.justia.com/regulations/fedreg/2009/02/05/E9-2429.html https://regulations.justia.com/regulations/fedreg/2009/02/05/E9-2429.html Thu, 05 Feb 2009 00:00:00 -0800 E9-2429 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-05/pdf/E9-2429.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Policy Relating to Its Treatment of Trade Reports That It Determines To Be Inconsistent With the Prevailing Market https://regulations.justia.com/regulations/fedreg/2009/02/05/E9-2428.html https://regulations.justia.com/regulations/fedreg/2009/02/05/E9-2428.html Thu, 05 Feb 2009 00:00:00 -0800 E9-2428 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-05/pdf/E9-2428.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Nasdaq's Listing Requirements Related to the Distribution of Annual Reports https://regulations.justia.com/regulations/fedreg/2009/02/05/E9-2427.html https://regulations.justia.com/regulations/fedreg/2009/02/05/E9-2427.html Thu, 05 Feb 2009 00:00:00 -0800 E9-2427 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-05/pdf/E9-2427.pdf