Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2008/11?limit=200®isters=between&min-day=1&max-day=30&mode=atom2024-05-07T19:48:34-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2008/11/28/E8-28274.htmlNotice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 19402008-11-28T00:00:00-08:002008-11-28T00:00:00-08:00E8-28274Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-28/pdf/E8-28274.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/28/E8-28243.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Boston Stock Exchange, Inc. To Amend Certain BOX Rules Related to the PIP To Eliminate the Requirement That There Be at Least Three Market Makers Quoting in a Relevant Options Class in Order for a PIP To Commence2008-11-28T00:00:00-08:002008-11-28T00:00:00-08:00E8-28243Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-28/pdf/E8-28243.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/28/E8-28242.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change to MSRB Rule G-34, CUSIP Numbers and New Issue Requirements, To Establish a Transparency System for Municipal Auction Rate Securities and Municipal Variable Rate Demand Obligations2008-11-28T00:00:00-08:002008-11-28T00:00:00-08:00E8-28242Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-28/pdf/E8-28242.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/28/E8-28241.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Listing of PowerShares DB Funds2008-11-28T00:00:00-08:002008-11-28T00:00:00-08:00E8-28241Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-28/pdf/E8-28241.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/28/E8-28240.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Delisting Standards2008-11-28T00:00:00-08:002008-11-28T00:00:00-08:00E8-28240Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-28/pdf/E8-28240.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/28/E8-28222.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees of Other Market Centers Related to Clearly Erroneous Rulings2008-11-28T00:00:00-08:002008-11-28T00:00:00-08:00E8-28222Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-28/pdf/E8-28222.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/28/E8-28221.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enable the Listing and Trading of Options on Index-Linked Securities2008-11-28T00:00:00-08:002008-11-28T00:00:00-08:00E8-28221Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-28/pdf/E8-28221.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/28/E8-28220.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending Rule 5.2(j)(6) To Increase the Permissible Aggregate Weight of Underlying Foreign Country Securities2008-11-28T00:00:00-08:002008-11-28T00:00:00-08:00E8-28220Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-28/pdf/E8-28220.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/28/E8-28219.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Its Obvious Errors Rule and the Adoption of a Catastrophic Error Provision2008-11-28T00:00:00-08:002008-11-28T00:00:00-08:00E8-28219Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-28/pdf/E8-28219.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/26/E8-28253.htmlNotice - American Custom Components, Inc., Creditgroup Com, Inc. (n/k/a Tradex Global Financial Services, Inc.), Frederick Brewing Co., and Infinicall Corp., Respondents; Order of Suspension of Trading2008-11-26T00:00:00-08:002008-11-26T00:00:00-08:00E8-28253Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-26/pdf/E8-28253.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/26/E8-28239.htmlNotice - Sunshine Act Meeting2008-11-26T00:00:00-08:002008-11-26T00:00:00-08:00E8-28239Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-26/pdf/E8-28239.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/26/E8-28140.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify Exchange Rule 9.11 Relating to Confirmations to Customers2008-11-26T00:00:00-08:002008-11-26T00:00:00-08:00E8-28140Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-26/pdf/E8-28140.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/26/E8-28127.htmlNotice - Sunshine Act Meeting2008-11-26T00:00:00-08:002008-11-26T00:00:00-08:00E8-28127Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-26/pdf/E8-28127.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/26/E8-28111.htmlNotice - Submission for OMB Review; Comment Request2008-11-26T00:00:00-08:002008-11-26T00:00:00-08:00E8-28111Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-26/pdf/E8-28111.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/26/E8-28095.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation and National Securities Clearing Corporation; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Changes Relating to Amendment No. 2 to the Third Amended and Restated Options Exercise Settlement Agreement2008-11-26T00:00:00-08:002008-11-26T00:00:00-08:00E8-28095Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-26/pdf/E8-28095.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/26/E8-28091.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by The NASDAQ Stock Market LLC Regarding a Clerical Change to Nasdaq Rules2008-11-26T00:00:00-08:002008-11-26T00:00:00-08:00E8-28091Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-26/pdf/E8-28091.