<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/01/30?registers=between Sun, 22 Dec 2024 07:56:48 -0800 Sun, 22 Dec 2024 07:56:48 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/01/30?registers=between Notice - In the Matter of Future Canada China Environment Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2009/01/30/E9-2159.html https://regulations.justia.com/regulations/fedreg/2009/01/30/E9-2159.html Fri, 30 Jan 2009 00:00:00 -0800 E9-2159 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-30/pdf/E9-2159.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes https://regulations.justia.com/regulations/fedreg/2009/01/30/E9-2061.html https://regulations.justia.com/regulations/fedreg/2009/01/30/E9-2061.html Fri, 30 Jan 2009 00:00:00 -0800 E9-2061 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-30/pdf/E9-2061.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rule 1506 https://regulations.justia.com/regulations/fedreg/2009/01/30/E9-2021.html https://regulations.justia.com/regulations/fedreg/2009/01/30/E9-2021.html Fri, 30 Jan 2009 00:00:00 -0800 E9-2021 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-30/pdf/E9-2021.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rule 2.5, Entitled “Restrictions,” and BATS Rule 11.4, Entitled “Authorized Traders.” https://regulations.justia.com/regulations/fedreg/2009/01/30/E9-2020.html https://regulations.justia.com/regulations/fedreg/2009/01/30/E9-2020.html Fri, 30 Jan 2009 00:00:00 -0800 E9-2020 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-30/pdf/E9-2020.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2009/01/30/E9-2019.html https://regulations.justia.com/regulations/fedreg/2009/01/30/E9-2019.html Fri, 30 Jan 2009 00:00:00 -0800 E9-2019 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-30/pdf/E9-2019.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC To Temporarily Lower Its Average Global Market Capitalization Continued Listing Standard https://regulations.justia.com/regulations/fedreg/2009/01/30/E9-2016.html https://regulations.justia.com/regulations/fedreg/2009/01/30/E9-2016.html Fri, 30 Jan 2009 00:00:00 -0800 E9-2016 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-30/pdf/E9-2016.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Provide The Options Clearing Corporation With Settlement Services for Stock Loan Transactions Entered Into Under the Market Loan Program https://regulations.justia.com/regulations/fedreg/2009/01/30/E9-1983.html https://regulations.justia.com/regulations/fedreg/2009/01/30/E9-1983.html Fri, 30 Jan 2009 00:00:00 -0800 E9-1983 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-30/pdf/E9-1983.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Introduce a Pilot Program for NYSE Trades https://regulations.justia.com/regulations/fedreg/2009/01/30/E9-1981.html https://regulations.justia.com/regulations/fedreg/2009/01/30/E9-1981.html Fri, 30 Jan 2009 00:00:00 -0800 E9-1981 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-30/pdf/E9-1981.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Introduce a Pilot Program for NYSE Arca Trades https://regulations.justia.com/regulations/fedreg/2009/01/30/E9-1980.html https://regulations.justia.com/regulations/fedreg/2009/01/30/E9-1980.html Fri, 30 Jan 2009 00:00:00 -0800 E9-1980 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-30/pdf/E9-1980.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of the Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to Professional Account Holders https://regulations.justia.com/regulations/fedreg/2009/01/30/E9-1979.html https://regulations.justia.com/regulations/fedreg/2009/01/30/E9-1979.html Fri, 30 Jan 2009 00:00:00 -0800 E9-1979 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-30/pdf/E9-1979.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Margin Requirements for Foreign Currency Options https://regulations.justia.com/regulations/fedreg/2009/01/30/E9-1978.html https://regulations.justia.com/regulations/fedreg/2009/01/30/E9-1978.html Fri, 30 Jan 2009 00:00:00 -0800 E9-1978 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-30/pdf/E9-1978.pdf