<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/01/14?registers=between Sun, 22 Jun 2025 10:33:39 -0700 Sun, 22 Jun 2025 10:33:39 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/01/14?registers=between Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Order Approving and Declaring Effective a Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and the Boston Stock Exchange, Incorporated https://regulations.justia.com/regulations/fedreg/2009/01/14/E9-613.html https://regulations.justia.com/regulations/fedreg/2009/01/14/E9-613.html Wed, 14 Jan 2009 00:00:00 -0800 E9-613 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-14/pdf/E9-613.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a TRACE Pilot Program https://regulations.justia.com/regulations/fedreg/2009/01/14/E9-612.html https://regulations.justia.com/regulations/fedreg/2009/01/14/E9-612.html Wed, 14 Jan 2009 00:00:00 -0800 E9-612 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-14/pdf/E9-612.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Generic Listing Standards for Index Multiple Exchange Traded Fund Shares and Index Inverse Exchange Traded Fund Shares https://regulations.justia.com/regulations/fedreg/2009/01/14/E9-611.html https://regulations.justia.com/regulations/fedreg/2009/01/14/E9-611.html Wed, 14 Jan 2009 00:00:00 -0800 E9-611 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-14/pdf/E9-611.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Conforming Changes to FINRA Rules 6380B and 6730 To Reflect Amendments Proposed Pursuant to SR-FINRA-2008-060 https://regulations.justia.com/regulations/fedreg/2009/01/14/E9-610.html https://regulations.justia.com/regulations/fedreg/2009/01/14/E9-610.html Wed, 14 Jan 2009 00:00:00 -0800 E9-610 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-14/pdf/E9-610.pdf Rule - Modernization of Oil and Gas Reporting https://regulations.justia.com/regulations/fedreg/2009/01/14/E9-409.html https://regulations.justia.com/regulations/fedreg/2009/01/14/E9-409.html Wed, 14 Jan 2009 00:00:00 -0800 E9-409 Rule http://www.gpo.gov/fdsys/pkg/FR-2009-01-14/pdf/E9-409.pdf