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/26/E8-28090.htmlNotice - Options Price Reporting Authority; Notice of Filing and Immediate Effectiveness of Proposed Amendment to the Options Price Reporting Authority's Policies With Respect to Device-Based Fees2008-11-26T00:00:00-08:002008-11-26T00:00:00-08:00E8-28090Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-26/pdf/E8-28090.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/26/E8-28050.htmlRule - Temporary Exemption for Liquidation of Certain Money Market Funds2008-11-26T00:00:00-08:002008-11-26T00:00:00-08:00E8-28050Rulehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-26/pdf/E8-28050.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/26/E8-28045.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend CBOE Rules Relating to an Expansion of the SPX Trading Crowd2008-11-26T00:00:00-08:002008-11-26T00:00:00-08:00E8-28045Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-26/pdf/E8-28045.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/26/E8-28044.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to Eligible Margin Assets2008-11-26T00:00:00-08:002008-11-26T00:00:00-08:00E8-28044Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-26/pdf/E8-28044.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/26/E8-28042.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending Rule 411(b) Concerning Certain Odd-Lot Order Handling Requirements, Rescinding NYSE Information Memorandum 94-14 and Issuing a New Information Memo That Provides Comprehensive and Updated Interpretive Guidance on, and Application of, Current NYSE Odd-Lot Trading Practices and Rules2008-11-26T00:00:00-08:002008-11-26T00:00:00-08:00E8-28042Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-26/pdf/E8-28042.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/25/E8-28046.htmlNotice - Sunshine Act Meeting2008-11-25T00:00:00-08:002008-11-25T00:00:00-08:00E8-28046Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-25/pdf/E8-28046.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/25/E8-27989.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Transactions in Stocks With a Price of Less than $1.00 per Share2008-11-25T00:00:00-08:002008-11-25T00:00:00-08:00E8-27989Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-25/pdf/E8-27989.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/25/E8-27988.htmlNotice - Proposed Collection; Comment Request2008-11-25T00:00:00-08:002008-11-25T00:00:00-08:00E8-27988Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-25/pdf/E8-27988.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/25/E8-27987.htmlNotice - Proposed Collection; Comment Request2008-11-25T00:00:00-08:002008-11-25T00:00:00-08:00E8-27987Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-25/pdf/E8-27987.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/25/E8-27986.htmlNotice - Proposed Collection; Comment Request2008-11-25T00:00:00-08:002008-11-25T00:00:00-08:00E8-27986Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-25/pdf/E8-27986.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/25/E8-27897.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Reducing the Exposure Time for Option Limit Orders to One Second2008-11-25T00:00:00-08:002008-11-25T00:00:00-08:00E8-27897Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-25/pdf/E8-27897.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/24/E8-27939.htmlNotice - Order of Suspension of Trading; 2TheMart.com, Inc., and The 3DO Co., Respondents2008-11-24T00:00:00-08:002008-11-24T00:00:00-08:00E8-27939Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-24/pdf/E8-27939.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/24/E8-27886.htmlNotice - Proposed Extension of Existing Collection; Comment Request2008-11-24T00:00:00-08:002008-11-24T00:00:00-08:00E8-27886Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-24/pdf/E8-27886.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/24/E8-27884.htmlNotice - Submission for OMB Review; Comment Request2008-11-24T00:00:00-08:002008-11-24T00:00:00-08:00E8-27884Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-24/pdf/E8-27884.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/24/E8-27883.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Accelerated Approval of Proposed Rule Change To Amend NYSE Arca Equities Rule 5.2(j)(6)(v) in Order To Add the CBOE Volatility Index® (“VIX®”) Futures (“VIX Futures”) to the Definition of Futures Reference Asset2008-11-24T00:00:00-08:002008-11-24T00:00:00-08:00E8-27883Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-24/pdf/E8-27883.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/24/E8-27882.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Schedule of Fees and Charges for Exchange Services That Apply to Mid-Point Passive Liquidity Orders2008-11-24T00:00:00-08:002008-11-24T00:00:00-08:00E8-27882Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-24/pdf/E8-27882.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/24/E8-27881.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Participant Fees and Assessments2008-11-24T00:00:00-08:002008-11-24T00:00:00-08:00E8-27881Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-24/pdf/E8-27881.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/24/E8-27880.