<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/01/23?registers=between
Thu, 24 Jul 2025 21:10:50 -0700
Thu, 24 Jul 2025 21:10:50 -0700
Justia Regulations Tracker
Copyright 2011 Justia Inc.
https://regulations.justia.com/images/justiafedregulations.gif
<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/01/23?registers=between
-
Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Adding Liquidity Only Order
https://regulations.justia.com/regulations/fedreg/2009/01/23/E9-1300.html
https://regulations.justia.com/regulations/fedreg/2009/01/23/E9-1300.html
Fri, 23 Jan 2009 00:00:00 -0800
E9-1300
Notice
http://www.gpo.gov/fdsys/pkg/FR-2009-01-23/pdf/E9-1300.pdf
-
Notice - Calamos Convertible Opportunities and Income Fund, et al.; Notice of Application
https://regulations.justia.com/regulations/fedreg/2009/01/23/E9-1299.html
https://regulations.justia.com/regulations/fedreg/2009/01/23/E9-1299.html
Fri, 23 Jan 2009 00:00:00 -0800
E9-1299
Notice
http://www.gpo.gov/fdsys/pkg/FR-2009-01-23/pdf/E9-1299.pdf
-
Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Adopt FINRA Rule 5280 (Trading Ahead of Research Reports) in the Consolidated FINRA Rulebook
https://regulations.justia.com/regulations/fedreg/2009/01/23/E9-1298.html
https://regulations.justia.com/regulations/fedreg/2009/01/23/E9-1298.html
Fri, 23 Jan 2009 00:00:00 -0800
E9-1298
Notice
http://www.gpo.gov/fdsys/pkg/FR-2009-01-23/pdf/E9-1298.pdf
-
Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amending the Phlx Fee Schedule
https://regulations.justia.com/regulations/fedreg/2009/01/23/E9-1297.html
https://regulations.justia.com/regulations/fedreg/2009/01/23/E9-1297.html
Fri, 23 Jan 2009 00:00:00 -0800
E9-1297
Notice
http://www.gpo.gov/fdsys/pkg/FR-2009-01-23/pdf/E9-1297.pdf