<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2008/12?registers=between&min-day=1&max-day=31 Thu, 23 May 2024 00:14:40 -0700 Thu, 23 May 2024 00:14:40 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2008/12?registers=between&min-day=1&max-day=31 Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Regarding Routing to an Affiliated Exchange https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31130.html https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31130.html Wed, 31 Dec 2008 00:00:00 -0800 E8-31130 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31130.pdf Proposed Rule - Records Services, Fee Schedule https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31127.html https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31127.html Wed, 31 Dec 2008 00:00:00 -0800 E8-31127 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31127.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Establish Its New Risk Management Gateway Service https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31102.html https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31102.html Wed, 31 Dec 2008 00:00:00 -0800 E8-31102 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31102.pdf Notice - Self-Regulatory Organizations; NYSE Alternext US LLC; Notice of Filing of Proposed Rule Change To Establish Its New Risk Management Gateway Service https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31101.html https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31101.html Wed, 31 Dec 2008 00:00:00 -0800 E8-31101 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31101.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC To Extend to March 27, 2009, the Operative Date of New York Stock Exchange Rule 2 Requirement That NYSE-Only Member Organizations Apply for and Be Approved as a Member of the Financial Industry Regulatory Authority, Inc. https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31100.html https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31100.html Wed, 31 Dec 2008 00:00:00 -0800 E8-31100 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31100.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. Amending NYSE Arca Equities Rule 5.2(j)(6), the Exchange's Initial Listing Standards for Equity Index-Linked Securities, Commodity-Linked Securities, Currency-Linked Securities, Fixed Income Index-Linked Securities, Futures-Linked Securities and Multifactor Index-Linked Securities https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31098.html https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31098.html Wed, 31 Dec 2008 00:00:00 -0800 E8-31098 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31098.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Incorporated; Order Approving a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Establish New Rules for Membership, Member Conduct, and the Listing and Trading of Cash Equity Securities; Order Granting an Exemption for the Boston Stock Exchange, Incorporated From Section 11A(b) of the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31094.html https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31094.html Wed, 31 Dec 2008 00:00:00 -0800 E8-31094 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31094.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31093.html https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31093.html Wed, 31 Dec 2008 00:00:00 -0800 E8-31093 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31093.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31092.html https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31092.html Wed, 31 Dec 2008 00:00:00 -0800 E8-31092 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31092.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31091.html https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31091.html Wed, 31 Dec 2008 00:00:00 -0800 E8-31091 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31091.pdf Notice - Citigroup Global Markets Inc., et al.; Notice of Application and Temporary Order https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31090.html https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31090.html Wed, 31 Dec 2008 00:00:00 -0800 E8-31090 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31090.pdf Notice - Grail Advisors, LLC and Grail Advisors' Alpha ETF Trust; Notice of Application https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31089.html https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31089.html Wed, 31 Dec 2008 00:00:00 -0800 E8-31089 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31089.pdf Notice - Sun Life Assurance Company of Canada (U.S.), et al., Notice of Application https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31088.html https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31088.html Wed, 31 Dec 2008 00:00:00 -0800 E8-31088 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31088.pdf Notice - UBS Securities LLC, et al.; Notice of Application and Temporary Order https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31087.html https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31087.html Wed, 31 Dec 2008 00:00:00 -0800 E8-31087 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31087.pdf Notice - AdvisorShares Investments, LLC and AdvisorShares Trust; Notice of Application https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31086.html https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31086.html Wed, 31 Dec 2008 00:00:00 -0800 E8-31086 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31086.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31085.html https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31085.html Wed, 31 Dec 2008 00:00:00 -0800 E8-31085 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31085.pdf Notice - Self-Regulatory Organizations; NYSE Alternext US LLC; Notice of Filing of Proposed Rule Change Amending Rules Governing the Trading of Listed Options on NYSE Amex https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31053.html https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31053.html Wed, 31 Dec 2008 00:00:00 -0800 E8-31053 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31053.