Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/01/14?limit=200&registers=between&mode=atom 2024-12-22T13:02:23-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2009/01/14/E9-613.html Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Order Approving and Declaring Effective a Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and the Boston Stock Exchange, Incorporated 2009-01-14T00:00:00-08:00 2009-01-14T00:00:00-08:00 E9-613 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-14/pdf/E9-613.pdf https://regulations.justia.com/regulations/fedreg/2009/01/14/E9-612.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a TRACE Pilot Program 2009-01-14T00:00:00-08:00 2009-01-14T00:00:00-08:00 E9-612 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-14/pdf/E9-612.pdf https://regulations.justia.com/regulations/fedreg/2009/01/14/E9-611.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Generic Listing Standards for Index Multiple Exchange Traded Fund Shares and Index Inverse Exchange Traded Fund Shares 2009-01-14T00:00:00-08:00 2009-01-14T00:00:00-08:00 E9-611 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-14/pdf/E9-611.pdf https://regulations.justia.com/regulations/fedreg/2009/01/14/E9-610.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Conforming Changes to FINRA Rules 6380B and 6730 To Reflect Amendments Proposed Pursuant to SR-FINRA-2008-060 2009-01-14T00:00:00-08:00 2009-01-14T00:00:00-08:00 E9-610 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-14/pdf/E9-610.pdf https://regulations.justia.com/regulations/fedreg/2009/01/14/E9-409.html Rule - Modernization of Oil and Gas Reporting 2009-01-14T00:00:00-08:00 2009-01-14T00:00:00-08:00 E9-409 Rule http://www.gpo.gov/fdsys/pkg/FR-2009-01-14/pdf/E9-409.pdf