Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2008/12/31?limit=200&registers=between&mode=atom 2024-12-28T17:11:20-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31130.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Regarding Routing to an Affiliated Exchange 2008-12-31T00:00:00-08:00 2008-12-31T00:00:00-08:00 E8-31130 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31130.pdf https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31127.html Proposed Rule - Records Services, Fee Schedule 2008-12-31T00:00:00-08:00 2008-12-31T00:00:00-08:00 E8-31127 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31127.pdf https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31102.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Establish Its New Risk Management Gateway Service 2008-12-31T00:00:00-08:00 2008-12-31T00:00:00-08:00 E8-31102 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31102.pdf https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31101.html Notice - Self-Regulatory Organizations; NYSE Alternext US LLC; Notice of Filing of Proposed Rule Change To Establish Its New Risk Management Gateway Service 2008-12-31T00:00:00-08:00 2008-12-31T00:00:00-08:00 E8-31101 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31101.pdf https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31100.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC To Extend to March 27, 2009, the Operative Date of New York Stock Exchange Rule 2 Requirement That NYSE-Only Member Organizations Apply for and Be Approved as a Member of the Financial Industry Regulatory Authority, Inc. 2008-12-31T00:00:00-08:00 2008-12-31T00:00:00-08:00 E8-31100 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31100.pdf https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31098.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. Amending NYSE Arca Equities Rule 5.2(j)(6), the Exchange's Initial Listing Standards for Equity Index-Linked Securities, Commodity-Linked Securities, Currency-Linked Securities, Fixed Income Index-Linked Securities, Futures-Linked Securities and Multifactor Index-Linked Securities 2008-12-31T00:00:00-08:00 2008-12-31T00:00:00-08:00 E8-31098 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31098.pdf https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31094.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Incorporated; Order Approving a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Establish New Rules for Membership, Member Conduct, and the Listing and Trading of Cash Equity Securities; Order Granting an Exemption for the Boston Stock Exchange, Incorporated From Section 11A(b) of the Securities Exchange Act of 1934 2008-12-31T00:00:00-08:00 2008-12-31T00:00:00-08:00 E8-31094 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31094.pdf https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31093.html Notice - Submission for OMB Review; Comment Request 2008-12-31T00:00:00-08:00 2008-12-31T00:00:00-08:00 E8-31093 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31093.pdf https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31092.html Notice - Submission for OMB Review; Comment Request 2008-12-31T00:00:00-08:00 2008-12-31T00:00:00-08:00 E8-31092 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31092.pdf https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31091.html Notice - Submission for OMB Review; Comment Request 2008-12-31T00:00:00-08:00 2008-12-31T00:00:00-08:00 E8-31091 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31091.pdf https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31090.html Notice - Citigroup Global Markets Inc., et al.; Notice of Application and Temporary Order 2008-12-31T00:00:00-08:00 2008-12-31T00:00:00-08:00 E8-31090 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31090.pdf https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31089.html Notice - Grail Advisors, LLC and Grail Advisors' Alpha ETF Trust; Notice of Application 2008-12-31T00:00:00-08:00 2008-12-31T00:00:00-08:00 E8-31089 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31089.pdf https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31088.html Notice - Sun Life Assurance Company of Canada (U.S.), et al., Notice of Application 2008-12-31T00:00:00-08:00 2008-12-31T00:00:00-08:00 E8-31088 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31088.pdf https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31087.html Notice - UBS Securities LLC, et al.; Notice of Application and Temporary Order 2008-12-31T00:00:00-08:00 2008-12-31T00:00:00-08:00 E8-31087 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31087.pdf https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31086.html Notice - AdvisorShares Investments, LLC and AdvisorShares Trust; Notice of Application 2008-12-31T00:00:00-08:00 2008-12-31T00:00:00-08:00 E8-31086 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31086.pdf https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31085.html Notice - Submission for OMB Review; Comment Request 2008-12-31T00:00:00-08:00 2008-12-31T00:00:00-08:00 E8-31085 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31085.pdf https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31053.html Notice - Self-Regulatory Organizations; NYSE Alternext US LLC; Notice of Filing of Proposed Rule Change Amending Rules Governing the Trading of Listed Options on NYSE Amex 2008-12-31T00:00:00-08:00 2008-12-31T00:00:00-08:00 E8-31053 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31053.pdf https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31052.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change To Clarify Amendments to “Other Securities” Initial Listing Standards 2008-12-31T00:00:00-08:00 2008-12-31T00:00:00-08:00 E8-31052 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31052.pdf https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31051.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Proposed Rule Change To Amend NASD Interpretive Material (IM) 2110-2 (Trading Ahead of Customer Limit Order) 2008-12-31T00:00:00-08:00 2008-12-31T00:00:00-08:00 E8-31051 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31051.pdf https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31050.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Close of Trading on the ISE Stock Exchange 2008-12-31T00:00:00-08:00 2008-12-31T00:00:00-08:00 E8-31050 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31050.pdf https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31049.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC To Establish a Trading License Fee for 2009 and Amend Certain Other Floor Fees 2008-12-31T00:00:00-08:00 2008-12-31T00:00:00-08:00 E8-31049 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31049.pdf https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31048.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change As Amended To Increase Liquidity Resources 2008-12-31T00:00:00-08:00 2008-12-31T00:00:00-08:00 E8-31048 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31048.pdf