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Listing and Trading of Units of the United States Oil Fund, United States Heating Oil Fund, United States Gasoline Fund, United States 12 Month Oil Fund, United States 12 Month Natural Gas Fund, and the United States Natural Gas Fund2008-11-24T00:00:00-08:002008-11-24T00:00:00-08:00E8-27880Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-24/pdf/E8-27880.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/24/E8-27879.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To List Shares of iShares Silver Trust2008-11-24T00:00:00-08:002008-11-24T00:00:00-08:00E8-27879Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-24/pdf/E8-27879.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/24/E8-27878.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change Relating to Listing Certain Derivative Products Pursuant to Continued Listing Criteria2008-11-24T00:00:00-08:002008-11-24T00:00:00-08:00E8-27878Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-24/pdf/E8-27878.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/24/E8-27877.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending Its Schedule of Fees and Charges for Exchange Services2008-11-24T00:00:00-08:002008-11-24T00:00:00-08:00E8-27877Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-24/pdf/E8-27877.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/24/E8-27833.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending Exchange Rule 104T To Make Certain Technical Amendments to the Rule To Conform it to the Exchange's Recently Instituted New Market Model Pilot2008-11-24T00:00:00-08:002008-11-24T00:00:00-08:00E8-27833Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-24/pdf/E8-27833.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/24/E8-27795.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by New York Stock Exchange, LLC Relating to the Limited Liability Company Agreement of New York Block Exchange, a Facility of NYSE2008-11-24T00:00:00-08:002008-11-24T00:00:00-08:00E8-27795Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-24/pdf/E8-27795.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/24/E8-27794.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC To Establish the New York Block Exchange2008-11-24T00:00:00-08:002008-11-24T00:00:00-08:00E8-27794Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-24/pdf/E8-27794.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/21/E8-27832.htmlNotice - Sunshine Act Meeting2008-11-21T00:00:00-08:002008-11-21T00:00:00-08:00E8-27832Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-21/pdf/E8-27832.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/21/E8-27757.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding NYSE Arca Equities Rule Governing the Anti-Money Laundering Compliance Program2008-11-21T00:00:00-08:002008-11-21T00:00:00-08:00E8-27757Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-21/pdf/E8-27757.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/21/E8-27756.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding NYSE Arca Options Rule Governing the Anti-Money Laundering Compliance Program2008-11-21T00:00:00-08:002008-11-21T00:00:00-08:00E8-27756Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-21/pdf/E8-27756.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/21/E8-27755.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Consolidate into a Single Rule Certain Requirements for Products Traded on the CBOE Stock Exchange Pursuant to Unlisted Trading Privileges2008-11-21T00:00:00-08:002008-11-21T00:00:00-08:00E8-27755Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-21/pdf/E8-27755.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/21/E8-27674.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Order Granting Approval of a Proposed Rule Change to Expand DTC's Debit Cap Look-Ahead Processing2008-11-21T00:00:00-08:002008-11-21T00:00:00-08:00E8-27674Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-21/pdf/E8-27674.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/21/E8-27559.htmlProposed Rule - Roadmap for the Potential Use of Financial Statements Prepared in Accordance With International Financial Reporting Standards by U.S. Issuers2008-11-21T00:00:00-08:002008-11-21T00:00:00-08:00E8-27559Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-21/pdf/E8-27559.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/20/E8-27600.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Program That Allows for No Minimum Size Order Requirement for the Price Improvement Period Process on the Boston Options Exchange Facility2008-11-20T00:00:00-08:002008-11-20T00:00:00-08:00E8-27600Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-20/pdf/E8-27600.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/20/E8-27599.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enable the Listing and Trading of Options on Index-linked Securities2008-11-20T00:00:00-08:002008-11-20T00:00:00-08:00E8-27599Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-20/pdf/E8-27599.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/20/E8-27597.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Maker Trading Licenses for Foreign Currency Options2008-11-20T00:00:00-08:002008-11-20T00:00:00-08:00E8-27597Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-20/pdf/E8-27597.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/20/E8-27581.htmlNotice - Proposed Collection; Comment Request2008-11-20T00:00:00-08:002008-11-20T00:00:00-08:00E8-27581Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-20/pdf/E8-27581.