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change To Clarify Amendments to “Other Securities” Initial Listing Standards https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31052.html https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31052.html Wed, 31 Dec 2008 00:00:00 -0800 E8-31052 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31052.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Proposed Rule Change To Amend NASD Interpretive Material (IM) 2110-2 (Trading Ahead of Customer Limit Order) https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31051.html https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31051.html Wed, 31 Dec 2008 00:00:00 -0800 E8-31051 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31051.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Close of Trading on the ISE Stock Exchange https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31050.html https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31050.html Wed, 31 Dec 2008 00:00:00 -0800 E8-31050 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31050.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC To Establish a Trading License Fee for 2009 and Amend Certain Other Floor Fees https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31049.html https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31049.html Wed, 31 Dec 2008 00:00:00 -0800 E8-31049 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31049.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change As Amended To Increase Liquidity Resources https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31048.html https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31048.html Wed, 31 Dec 2008 00:00:00 -0800 E8-31048 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31048.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. To Amend the Sanctioning Guidelines https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30938.html https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30938.html Tue, 30 Dec 2008 00:00:00 -0800 E8-30938 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-30/pdf/E8-30938.pdf Notice - Self-Regulatory Organizations; NYSE Alternext US LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish the Minimum Price Variation of $0.01 for Orders and Quotations in Bonds Admitted to Dealings on NYSE Alternext https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30898.html https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30898.html Tue, 30 Dec 2008 00:00:00 -0800 E8-30898 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-30/pdf/E8-30898.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC To Amend the Requirements of Section 203.01 of the Listed Company Manual with respect to Annual Reports https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30897.html https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30897.html Tue, 30 Dec 2008 00:00:00 -0800 E8-30897 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-30/pdf/E8-30897.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Purchase by International Securities Exchange Holdings, Inc., of an Ownership Interest in Direct Edge Holdings, Inc. https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30862.html https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30862.html Tue, 30 Dec 2008 00:00:00 -0800 E8-30862 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-30/pdf/E8-30862.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Order Approving and Declaring Effective a Plan for the Allocation of Regulatory Responsibilities Between the International Securities Exchange, LLC and the Financial Industry Regulatory Authority, Inc. https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30861.html https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30861.html Tue, 30 Dec 2008 00:00:00 -0800 E8-30861 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-30/pdf/E8-30861.pdf Notice - Order Granting Application for a Temporary Conditional Exemption Pursuant to Section 36(a) of the Exchange Act by the International Securities Exchange, LLC Relating to the Acquisition by International Securities Exchange Holdings, Inc. of an Electronic Communications Network https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30860.html https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30860.html Tue, 30 Dec 2008 00:00:00 -0800 E8-30860 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-30/pdf/E8-30860.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Boston Stock Exchange, Inc. To List Options on the Mini-Nasdaq-100 Index at $1 Strike Price Intervals https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30859.html https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30859.html Tue, 30 Dec 2008 00:00:00 -0800 E8-30859 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-30/pdf/E8-30859.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30858.html https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30858.html Tue, 30 Dec 2008 00:00:00 -0800 E8-30858 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-30/pdf/E8-30858.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trade Reporting of Transfers of Securities Subject to an Asset Purchase Agreement https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30857.html https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30857.html Tue, 30 Dec 2008 00:00:00 -0800 E8-30857 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-30/pdf/E8-30857.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Duration of the Hybrid Rule Pertaining to Orders Represented in Open Outcry https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30856.html https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30856.html Tue, 30 Dec 2008 00:00:00 -0800 E8-30856 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-30/pdf/E8-30856.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30855.html https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30855.html Tue, 30 Dec 2008 00:00:00 -0800 E8-30855 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-30/pdf/E8-30855.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 5240 (Anti Intimidation / Coordination) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2008/12/29/E8-30790.html https://regulations.justia.com/regulations/fedreg/2008/12/29/E8-30790.html Mon, 29 Dec 2008 00:00:00 -0800 E8-30790 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-29/pdf/E8-30790.