<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/01/27?registers=between Tue, 22 Jul 2025 14:31:07 -0700 Tue, 22 Jul 2025 14:31:07 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/01/27?registers=between Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2009/01/27/E9-1676.html https://regulations.justia.com/regulations/fedreg/2009/01/27/E9-1676.html Tue, 27 Jan 2009 00:00:00 -0800 E9-1676 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-27/pdf/E9-1676.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Implement Technical Changes to the Code of Arbitration Procedure for Customer Disputes and Industry Disputes https://regulations.justia.com/regulations/fedreg/2009/01/27/E9-1675.html https://regulations.justia.com/regulations/fedreg/2009/01/27/E9-1675.html Tue, 27 Jan 2009 00:00:00 -0800 E9-1675 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-27/pdf/E9-1675.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving Proposed Rule Change To Create the Nasdaq Market Pathfinders Service and Establish Fees for the Service https://regulations.justia.com/regulations/fedreg/2009/01/27/E9-1674.html https://regulations.justia.com/regulations/fedreg/2009/01/27/E9-1674.html Tue, 27 Jan 2009 00:00:00 -0800 E9-1674 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-27/pdf/E9-1674.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Order Approving Proposed Rule Change Relating to Delisting Standards https://regulations.justia.com/regulations/fedreg/2009/01/27/E9-1673.html https://regulations.justia.com/regulations/fedreg/2009/01/27/E9-1673.html Tue, 27 Jan 2009 00:00:00 -0800 E9-1673 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-27/pdf/E9-1673.pdf Notice - Self-Regulatory Organizations; Notice of Filing of and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. To Amend or Eliminate Unnecessary Rule Text https://regulations.justia.com/regulations/fedreg/2009/01/27/E9-1672.html https://regulations.justia.com/regulations/fedreg/2009/01/27/E9-1672.html Tue, 27 Jan 2009 00:00:00 -0800 E9-1672 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-27/pdf/E9-1672.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deferring Operation of Its Listing Standards for Primary Listings and Consolidating Into a Single Rule Certain Requirements for Products Traded on the Exchange Pursuant to Unlisted Trading Privileges https://regulations.justia.com/regulations/fedreg/2009/01/27/E9-1671.html https://regulations.justia.com/regulations/fedreg/2009/01/27/E9-1671.html Tue, 27 Jan 2009 00:00:00 -0800 E9-1671 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-27/pdf/E9-1671.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rule 11.9, entitled “Orders and Modifiers” https://regulations.justia.com/regulations/fedreg/2009/01/27/E9-1670.html https://regulations.justia.com/regulations/fedreg/2009/01/27/E9-1670.html Tue, 27 Jan 2009 00:00:00 -0800 E9-1670 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-27/pdf/E9-1670.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to the Adoption of FINRA Rule 2140 (Interfering With the Transfer of Customer Accounts in the Context of Employment Disputes) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2009/01/27/E9-1656.html https://regulations.justia.com/regulations/fedreg/2009/01/27/E9-1656.html Tue, 27 Jan 2009 00:00:00 -0800 E9-1656 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-27/pdf/E9-1656.pdf