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/20/E8-27580.htmlNotice - Proposed Collection; Comment Request2008-11-20T00:00:00-08:002008-11-20T00:00:00-08:00E8-27580Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-20/pdf/E8-27580.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/20/E8-27579.htmlNotice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NSX Rule 11.23(a) Which Defines the Phrase “Riskless Principal Transaction”2008-11-20T00:00:00-08:002008-11-20T00:00:00-08:00E8-27579Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-20/pdf/E8-27579.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/20/E8-27578.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Temporarily Increasing the Number of Additional Quarterly Option Series in Exchange-Traded Fund Options2008-11-20T00:00:00-08:002008-11-20T00:00:00-08:00E8-27578Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-20/pdf/E8-27578.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/19/E8-27557.htmlNotice - Sunshine Act Meeting2008-11-19T00:00:00-08:002008-11-19T00:00:00-08:00E8-27557Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-19/pdf/E8-27557.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/19/E8-27440.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change to Amend the Trade Reporting Structure and Require Submission of Non-Tape Reports that Identify Other Members Who Participated in Agency and Riskless Principal Transactions as Modified by Amendments No. 1 and 22008-11-19T00:00:00-08:002008-11-19T00:00:00-08:00E8-27440Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-19/pdf/E8-27440.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/19/E8-27430.htmlNotice - Proposed Extension of Existing Collection; Comment Request2008-11-19T00:00:00-08:002008-11-19T00:00:00-08:00E8-27430Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-19/pdf/E8-27430.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/19/E8-27428.htmlNotice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule 16 and the NSX Fee Schedule for Order Delivery Mode Transactions2008-11-19T00:00:00-08:002008-11-19T00:00:00-08:00E8-27428Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-19/pdf/E8-27428.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/19/E8-27427.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Information Sharing Agreements With Domestic Federal Agencies, or Subdivisions Thereof, and Foreign Regulators2008-11-19T00:00:00-08:002008-11-19T00:00:00-08:00E8-27427Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-19/pdf/E8-27427.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/19/E8-27426.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext US LLC To Extend Its Temporary Program Relating to Section 31-Related Funds2008-11-19T00:00:00-08:002008-11-19T00:00:00-08:00E8-27426Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-19/pdf/E8-27426.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/19/E8-27425.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt FINRA Rules 2350 Through 2359 (Regarding Trading in Index Warrants, Currency Index Warrants, and Currency Warrants), FINRA Rule 2360 (Options), and FINRA Rule 2370 (Security Futures) in the Consolidated FINRA Rulebook2008-11-19T00:00:00-08:002008-11-19T00:00:00-08:00E8-27425Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-19/pdf/E8-27425.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/19/E8-27424.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Adopt an Initial Listing Standard Applicable Only to Companies Transferring From NYSE Arca2008-11-19T00:00:00-08:002008-11-19T00:00:00-08:00E8-27424Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-19/pdf/E8-27424.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/19/E8-27423.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Adopt an Additional Initial Listing Standard for Operating Companies2008-11-19T00:00:00-08:002008-11-19T00:00:00-08:00E8-27423Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-19/pdf/E8-27423.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/19/E8-27422.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Incorporated; Notice of Filing of Proposed Rule Change To Establish New Rules for Membership, Member Conduct, and the Listing and Trading of Cash Equity Securities2008-11-19T00:00:00-08:002008-11-19T00:00:00-08:00E8-27422Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-19/pdf/E8-27422.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/19/E8-27421.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Temporarily Increase the Number of Additional Quarterly Options Series2008-11-19T00:00:00-08:002008-11-19T00:00:00-08:00E8-27421Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-19/pdf/E8-27421.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/19/E8-27420.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Related to Amendments to Rule 991 (Communications to Customers) and Rule 921 (Opening of Accounts)2008-11-19T00:00:00-08:002008-11-19T00:00:00-08:00E8-27420Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-19/pdf/E8-27420.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/19/E8-27419.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Clarify Amendments to “Other Securities” Initial Listing Standard2008-11-19T00:00:00-08:002008-11-19T00:00:00-08:00E8-27419Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-19/pdf/E8-27419.