Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2008/11/19?limit=200&registers=between&mode=atom 2024-05-22T23:52:04-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2008/11/19/E8-27557.html Notice - Sunshine Act Meeting 2008-11-19T00:00:00-08:00 2008-11-19T00:00:00-08:00 E8-27557 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-19/pdf/E8-27557.pdf https://regulations.justia.com/regulations/fedreg/2008/11/19/E8-27440.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change to Amend the Trade Reporting Structure and Require Submission of Non-Tape Reports that Identify Other Members Who Participated in Agency and Riskless Principal Transactions as Modified by Amendments No. 1 and 2 2008-11-19T00:00:00-08:00 2008-11-19T00:00:00-08:00 E8-27440 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-19/pdf/E8-27440.pdf https://regulations.justia.com/regulations/fedreg/2008/11/19/E8-27430.html Notice - Proposed Extension of Existing Collection; Comment Request 2008-11-19T00:00:00-08:00 2008-11-19T00:00:00-08:00 E8-27430 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-19/pdf/E8-27430.pdf https://regulations.justia.com/regulations/fedreg/2008/11/19/E8-27428.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule 16 and the NSX Fee Schedule for Order Delivery Mode Transactions 2008-11-19T00:00:00-08:00 2008-11-19T00:00:00-08:00 E8-27428 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-19/pdf/E8-27428.pdf https://regulations.justia.com/regulations/fedreg/2008/11/19/E8-27427.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Information Sharing Agreements With Domestic Federal Agencies, or Subdivisions Thereof, and Foreign Regulators 2008-11-19T00:00:00-08:00 2008-11-19T00:00:00-08:00 E8-27427 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-19/pdf/E8-27427.pdf https://regulations.justia.com/regulations/fedreg/2008/11/19/E8-27426.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext US LLC To Extend Its Temporary Program Relating to Section 31-Related Funds 2008-11-19T00:00:00-08:00 2008-11-19T00:00:00-08:00 E8-27426 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-19/pdf/E8-27426.pdf https://regulations.justia.com/regulations/fedreg/2008/11/19/E8-27425.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt FINRA Rules 2350 Through 2359 (Regarding Trading in Index Warrants, Currency Index Warrants, and Currency Warrants), FINRA Rule 2360 (Options), and FINRA Rule 2370 (Security Futures) in the Consolidated FINRA Rulebook 2008-11-19T00:00:00-08:00 2008-11-19T00:00:00-08:00 E8-27425 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-19/pdf/E8-27425.pdf https://regulations.justia.com/regulations/fedreg/2008/11/19/E8-27424.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Adopt an Initial Listing Standard Applicable Only to Companies Transferring From NYSE Arca 2008-11-19T00:00:00-08:00 2008-11-19T00:00:00-08:00 E8-27424 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-19/pdf/E8-27424.pdf https://regulations.justia.com/regulations/fedreg/2008/11/19/E8-27423.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Adopt an Additional Initial Listing Standard for Operating Companies 2008-11-19T00:00:00-08:00 2008-11-19T00:00:00-08:00 E8-27423 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-19/pdf/E8-27423.pdf https://regulations.justia.com/regulations/fedreg/2008/11/19/E8-27422.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Incorporated; Notice of Filing of Proposed Rule Change To Establish New Rules for Membership, Member Conduct, and the Listing and Trading of Cash Equity Securities 2008-11-19T00:00:00-08:00 2008-11-19T00:00:00-08:00 E8-27422 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-19/pdf/E8-27422.pdf https://regulations.justia.com/regulations/fedreg/2008/11/19/E8-27421.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Temporarily Increase the Number of Additional Quarterly Options Series 2008-11-19T00:00:00-08:00 2008-11-19T00:00:00-08:00 E8-27421 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-19/pdf/E8-27421.pdf https://regulations.justia.com/regulations/fedreg/2008/11/19/E8-27420.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Related to Amendments to Rule 991 (Communications to Customers) and Rule 921 (Opening of Accounts) 2008-11-19T00:00:00-08:00 2008-11-19T00:00:00-08:00 E8-27420 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-19/pdf/E8-27420.pdf https://regulations.justia.com/regulations/fedreg/2008/11/19/E8-27419.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Clarify Amendments to “Other Securities” Initial Listing Standard 2008-11-19T00:00:00-08:00 2008-11-19T00:00:00-08:00 E8-27419 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-19/pdf/E8-27419.pdf https://regulations.justia.com/regulations/fedreg/2008/11/19/E8-27404.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Section (3) of Exchange Rule 123D, Which Provides for the “Sub-Penny Trading” Condition 2008-11-19T00:00:00-08:00 2008-11-19T00:00:00-08:00 E8-27404 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-19/pdf/E8-27404.pdf https://regulations.justia.com/regulations/fedreg/2008/11/19/E8-27403.html Rule - Delegation of Authority to the Director of the Office of Compliance Inspections and Examinations and the Secretary of the Commission 2008-11-19T00:00:00-08:00 2008-11-19T00:00:00-08:00 E8-27403 Rule http://www.gpo.gov/fdsys/pkg/FR-2008-11-19/pdf/E8-27403.pdf