<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2008/12/08?registers=between Sun, 20 Jul 2025 03:36:30 -0700 Sun, 20 Jul 2025 03:36:30 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2008/12/08?registers=between Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Related to Obvious Error Rules https://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28965.html https://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28965.html Mon, 08 Dec 2008 00:00:00 -0800 E8-28965 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-08/pdf/E8-28965.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Stock Loan/Hedge Program https://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28964.html https://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28964.html Mon, 08 Dec 2008 00:00:00 -0800 E8-28964 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-08/pdf/E8-28964.pdf Notice - Self-Regulatory Organizations; the Depository Trust Company; Order Granting Approval of a Proposed Rule Change To Eliminate the Ability To Obtain a Physical Certificate From DTC for Issues That Are Eligible and Participating in the Direct Registration System https://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28963.html https://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28963.html Mon, 08 Dec 2008 00:00:00 -0800 E8-28963 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-08/pdf/E8-28963.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees https://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28962.html https://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28962.html Mon, 08 Dec 2008 00:00:00 -0800 E8-28962 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-08/pdf/E8-28962.pdf Notice - Self-Regulatory Organizations; Stock Clearing Corporation of Philadelphia; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Collection of Financial Industry Regulatory Authority Section 3 Regulatory Fees https://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28961.html https://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28961.html Mon, 08 Dec 2008 00:00:00 -0800 E8-28961 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-08/pdf/E8-28961.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the NASDAQ OMX PHLX, Inc., Relating to XLE® Fees https://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28960.html https://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28960.html Mon, 08 Dec 2008 00:00:00 -0800 E8-28960 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-08/pdf/E8-28960.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Certain Market Maker Quoting Violations Punishable Under Its Minor Rule Violation Plan https://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28959.html https://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28959.html Mon, 08 Dec 2008 00:00:00 -0800 E8-28959 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-08/pdf/E8-28959.pdf Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of an Amendment to the National Market System Plan for the Selection and Reservation of Securities Symbols To Add the International Securities Exchange, LLC as a Party Thereto https://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28958.html https://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28958.html Mon, 08 Dec 2008 00:00:00 -0800 E8-28958 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-08/pdf/E8-28958.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Enhancements to the Nasdaq Regulation Reconnaissance Service https://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28957.html https://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28957.html Mon, 08 Dec 2008 00:00:00 -0800 E8-28957 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-08/pdf/E8-28957.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Complex Orders https://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28956.html https://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28956.html Mon, 08 Dec 2008 00:00:00 -0800 E8-28956 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-08/pdf/E8-28956.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change by NYSE Alternext US LLC for Retroactive Application of a Previously Adopted Revenue Sharing Program for ETF Quoting Participants on the Exchange https://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28955.html https://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28955.html Mon, 08 Dec 2008 00:00:00 -0800 E8-28955 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-08/pdf/E8-28955.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NYSE Alternext US LLC To Implement a Previously Adopted Revenue Sharing Program for ETF Quoting Participants on the Exchange https://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28954.html https://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28954.html Mon, 08 Dec 2008 00:00:00 -0800 E8-28954 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-08/pdf/E8-28954.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28953.html https://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28953.html Mon, 08 Dec 2008 00:00:00 -0800 E8-28953 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-08/pdf/E8-28953.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28909.html https://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28909.html Mon, 08 Dec 2008 00:00:00 -0800 E8-28909 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-08/pdf/E8-28909.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28907.html https://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28907.html Mon, 08 Dec 2008 00:00:00 -0800 E8-28907 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-08/pdf/E8-28907.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28885.html https://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28885.html Mon, 08 Dec 2008 00:00:00 -0800 E8-28885 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-08/pdf/E8-28885.pdf