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/19/E8-27404.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Section (3) of Exchange Rule 123D, Which Provides for the “Sub-Penny Trading” Condition2008-11-19T00:00:00-08:002008-11-19T00:00:00-08:00E8-27404Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-19/pdf/E8-27404.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/19/E8-27403.htmlRule - Delegation of Authority to the Director of the Office of Compliance Inspections and Examinations and the Secretary of the Commission2008-11-19T00:00:00-08:002008-11-19T00:00:00-08:00E8-27403Rulehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-19/pdf/E8-27403.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/18/E8-27431.htmlNotice - Proposed Collection; Comment Request2008-11-18T00:00:00-08:002008-11-18T00:00:00-08:00E8-27431Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-18/pdf/E8-27431.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/18/E8-27429.htmlNotice - Proposed Collection; Comment Request2008-11-18T00:00:00-08:002008-11-18T00:00:00-08:00E8-27429Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-18/pdf/E8-27429.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/18/E8-27405.htmlNotice - Sunshine Act Meeting2008-11-18T00:00:00-08:002008-11-18T00:00:00-08:00E8-27405Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-18/pdf/E8-27405.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/18/E8-27282.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the NASDAQ OMX PHLX, Inc. Relating to the Definition of “Market for the Underlying Security”2008-11-18T00:00:00-08:002008-11-18T00:00:00-08:00E8-27282Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-18/pdf/E8-27282.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/18/E8-27281.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change Relating to Continued Listing Criteria Applicable to Equity Linked Notes and “Other Securities”2008-11-18T00:00:00-08:002008-11-18T00:00:00-08:00E8-27281Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-18/pdf/E8-27281.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/18/E8-27280.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed Rule Change To Permit $1 Strikes for MNX Options2008-11-18T00:00:00-08:002008-11-18T00:00:00-08:00E8-27280Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-18/pdf/E8-27280.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/18/E8-27279.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC To Establish System of Rebates for Designated Market Makers2008-11-18T00:00:00-08:002008-11-18T00:00:00-08:00E8-27279Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-18/pdf/E8-27279.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/18/E8-27278.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Order Granting Approval of a Proposed Rule Change To Implement Processing Enhancements to the Profile Modification System Used in the Direct Registration System2008-11-18T00:00:00-08:002008-11-18T00:00:00-08:00E8-27278Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-18/pdf/E8-27278.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/18/E8-27252.htmlNotice - Proposed Collection; Comment Request2008-11-18T00:00:00-08:002008-11-18T00:00:00-08:00E8-27252Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-18/pdf/E8-27252.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/18/E8-27251.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to the Listing and Trading of Trust Certificates2008-11-18T00:00:00-08:002008-11-18T00:00:00-08:00E8-27251Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-18/pdf/E8-27251.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/18/E8-27250.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Procedures Applicable to Listed Companies That Are Late in Filing a Required Periodic Report With the Commission2008-11-18T00:00:00-08:002008-11-18T00:00:00-08:00E8-27250Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-18/pdf/E8-27250.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/18/E8-27249.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Realign the Representation of Industry Members on the National Adjudicatory Council To Follow More Closely the Categories of Industry Representation on the FINRA Board2008-11-18T00:00:00-08:002008-11-18T00:00:00-08:00E8-27249Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-18/pdf/E8-27249.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/17/E8-27295.htmlNotice - Sunshine Act Meeting2008-11-17T00:00:00-08:002008-11-17T00:00:00-08:00E8-27295Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-17/pdf/E8-27295.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/17/E8-27241.htmlNotice - Submission for OMB Review; Comment Request2008-11-17T00:00:00-08:002008-11-17T00:00:00-08:00E8-27241Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-17/pdf/E8-27241.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/17/E8-27240.htmlNotice - Submission for OMB Review; Comment Request2008-11-17T00:00:00-08:002008-11-17T00:00:00-08:00E8-27240Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-17/pdf/E8-27240.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/17/E8-27238.htmlNotice - Submission for OMB Review; Comment Request2008-11-17T00:00:00-08:002008-11-17T00:00:00-08:00E8-27238Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-17/pdf/E8-27238.