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish the Minimum Price Variation of $0.01 for Orders and Quotations in Bonds Admitted to Dealings on NYSE https://regulations.justia.com/regulations/fedreg/2008/12/29/E8-30789.html https://regulations.justia.com/regulations/fedreg/2008/12/29/E8-30789.html Mon, 29 Dec 2008 00:00:00 -0800 E8-30789 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-29/pdf/E8-30789.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Change the Name of BATS Holdings, Inc. https://regulations.justia.com/regulations/fedreg/2008/12/29/E8-30788.html https://regulations.justia.com/regulations/fedreg/2008/12/29/E8-30788.html Mon, 29 Dec 2008 00:00:00 -0800 E8-30788 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-29/pdf/E8-30788.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC That the $8,000,000 Annual Trading Floor Regulatory Fee Allocated Among the Designated Market Maker Firms, Formerly Referred to as the “Specialist Trading Floor Regulatory Fee,” Be Reduced by 50% for 2008, and Eliminated Thereafter https://regulations.justia.com/regulations/fedreg/2008/12/29/E8-30787.html https://regulations.justia.com/regulations/fedreg/2008/12/29/E8-30787.html Mon, 29 Dec 2008 00:00:00 -0800 E8-30787 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-29/pdf/E8-30787.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving a Proposed Rule Change Relating to Applicant and Member Disqualification Criteria https://regulations.justia.com/regulations/fedreg/2008/12/29/E8-30786.html https://regulations.justia.com/regulations/fedreg/2008/12/29/E8-30786.html Mon, 29 Dec 2008 00:00:00 -0800 E8-30786 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-29/pdf/E8-30786.pdf Notice - Self-Regulatory Organizations: Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Adoption of NASD Rules 12805 and 13805 as FINRA Rules in the New Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2008/12/29/E8-30785.html https://regulations.justia.com/regulations/fedreg/2008/12/29/E8-30785.html Mon, 29 Dec 2008 00:00:00 -0800 E8-30785 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-29/pdf/E8-30785.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change to Discontinue Policy of Prohibiting Transfer Agents from Charging Fees for Issuing Stock Certificates https://regulations.justia.com/regulations/fedreg/2008/12/29/E8-30784.html https://regulations.justia.com/regulations/fedreg/2008/12/29/E8-30784.html Mon, 29 Dec 2008 00:00:00 -0800 E8-30784 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-29/pdf/E8-30784.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change to Amend Rules to Add an Agreement from Fund Members that Submit Mutual Fund Profile Information https://regulations.justia.com/regulations/fedreg/2008/12/29/E8-30783.html https://regulations.justia.com/regulations/fedreg/2008/12/29/E8-30783.html Mon, 29 Dec 2008 00:00:00 -0800 E8-30783 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-29/pdf/E8-30783.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2008/12/29/E8-30782.html https://regulations.justia.com/regulations/fedreg/2008/12/29/E8-30782.html Mon, 29 Dec 2008 00:00:00 -0800 E8-30782 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-29/pdf/E8-30782.pdf Notice - Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Calendar Year 2009 https://regulations.justia.com/regulations/fedreg/2008/12/23/E8-30431.html https://regulations.justia.com/regulations/fedreg/2008/12/23/E8-30431.html Tue, 23 Dec 2008 00:00:00 -0800 E8-30431 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-23/pdf/E8-30431.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change to Amend Exchange Rule 4.21 Relating to Third Party Deposits https://regulations.justia.com/regulations/fedreg/2008/12/23/E8-30408.html https://regulations.justia.com/regulations/fedreg/2008/12/23/E8-30408.html Tue, 23 Dec 2008 00:00:00 -0800 E8-30408 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-23/pdf/E8-30408.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving a Proposed Rule Change To Implement a New Service To Allow Issuers To Track and Limit the Number of Beneficial Owners for an Individual CUSIP https://regulations.justia.com/regulations/fedreg/2008/12/22/E8-30322.html https://regulations.justia.com/regulations/fedreg/2008/12/22/E8-30322.html Mon, 22 Dec 2008 00:00:00 -0800 E8-30322 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-22/pdf/E8-30322.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and the Boston Stock Exchange, Incorporated https://regulations.justia.com/regulations/fedreg/2008/12/22/E8-30321.html https://regulations.justia.com/regulations/fedreg/2008/12/22/E8-30321.html Mon, 22 Dec 2008 00:00:00 -0800 E8-30321 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-22/pdf/E8-30321.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to the Generic Listing Standards for Index Multiple Exchange Traded Fund Shares and Index Inverse Exchange Traded Fund Shares https://regulations.justia.com/regulations/fedreg/2008/12/22/E8-30320.html https://regulations.justia.com/regulations/fedreg/2008/12/22/E8-30320.html Mon, 22 Dec 2008 00:00:00 -0800 E8-30320 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-22/pdf/E8-30320.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update Rule Cross-References and Make Other Various Non-Substantive Technical Changes to FINRA Rules00 https://regulations.justia.com/regulations/fedreg/2008/12/22/E8-30319.html https://regulations.justia.com/regulations/fedreg/2008/12/22/E8-30319.html Mon, 22 Dec 2008 00:00:00 -0800 E8-30319 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-22/pdf/E8-30319.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of the Exchange https://regulations.justia.com/regulations/fedreg/2008/12/22/E8-30318.html https://regulations.justia.com/regulations/fedreg/2008/12/22/E8-30318.html Mon, 22 Dec 2008 00:00:00 -0800 E8-30318 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-22/pdf/E8-30318.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes https://regulations.justia.com/regulations/fedreg/2008/12/22/E8-30317.html https://regulations.justia.com/regulations/fedreg/2008/12/22/E8-30317.html Mon, 22 Dec 2008 00:00:00 -0800 E8-30317 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-22/pdf/E8-30317.pdf