Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/01/23?limit=200&registers=between&mode=atom 2024-05-23T10:33:09-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2009/01/23/E9-1300.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Adding Liquidity Only Order 2009-01-23T00:00:00-08:00 2009-01-23T00:00:00-08:00 E9-1300 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-23/pdf/E9-1300.pdf https://regulations.justia.com/regulations/fedreg/2009/01/23/E9-1299.html Notice - Calamos Convertible Opportunities and Income Fund, et al.; Notice of Application 2009-01-23T00:00:00-08:00 2009-01-23T00:00:00-08:00 E9-1299 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-23/pdf/E9-1299.pdf https://regulations.justia.com/regulations/fedreg/2009/01/23/E9-1298.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Adopt FINRA Rule 5280 (Trading Ahead of Research Reports) in the Consolidated FINRA Rulebook 2009-01-23T00:00:00-08:00 2009-01-23T00:00:00-08:00 E9-1298 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-23/pdf/E9-1298.pdf https://regulations.justia.com/regulations/fedreg/2009/01/23/E9-1297.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amending the Phlx Fee Schedule 2009-01-23T00:00:00-08:00 2009-01-23T00:00:00-08:00 E9-1297 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-23/pdf/E9-1297.pdf