Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2008/11/18?limit=200®isters=between&mode=atom2024-12-28T17:40:07-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2008/11/18/E8-27431.htmlNotice - Proposed Collection; Comment Request2008-11-18T00:00:00-08:002008-11-18T00:00:00-08:00E8-27431Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-18/pdf/E8-27431.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/18/E8-27429.htmlNotice - Proposed Collection; Comment Request2008-11-18T00:00:00-08:002008-11-18T00:00:00-08:00E8-27429Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-18/pdf/E8-27429.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/18/E8-27405.htmlNotice - Sunshine Act Meeting2008-11-18T00:00:00-08:002008-11-18T00:00:00-08:00E8-27405Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-18/pdf/E8-27405.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/18/E8-27282.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the NASDAQ OMX PHLX, Inc. Relating to the Definition of “Market for the Underlying Security”2008-11-18T00:00:00-08:002008-11-18T00:00:00-08:00E8-27282Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-18/pdf/E8-27282.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/18/E8-27281.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change Relating to Continued Listing Criteria Applicable to Equity Linked Notes and “Other Securities”2008-11-18T00:00:00-08:002008-11-18T00:00:00-08:00E8-27281Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-18/pdf/E8-27281.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/18/E8-27280.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed Rule Change To Permit $1 Strikes for MNX Options2008-11-18T00:00:00-08:002008-11-18T00:00:00-08:00E8-27280Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-18/pdf/E8-27280.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/18/E8-27279.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC To Establish System of Rebates for Designated Market Makers2008-11-18T00:00:00-08:002008-11-18T00:00:00-08:00E8-27279Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-18/pdf/E8-27279.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/18/E8-27278.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Order Granting Approval of a Proposed Rule Change To Implement Processing Enhancements to the Profile Modification System Used in the Direct Registration System2008-11-18T00:00:00-08:002008-11-18T00:00:00-08:00E8-27278Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-18/pdf/E8-27278.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/18/E8-27252.htmlNotice - Proposed Collection; Comment Request2008-11-18T00:00:00-08:002008-11-18T00:00:00-08:00E8-27252Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-18/pdf/E8-27252.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/18/E8-27251.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to the Listing and Trading of Trust Certificates2008-11-18T00:00:00-08:002008-11-18T00:00:00-08:00E8-27251Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-18/pdf/E8-27251.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/18/E8-27250.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Procedures Applicable to Listed Companies That Are Late in Filing a Required Periodic Report With the Commission2008-11-18T00:00:00-08:002008-11-18T00:00:00-08:00E8-27250Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-18/pdf/E8-27250.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/18/E8-27249.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Realign the Representation of Industry Members on the National Adjudicatory Council To Follow More Closely the Categories of Industry Representation on the FINRA Board2008-11-18T00:00:00-08:002008-11-18T00:00:00-08:00E8-27249Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-18/pdf/E8-27249.pdf