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/17/E8-27237.htmlNotice - Submission for OMB Review; Comment Request2008-11-17T00:00:00-08:002008-11-17T00:00:00-08:00E8-27237Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-17/pdf/E8-27237.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/17/E8-27213.htmlNotice - Wortham Finance, L.P. et al.; Notice of Application2008-11-17T00:00:00-08:002008-11-17T00:00:00-08:00E8-27213Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-17/pdf/E8-27213.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/17/E8-27157.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change Relating to Changes to the ISE Stock Exchange Governing Documents in Connection with ISE's Purchase of Equity Interests in Direct Edge Holdings, Inc.2008-11-17T00:00:00-08:002008-11-17T00:00:00-08:00E8-27157Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-17/pdf/E8-27157.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/17/E8-27141.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Amend the Trade Reporting Structure and Require Submission of Non-Tape Reports That Identify Other Members Who Participated in Agency and Riskless Principal Transactions as Modified by Amendments Nos. 1 and 22008-11-17T00:00:00-08:002008-11-17T00:00:00-08:00E8-27141Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-17/pdf/E8-27141.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/17/E8-27140.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to the Stock Loan/Hedge Program2008-11-17T00:00:00-08:002008-11-17T00:00:00-08:00E8-27140Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-17/pdf/E8-27140.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/17/E8-27139.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by NASDAQ OMX PHLX, Inc. Relating to Settlement Values and Spot Prices for Foreign Currency Options2008-11-17T00:00:00-08:002008-11-17T00:00:00-08:00E8-27139Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-17/pdf/E8-27139.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/13/E8-26958.htmlNotice - Proposed Collection; Comment Request2008-11-13T00:00:00-08:002008-11-13T00:00:00-08:00E8-26958Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-13/pdf/E8-26958.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/13/E8-26957.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the NASDAQ OMX PHLX, Inc. Relating to an Increase in the Maximum Number of Quoters Permitted in an Option2008-11-13T00:00:00-08:002008-11-13T00:00:00-08:00E8-26957Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-13/pdf/E8-26957.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/13/E8-26956.htmlNotice - Proposed Collection; Comment Request2008-11-13T00:00:00-08:002008-11-13T00:00:00-08:00E8-26956Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-13/pdf/E8-26956.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/13/E8-26955.htmlNotice - Proposed Collection; Comment Request2008-11-13T00:00:00-08:002008-11-13T00:00:00-08:00E8-26955Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-13/pdf/E8-26955.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/13/E8-26895.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees2008-11-13T00:00:00-08:002008-11-13T00:00:00-08:00E8-26895Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-13/pdf/E8-26895.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/13/E8-26894.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC To Shorten the Time Period for Listed Companies To Issue a Press Release After Receipt of Notification That the Company Is Noncompliant With the Exchange's Price Test2008-11-13T00:00:00-08:002008-11-13T00:00:00-08:00E8-26894Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-13/pdf/E8-26894.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/13/E8-26885.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Exchange Rule 6.39-Securities Accounts of Market Makers2008-11-13T00:00:00-08:002008-11-13T00:00:00-08:00E8-26885Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-13/pdf/E8-26885.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/13/E8-26884.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to its Cancellation Fee2008-11-13T00:00:00-08:002008-11-13T00:00:00-08:00E8-26884Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-13/pdf/E8-26884.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/13/E8-26883.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 5280 (Trading Ahead of Research Reports) in the Consolidated FINRA Rulebook2008-11-13T00:00:00-08:002008-11-13T00:00:00-08:00E8-26883Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-13/pdf/E8-26883.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/13/E8-26880.htmlNotice - Joint Industry Plan; Order Approving the National Market System Plan for the Selection and Reservation of Securities Symbols Submitted by the Chicago Stock Exchange, Inc., The Nasdaq Stock Market, Inc., National Association of Securities Dealers, Inc. (n/k/a Financial Industry Regulatory Authority, Inc.), National Stock Exchange, Inc., and Philadelphia Stock Exchange, Inc.2008-11-13T00:00:00-08:002008-11-13T00:00:00-08:00E8-26880Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-13/pdf/E8-26880.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/12/E8-26627.