<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2008/11/19?registers=between Sat, 28 Dec 2024 17:08:04 -0800 Sat, 28 Dec 2024 17:08:04 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2008/11/19?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2008/11/19/E8-27557.html https://regulations.justia.com/regulations/fedreg/2008/11/19/E8-27557.html Wed, 19 Nov 2008 00:00:00 -0800 E8-27557 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-19/pdf/E8-27557.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change to Amend the Trade Reporting Structure and Require Submission of Non-Tape Reports that Identify Other Members Who Participated in Agency and Riskless Principal Transactions as Modified by Amendments No. 1 and 2 https://regulations.justia.com/regulations/fedreg/2008/11/19/E8-27440.html https://regulations.justia.com/regulations/fedreg/2008/11/19/E8-27440.html Wed, 19 Nov 2008 00:00:00 -0800 E8-27440 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-19/pdf/E8-27440.pdf Notice - Proposed Extension of Existing Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2008/11/19/E8-27430.html https://regulations.justia.com/regulations/fedreg/2008/11/19/E8-27430.html Wed, 19 Nov 2008 00:00:00 -0800 E8-27430 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-19/pdf/E8-27430.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule 16 and the NSX Fee Schedule for Order Delivery Mode Transactions https://regulations.justia.com/regulations/fedreg/2008/11/19/E8-27428.html https://regulations.justia.com/regulations/fedreg/2008/11/19/E8-27428.html Wed, 19 Nov 2008 00:00:00 -0800 E8-27428 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-19/pdf/E8-27428.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Information Sharing Agreements With Domestic Federal Agencies, or Subdivisions Thereof, and Foreign Regulators https://regulations.justia.com/regulations/fedreg/2008/11/19/E8-27427.html https://regulations.justia.com/regulations/fedreg/2008/11/19/E8-27427.html Wed, 19 Nov 2008 00:00:00 -0800 E8-27427 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-19/pdf/E8-27427.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext US LLC To Extend Its Temporary Program Relating to Section 31-Related Funds https://regulations.justia.com/regulations/fedreg/2008/11/19/E8-27426.html https://regulations.justia.com/regulations/fedreg/2008/11/19/E8-27426.html Wed, 19 Nov 2008 00:00:00 -0800 E8-27426 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-19/pdf/E8-27426.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt FINRA Rules 2350 Through 2359 (Regarding Trading in Index Warrants, Currency Index Warrants, and Currency Warrants), FINRA Rule 2360 (Options), and FINRA Rule 2370 (Security Futures) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2008/11/19/E8-27425.html https://regulations.justia.com/regulations/fedreg/2008/11/19/E8-27425.html Wed, 19 Nov 2008 00:00:00 -0800 E8-27425 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-19/pdf/E8-27425.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Adopt an Initial Listing Standard Applicable Only to Companies Transferring From NYSE Arca https://regulations.justia.com/regulations/fedreg/2008/11/19/E8-27424.html https://regulations.justia.com/regulations/fedreg/2008/11/19/E8-27424.html Wed, 19 Nov 2008 00:00:00 -0800 E8-27424 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-19/pdf/E8-27424.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Adopt an Additional Initial Listing Standard for Operating Companies https://regulations.justia.com/regulations/fedreg/2008/11/19/E8-27423.html https://regulations.justia.com/regulations/fedreg/2008/11/19/E8-27423.html Wed, 19 Nov 2008 00:00:00 -0800 E8-27423 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-19/pdf/E8-27423.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Incorporated; Notice of Filing of Proposed Rule Change To Establish New Rules for Membership, Member Conduct, and the Listing and Trading of Cash Equity Securities https://regulations.justia.com/regulations/fedreg/2008/11/19/E8-27422.html https://regulations.justia.com/regulations/fedreg/2008/11/19/E8-27422.html Wed, 19 Nov 2008 00:00:00 -0800 E8-27422 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-19/pdf/E8-27422.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Temporarily Increase the Number of Additional Quarterly Options Series https://regulations.justia.com/regulations/fedreg/2008/11/19/E8-27421.html https://regulations.justia.com/regulations/fedreg/2008/11/19/E8-27421.html Wed, 19 Nov 2008 00:00:00 -0800 E8-27421 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-19/pdf/E8-27421.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Related to Amendments to Rule 991 (Communications to Customers) and Rule 921 (Opening of Accounts) https://regulations.justia.com/regulations/fedreg/2008/11/19/E8-27420.html https://regulations.justia.com/regulations/fedreg/2008/11/19/E8-27420.html Wed, 19 Nov 2008 00:00:00 -0800 E8-27420 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-19/pdf/E8-27420.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Clarify Amendments to “Other Securities” Initial Listing Standard https://regulations.justia.com/regulations/fedreg/2008/11/19/E8-27419.html https://regulations.justia.com/regulations/fedreg/2008/11/19/E8-27419.html Wed, 19 Nov 2008 00:00:00 -0800 E8-27419 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-19/pdf/E8-27419.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Section (3) of Exchange Rule 123D, Which Provides for the “Sub-Penny Trading” Condition https://regulations.justia.com/regulations/fedreg/2008/11/19/E8-27404.html https://regulations.justia.com/regulations/fedreg/2008/11/19/E8-27404.html Wed, 19 Nov 2008 00:00:00 -0800 E8-27404 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-19/pdf/E8-27404.pdf Rule - Delegation of Authority to the Director of the Office of Compliance Inspections and Examinations and the Secretary of the Commission https://regulations.justia.com/regulations/fedreg/2008/11/19/E8-27403.html https://regulations.justia.com/regulations/fedreg/2008/11/19/E8-27403.html Wed, 19 Nov 2008 00:00:00 -0800 E8-27403 Rule http://www.gpo.gov/fdsys/pkg/FR-2008-11-19/pdf/E8-27403.pdf