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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2008/12/29?registers=between
Thu, 17 Jul 2025 13:33:30 -0700Thu, 17 Jul 2025 13:33:30 -0700Justia Regulations TrackerCopyright 2011 Justia Inc.https://regulations.justia.com/images/justiafedregulations.gif<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2008/12/29?registers=between
Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 5240 (Anti Intimidation / Coordination) in the Consolidated FINRA Rulebook
https://regulations.justia.com/regulations/fedreg/2008/12/29/E8-30790.html
https://regulations.justia.com/regulations/fedreg/2008/12/29/E8-30790.htmlMon, 29 Dec 2008 00:00:00 -0800E8-30790Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-29/pdf/E8-30790.pdfNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish the Minimum Price Variation of $0.01 for Orders and Quotations in Bonds Admitted to Dealings on NYSE
https://regulations.justia.com/regulations/fedreg/2008/12/29/E8-30789.html
https://regulations.justia.com/regulations/fedreg/2008/12/29/E8-30789.htmlMon, 29 Dec 2008 00:00:00 -0800E8-30789Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-29/pdf/E8-30789.pdfNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Change the Name of BATS Holdings, Inc.
https://regulations.justia.com/regulations/fedreg/2008/12/29/E8-30788.html
https://regulations.justia.com/regulations/fedreg/2008/12/29/E8-30788.htmlMon, 29 Dec 2008 00:00:00 -0800E8-30788Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-29/pdf/E8-30788.pdfNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC That the $8,000,000 Annual Trading Floor Regulatory Fee Allocated Among the Designated Market Maker Firms, Formerly Referred to as the “Specialist Trading Floor Regulatory Fee,” Be Reduced by 50% for 2008, and Eliminated Thereafter
https://regulations.justia.com/regulations/fedreg/2008/12/29/E8-30787.html
https://regulations.justia.com/regulations/fedreg/2008/12/29/E8-30787.htmlMon, 29 Dec 2008 00:00:00 -0800E8-30787Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-29/pdf/E8-30787.pdfNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving a Proposed Rule Change Relating to Applicant and Member Disqualification Criteria
https://regulations.justia.com/regulations/fedreg/2008/12/29/E8-30786.html
https://regulations.justia.com/regulations/fedreg/2008/12/29/E8-30786.htmlMon, 29 Dec 2008 00:00:00 -0800E8-30786Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-29/pdf/E8-30786.pdfNotice - Self-Regulatory Organizations: Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Adoption of NASD Rules 12805 and 13805 as FINRA Rules in the New Consolidated FINRA Rulebook
https://regulations.justia.com/regulations/fedreg/2008/12/29/E8-30785.html
https://regulations.justia.com/regulations/fedreg/2008/12/29/E8-30785.htmlMon, 29 Dec 2008 00:00:00 -0800E8-30785Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-29/pdf/E8-30785.pdfNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change to Discontinue Policy of Prohibiting Transfer Agents from Charging Fees for Issuing Stock Certificates
https://regulations.justia.com/regulations/fedreg/2008/12/29/E8-30784.html
https://regulations.justia.com/regulations/fedreg/2008/12/29/E8-30784.htmlMon, 29 Dec 2008 00:00:00 -0800E8-30784Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-29/pdf/E8-30784.pdfNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change to Amend Rules to Add an Agreement from Fund Members that Submit Mutual Fund Profile Information
https://regulations.justia.com/regulations/fedreg/2008/12/29/E8-30783.html
https://regulations.justia.com/regulations/fedreg/2008/12/29/E8-30783.htmlMon, 29 Dec 2008 00:00:00 -0800E8-30783Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-29/pdf/E8-30783.pdfNotice - Proposed Collection; Comment Request
https://regulations.justia.com/regulations/fedreg/2008/12/29/E8-30782.html
https://regulations.justia.com/regulations/fedreg/2008/12/29/E8-30782.htmlMon, 29 Dec 2008 00:00:00 -0800E8-30782Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-29/pdf/E8-30782.pdf