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Extend the Pilot Program for NYSE Arca Realtime Reference Prices Service2008-11-12T00:00:00-08:002008-11-12T00:00:00-08:00E8-26627Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-12/pdf/E8-26627.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/12/E8-26626.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Extend the Pilot Program for NASDAQ Last Sale Data Feeds2008-11-12T00:00:00-08:002008-11-12T00:00:00-08:00E8-26626Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-12/pdf/E8-26626.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/12/E8-26625.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto to Remove from Rule 7019 the Fees for Receiving Index Values2008-11-12T00:00:00-08:002008-11-12T00:00:00-08:00E8-26625Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-12/pdf/E8-26625.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/07/E8-26573.htmlNotice - Proposed Collection; Comment Request2008-11-07T00:00:00-08:002008-11-07T00:00:00-08:00E8-26573Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-07/pdf/E8-26573.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/07/E8-26572.htmlNotice - Proposed Collection; Comment Request2008-11-07T00:00:00-08:002008-11-07T00:00:00-08:00E8-26572Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-07/pdf/E8-26572.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/07/E8-26571.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rules 6.100 and 6.822008-11-07T00:00:00-08:002008-11-07T00:00:00-08:00E8-26571Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-07/pdf/E8-26571.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/06/E8-26488.htmlNotice - Wells Fargo Funds Trust, et al.; Notice of Application2008-11-06T00:00:00-08:002008-11-06T00:00:00-08:00E8-26488Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-06/pdf/E8-26488.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/06/E8-26482.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Extend the Pilot Period for the NYSE Realtime Reference Prices Pilot Program2008-11-06T00:00:00-08:002008-11-06T00:00:00-08:00E8-26482Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-06/pdf/E8-26482.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/06/E8-26481.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase the Maximum Term for FLEX Options2008-11-06T00:00:00-08:002008-11-06T00:00:00-08:00E8-26481Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-06/pdf/E8-26481.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/06/E8-26445.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule Change To Establish a PORTAL Reference Database and Related Fees2008-11-06T00:00:00-08:002008-11-06T00:00:00-08:00E8-26445Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-06/pdf/E8-26445.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/06/E8-26444.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing a Financial Rebate of $.0015 per Share to the SLP That Posts Liquidity in Its Assigned Securities That Results in an Execution, Provided the SLP Meets Its Monthly Quoting Requirement for Rebates Averaging at Least 3% at the National Best Bid or the National Best Offer in Its Assigned Securities in Round Lots2008-11-06T00:00:00-08:002008-11-06T00:00:00-08:00E8-26444Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-06/pdf/E8-26444.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/06/E8-26443.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Temporarily Increase the Number of Additional Quarterly Option Series in Exchange-Traded Fund Options That May Be Listed2008-11-06T00:00:00-08:002008-11-06T00:00:00-08:00E8-26443Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-06/pdf/E8-26443.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/06/E8-26442.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change Amending the Codes of Arbitration Procedure To Establish Procedures for Arbitrators To Follow When Considering Requests for Expungement Relief2008-11-06T00:00:00-08:002008-11-06T00:00:00-08:00E8-26442Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-06/pdf/E8-26442.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/06/E8-26441.htmlNotice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 19402008-11-06T00:00:00-08:002008-11-06T00:00:00-08:00E8-26441Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-06/pdf/E8-26441.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/05/E8-26391.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change for a Six-Month Pilot Program To Establish a New Class of NYSE Market Participants That Will Be Referred to as “Supplemental Liquidity Providers” (“SLPs”) and Will Be Designated as Exchange Rule 107B2008-11-05T00:00:00-08:002008-11-05T00:00:00-08:00E8-26391Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-05/pdf/E8-26391.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/05/E8-26390.htmlNotice - Allianz Life Insurance Company of North America, et al; Notice of Application2008-11-05T00:00:00-08:002008-11-05T00:00:00-08:00E8-26390Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-05/pdf/E8-26390.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/05/E8-26389.htmlNotice - Proposed Collection; Comment Request2008-11-05T00:00:00-08:002008-11-05T00:00:00-08:00E8-26389Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-05/pdf/E8-26389.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/05/E8-26347.