<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2008/10/03?registers=between Mon, 30 Jun 2025 05:29:30 -0700 Mon, 30 Jun 2025 05:29:30 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2008/10/03?registers=between Notice - WisdomTree Asset Management, Inc. and WisdomTree Trust; Notice of Application https://regulations.justia.com/regulations/fedreg/2008/10/03/E8-23411.html https://regulations.justia.com/regulations/fedreg/2008/10/03/E8-23411.html Fri, 03 Oct 2008 00:00:00 -0700 E8-23411 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-03/pdf/E8-23411.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by International Securities Exchange, LLC Relating to Fee Changes https://regulations.justia.com/regulations/fedreg/2008/10/03/E8-23410.html https://regulations.justia.com/regulations/fedreg/2008/10/03/E8-23410.html Fri, 03 Oct 2008 00:00:00 -0700 E8-23410 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-03/pdf/E8-23410.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Foreign Currency Options Closing Settlement Value https://regulations.justia.com/regulations/fedreg/2008/10/03/E8-23409.html https://regulations.justia.com/regulations/fedreg/2008/10/03/E8-23409.html Fri, 03 Oct 2008 00:00:00 -0700 E8-23409 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-03/pdf/E8-23409.pdf Notice - First Trust Advisors L.P., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2008/10/03/E8-23366.html https://regulations.justia.com/regulations/fedreg/2008/10/03/E8-23366.html Fri, 03 Oct 2008 00:00:00 -0700 E8-23366 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-03/pdf/E8-23366.pdf Notice - Forward Funds and Forward Management, LLC; Notice of Application https://regulations.justia.com/regulations/fedreg/2008/10/03/E8-23365.html https://regulations.justia.com/regulations/fedreg/2008/10/03/E8-23365.html Fri, 03 Oct 2008 00:00:00 -0700 E8-23365 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-03/pdf/E8-23365.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by International Securities Exchange, LLC Relating to Amending the Fee Schedule https://regulations.justia.com/regulations/fedreg/2008/10/03/E8-23364.html https://regulations.justia.com/regulations/fedreg/2008/10/03/E8-23364.html Fri, 03 Oct 2008 00:00:00 -0700 E8-23364 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-03/pdf/E8-23364.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto To Remove From Rule 7019 the Fees for Receiving Index Values https://regulations.justia.com/regulations/fedreg/2008/10/03/E8-23363.html https://regulations.justia.com/regulations/fedreg/2008/10/03/E8-23363.html Fri, 03 Oct 2008 00:00:00 -0700 E8-23363 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-03/pdf/E8-23363.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Trading Halt Rule in Connection With the Dissemination of Net Asset Value and Disclosed Portfolio for Certain Derivative Securities Products https://regulations.justia.com/regulations/fedreg/2008/10/03/E8-23362.html https://regulations.justia.com/regulations/fedreg/2008/10/03/E8-23362.html Fri, 03 Oct 2008 00:00:00 -0700 E8-23362 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-03/pdf/E8-23362.pdf Notice - Invesco PowerShares Capital Management LLC, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2008/10/03/E8-23346.html https://regulations.justia.com/regulations/fedreg/2008/10/03/E8-23346.html Fri, 03 Oct 2008 00:00:00 -0700 E8-23346 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-03/pdf/E8-23346.pdf Notice - Dodge & Cox Funds and Dodge & Cox Incorporated; Notice of Application https://regulations.justia.com/regulations/fedreg/2008/10/03/E8-23343.html https://regulations.justia.com/regulations/fedreg/2008/10/03/E8-23343.html Fri, 03 Oct 2008 00:00:00 -0700 E8-23343 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-03/pdf/E8-23343.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving the Adoption of New Rule 478T To Set Forth the Temporary Procedures That Will Apply To Disciplinary Proceedings Pending as of the Closing Date of the Acquisition of Amex by NYSE Euronext https://regulations.justia.com/regulations/fedreg/2008/10/03/E8-23314.html https://regulations.justia.com/regulations/fedreg/2008/10/03/E8-23314.html Fri, 03 Oct 2008 00:00:00 -0700 E8-23314 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-03/pdf/E8-23314.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Amendment No. 4 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendments No. 1 and 4 Thereto, Relating to the Acquisition of the Amex by NYSE Euronext; Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval to a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Acquisition of the Amex by NYSE Euronext https://regulations.justia.com/regulations/fedreg/2008/10/03/E8-23313.html https://regulations.justia.com/regulations/fedreg/2008/10/03/E8-23313.html Fri, 03 Oct 2008 00:00:00 -0700 E8-23313 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-03/pdf/E8-23313.pdf