<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/01/26?registers=between Wed, 23 Jul 2025 20:01:21 -0700 Wed, 23 Jul 2025 20:01:21 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/01/26?registers=between Notice - In the Matter of: BBJ Environmental Technologies, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2009/01/26/E9-1691.html https://regulations.justia.com/regulations/fedreg/2009/01/26/E9-1691.html Mon, 26 Jan 2009 00:00:00 -0800 E9-1691 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-26/pdf/E9-1691.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Enhancement to Its Insurance and Retirement Services To Allow for the Electronic Exchange of Attachments to Messages https://regulations.justia.com/regulations/fedreg/2009/01/26/E9-1571.html https://regulations.justia.com/regulations/fedreg/2009/01/26/E9-1571.html Mon, 26 Jan 2009 00:00:00 -0800 E9-1571 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-26/pdf/E9-1571.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 2 Thereto Relating to Private Placements of Securities Issued by Members https://regulations.justia.com/regulations/fedreg/2009/01/26/E9-1466.html https://regulations.justia.com/regulations/fedreg/2009/01/26/E9-1466.html Mon, 26 Jan 2009 00:00:00 -0800 E9-1466 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-26/pdf/E9-1466.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 7050 Governing Pricing for Nasdaq Members Using the NASDAQ Options Market (“NOM”) https://regulations.justia.com/regulations/fedreg/2009/01/26/E9-1465.html https://regulations.justia.com/regulations/fedreg/2009/01/26/E9-1465.html Mon, 26 Jan 2009 00:00:00 -0800 E9-1465 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-26/pdf/E9-1465.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a Post-Only Order https://regulations.justia.com/regulations/fedreg/2009/01/26/E9-1464.html https://regulations.justia.com/regulations/fedreg/2009/01/26/E9-1464.html Mon, 26 Jan 2009 00:00:00 -0800 E9-1464 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-26/pdf/E9-1464.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending Until March 9, 2009, the Operation of Interim NYSE Rule 128 Which Permits the Exchange To Cancel or Adjust Clearly Erroneous Executions If They Arise Out of the Use or Operation of Any Quotation, Execution or Communication System Owned or Operated by the Exchange, Including Those Executions That Occur in the Event of a System Disruption or System Malfunction https://regulations.justia.com/regulations/fedreg/2009/01/26/E9-1463.html https://regulations.justia.com/regulations/fedreg/2009/01/26/E9-1463.html Mon, 26 Jan 2009 00:00:00 -0800 E9-1463 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-26/pdf/E9-1463.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2009/01/26/E9-1462.html https://regulations.justia.com/regulations/fedreg/2009/01/26/E9-1462.html Mon, 26 Jan 2009 00:00:00 -0800 E9-1462 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-26/pdf/E9-1462.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2009/01/26/E9-1461.html https://regulations.justia.com/regulations/fedreg/2009/01/26/E9-1461.html Mon, 26 Jan 2009 00:00:00 -0800 E9-1461 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-26/pdf/E9-1461.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2009/01/26/E9-1460.html https://regulations.justia.com/regulations/fedreg/2009/01/26/E9-1460.html Mon, 26 Jan 2009 00:00:00 -0800 E9-1460 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-26/pdf/E9-1460.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2009/01/26/E9-1459.html https://regulations.justia.com/regulations/fedreg/2009/01/26/E9-1459.html Mon, 26 Jan 2009 00:00:00 -0800 E9-1459 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-26/pdf/E9-1459.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2009/01/26/E9-1458.html https://regulations.justia.com/regulations/fedreg/2009/01/26/E9-1458.html Mon, 26 Jan 2009 00:00:00 -0800 E9-1458 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-26/pdf/E9-1458.pdf Proposed Rule - List of Rules To Be Reviewed Pursuant to the Regulatory Flexibility Act https://regulations.justia.com/regulations/fedreg/2009/01/26/E9-1173.html https://regulations.justia.com/regulations/fedreg/2009/01/26/E9-1173.html Mon, 26 Jan 2009 00:00:00 -0800 E9-1173 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2009-01-26/pdf/E9-1173.pdf Rule - Enhanced Disclosure and New Prospectus Delivery Option for Registered Open-End Management Investment Companies https://regulations.justia.com/regulations/fedreg/2009/01/26/E9-1035.html https://regulations.justia.com/regulations/fedreg/2009/01/26/E9-1035.html Mon, 26 Jan 2009 00:00:00 -0800 E9-1035 Rule http://www.gpo.gov/fdsys/pkg/FR-2009-01-26/pdf/E9-1035.pdf