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To List and Trade Three Series of SPDR Index Shares Funds2008-11-05T00:00:00-08:002008-11-05T00:00:00-08:00E8-26347Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-05/pdf/E8-26347.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/05/E8-26346.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Revise the Listing and Annual Fees Applicable to Paired Trust Shares2008-11-05T00:00:00-08:002008-11-05T00:00:00-08:00E8-26346Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-05/pdf/E8-26346.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/05/E8-26345.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Schedule of Fees and Charges for Exchange Services2008-11-05T00:00:00-08:002008-11-05T00:00:00-08:00E8-26345Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-05/pdf/E8-26345.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/05/E8-26307.htmlNotice - Approval of Investment Adviser Registration Depository Filing Fees2008-11-05T00:00:00-08:002008-11-05T00:00:00-08:00E8-26307Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-05/pdf/E8-26307.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/05/E8-26278.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Limitation of Liability2008-11-05T00:00:00-08:002008-11-05T00:00:00-08:00E8-26278Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-05/pdf/E8-26278.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/05/E8-26277.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes2008-11-05T00:00:00-08:002008-11-05T00:00:00-08:00E8-26277Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-05/pdf/E8-26277.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/04/E8-26276.htmlNotice - Sunshine Act Meeting2008-11-04T00:00:00-08:002008-11-04T00:00:00-08:00E8-26276Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-04/pdf/E8-26276.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/04/E8-26211.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Listing Shares of the MacroShares $100 Oil Up Trust and the MacroShares $100 Oil Down Trust2008-11-04T00:00:00-08:002008-11-04T00:00:00-08:00E8-26211Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-04/pdf/E8-26211.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/04/E8-26183.htmlRule - Mandatory Electronic Submission of Applications for Orders Under the Investment Company Act and Filings Made Pursuant to Regulation E2008-11-04T00:00:00-08:002008-11-04T00:00:00-08:00E8-26183Rulehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-04/pdf/E8-26183.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/03/Z8-24971.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of a Proposed Rule Change Related to Trades in Restricted Classes2008-11-03T00:00:00-08:002008-11-03T00:00:00-08:00Z8-24971Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-03/pdf/Z8-24971.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/03/E8-26110.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Fees for Use of BATS Exchange2008-11-03T00:00:00-08:002008-11-03T00:00:00-08:00E8-26110Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-03/pdf/E8-26110.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/03/E8-26109.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Order Granting Approval of a Proposed Rule Change To Amend the By-Laws of the Boston Stock Exchange, Inc.2008-11-03T00:00:00-08:002008-11-03T00:00:00-08:00E8-26109Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-03/pdf/E8-26109.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/03/E8-26108.htmlNotice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment No. 20 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis, Submitted by the American Stock Exchange LLC, the Boston Stock Exchange, Inc., the Chicago Stock Exchange, Inc., the Chicago Board Options Exchange, Incorporated, the International Securities Exchange, LLC., the Financial Industry Regulatory Authority, Inc., the National Stock Exchange, Inc., The NASDAQ Stock Market LLC, the New York Stock Exchange LLC, NYSE Arca, Inc., and the NASDAQ OMX PHLX, Inc.2008-11-03T00:00:00-08:002008-11-03T00:00:00-08:00E8-26108Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-03/pdf/E8-26108.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/03/E8-26107.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change Relating to Quoting Obligations for Competitive Market Makers2008-11-03T00:00:00-08:002008-11-03T00:00:00-08:00E8-26107Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-03/pdf/E8-26107.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/03/E8-26106.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change, as Modified by Amendment Nos. 1, 2 and 3 Thereto, To Modify the Method by Which Securities Are Allocated and Reallocated to Designated Market Maker Units and To Establish an Allocation System Based on a Single Objective Measure To Determine a Designated Market Maker Unit's Eligibility To Participate in the Allocation Process2008-11-03T00:00:00-08:002008-11-03T00:00:00-08:00E8-26106Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-03/pdf/E8-26106.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/03/E8-26105.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Short Term Option Series2008-11-03T00:00:00-08:002008-11-03T00:00:00-08:00E8-26105Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-03/pdf/E8-26105.pdf