Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2008/11/03?limit=200&registers=between&mode=atom 2024-12-28T17:44:28-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2008/11/03/Z8-24971.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of a Proposed Rule Change Related to Trades in Restricted Classes 2008-11-03T00:00:00-08:00 2008-11-03T00:00:00-08:00 Z8-24971 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-03/pdf/Z8-24971.pdf https://regulations.justia.com/regulations/fedreg/2008/11/03/E8-26110.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Fees for Use of BATS Exchange 2008-11-03T00:00:00-08:00 2008-11-03T00:00:00-08:00 E8-26110 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-03/pdf/E8-26110.pdf https://regulations.justia.com/regulations/fedreg/2008/11/03/E8-26109.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Order Granting Approval of a Proposed Rule Change To Amend the By-Laws of the Boston Stock Exchange, Inc. 2008-11-03T00:00:00-08:00 2008-11-03T00:00:00-08:00 E8-26109 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-03/pdf/E8-26109.pdf https://regulations.justia.com/regulations/fedreg/2008/11/03/E8-26108.html Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment No. 20 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis, Submitted by the American Stock Exchange LLC, the Boston Stock Exchange, Inc., the Chicago Stock Exchange, Inc., the Chicago Board Options Exchange, Incorporated, the International Securities Exchange, LLC., the Financial Industry Regulatory Authority, Inc., the National Stock Exchange, Inc., The NASDAQ Stock Market LLC, the New York Stock Exchange LLC, NYSE Arca, Inc., and the NASDAQ OMX PHLX, Inc. 2008-11-03T00:00:00-08:00 2008-11-03T00:00:00-08:00 E8-26108 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-03/pdf/E8-26108.pdf https://regulations.justia.com/regulations/fedreg/2008/11/03/E8-26107.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change Relating to Quoting Obligations for Competitive Market Makers 2008-11-03T00:00:00-08:00 2008-11-03T00:00:00-08:00 E8-26107 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-03/pdf/E8-26107.pdf https://regulations.justia.com/regulations/fedreg/2008/11/03/E8-26106.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change, as Modified by Amendment Nos. 1, 2 and 3 Thereto, To Modify the Method by Which Securities Are Allocated and Reallocated to Designated Market Maker Units and To Establish an Allocation System Based on a Single Objective Measure To Determine a Designated Market Maker Unit's Eligibility To Participate in the Allocation Process 2008-11-03T00:00:00-08:00 2008-11-03T00:00:00-08:00 E8-26106 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-03/pdf/E8-26106.pdf https://regulations.justia.com/regulations/fedreg/2008/11/03/E8-26105.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Short Term Option Series 2008-11-03T00:00:00-08:00 2008-11-03T00:00:00-08:00 E8-26105 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-03/pdf/E8-26105.pdf