<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/01/02?registers=between Tue, 24 Jun 2025 14:51:08 -0700 Tue, 24 Jun 2025 14:51:08 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/01/02?registers=between Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendments to the National Market System Plan for the Selection and Reservation of Securities Symbols To Add New York Stock Exchange LLC, NYSE Arca, Inc., NYSE Alternext US LLC and Chicago Board Options Exchange, Incorporated as Parties Thereto https://regulations.justia.com/regulations/fedreg/2009/01/02/E8-31205.html https://regulations.justia.com/regulations/fedreg/2009/01/02/E8-31205.html Fri, 02 Jan 2009 00:00:00 -0800 E8-31205 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-02/pdf/E8-31205.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 2267 (Investor Education and Protection) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2009/01/02/E8-31204.html https://regulations.justia.com/regulations/fedreg/2009/01/02/E8-31204.html Fri, 02 Jan 2009 00:00:00 -0800 E8-31204 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-02/pdf/E8-31204.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by The NASDAQ Stock Market LLC Adopting a Limited Exemption From OATS Order Data Recordation Requirements for Registered Options Market Makers https://regulations.justia.com/regulations/fedreg/2009/01/02/E8-31203.html https://regulations.justia.com/regulations/fedreg/2009/01/02/E8-31203.html Fri, 02 Jan 2009 00:00:00 -0800 E8-31203 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-02/pdf/E8-31203.pdf Notice - Order Granting Temporary Exemptions Under the Securities Exchange Act of 1934 in Connection with Request of Liffe Administration and Management and Lch.Clearnet Ltd. Related to Central Clearing of Credit Default Swaps, and Request for Comments https://regulations.justia.com/regulations/fedreg/2009/01/02/E8-31193.html https://regulations.justia.com/regulations/fedreg/2009/01/02/E8-31193.html Fri, 02 Jan 2009 00:00:00 -0800 E8-31193 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-02/pdf/E8-31193.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Amendment of the International Securities Exchange Holdings, Inc.'s Certificate of Incorporation https://regulations.justia.com/regulations/fedreg/2009/01/02/E8-31192.html https://regulations.justia.com/regulations/fedreg/2009/01/02/E8-31192.html Fri, 02 Jan 2009 00:00:00 -0800 E8-31192 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-02/pdf/E8-31192.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Policy Relating to Its Treatment of Trade Reports That It Determines To Be Inconsistent With the Prevailing Market https://regulations.justia.com/regulations/fedreg/2009/01/02/E8-31191.html https://regulations.justia.com/regulations/fedreg/2009/01/02/E8-31191.html Fri, 02 Jan 2009 00:00:00 -0800 E8-31191 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-02/pdf/E8-31191.pdf Notice - Order Pursuant to Section 36 of the Securities Exchange Act of 1934 Granting Temporary Exemptions From Sections 5 and 6 of the Exchange Act for Broker-Dealers and Exchanges Effecting Transactions in Credit Default Swaps https://regulations.justia.com/regulations/fedreg/2009/01/02/E8-31190.html https://regulations.justia.com/regulations/fedreg/2009/01/02/E8-31190.html Fri, 02 Jan 2009 00:00:00 -0800 E8-31190 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-02/pdf/E8-31190.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Adopt a Policy Relating to Its Treatment of Trade Reports That It Determines To Be Inconsistent With the Prevailing Market Retroactive to September 1, 2008 https://regulations.justia.com/regulations/fedreg/2009/01/02/E8-31150.html https://regulations.justia.com/regulations/fedreg/2009/01/02/E8-31150.html Fri, 02 Jan 2009 00:00:00 -0800 E8-31150 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-02/pdf/E8-31150.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change To Adopt a Trade, Flash and Cancel Order Type for CBSX https://regulations.justia.com/regulations/fedreg/2009/01/02/E8-31149.html https://regulations.justia.com/regulations/fedreg/2009/01/02/E8-31149.html Fri, 02 Jan 2009 00:00:00 -0800 E8-31149 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-02/pdf/E8-31149.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposal To Eliminate $3 Underlying Price Requirement for Continued Listing and Listing of Additional Series https://regulations.justia.com/regulations/fedreg/2009/01/02/E8-31148.html https://regulations.justia.com/regulations/fedreg/2009/01/02/E8-31148.html Fri, 02 Jan 2009 00:00:00 -0800 E8-31148 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-02/pdf/E8-31148.pdf