<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2008/10/02?registers=between Thu, 26 Jun 2025 11:55:35 -0700 Thu, 26 Jun 2025 11:55:35 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2008/10/02?registers=between Notice - MB Tech, Inc., Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2008/10/02/E8-23378.html https://regulations.justia.com/regulations/fedreg/2008/10/02/E8-23378.html Thu, 02 Oct 2008 00:00:00 -0700 E8-23378 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-02/pdf/E8-23378.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2008/10/02/E8-23283.html https://regulations.justia.com/regulations/fedreg/2008/10/02/E8-23283.html Thu, 02 Oct 2008 00:00:00 -0700 E8-23283 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-02/pdf/E8-23283.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2008/10/02/E8-23282.html https://regulations.justia.com/regulations/fedreg/2008/10/02/E8-23282.html Thu, 02 Oct 2008 00:00:00 -0700 E8-23282 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-02/pdf/E8-23282.pdf Notice - Notice of Applications for Deregistration under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2008/10/02/E8-23198.html https://regulations.justia.com/regulations/fedreg/2008/10/02/E8-23198.html Thu, 02 Oct 2008 00:00:00 -0700 E8-23198 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-02/pdf/E8-23198.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Adopt FINRA Rule 3130 (Annual Certification of Compliance and Supervisory Processes) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2008/10/02/E8-23197.html https://regulations.justia.com/regulations/fedreg/2008/10/02/E8-23197.html Thu, 02 Oct 2008 00:00:00 -0700 E8-23197 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-02/pdf/E8-23197.pdf Notice - Self-Regulatory Organizations: Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change Relating to the Adoption of FINRA Rule 3220 (Influencing or Rewarding Employees of Others) and FINRA Rule 2070 (Transactions Involving FINRA Employees) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2008/10/02/E8-23196.html https://regulations.justia.com/regulations/fedreg/2008/10/02/E8-23196.html Thu, 02 Oct 2008 00:00:00 -0700 E8-23196 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-02/pdf/E8-23196.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to Amendments to the Codes of Arbitration Procedure To Raise the Amount in Controversy Heard by a Single Chair-Qualified Arbitrator to $100,000 https://regulations.justia.com/regulations/fedreg/2008/10/02/E8-23195.html https://regulations.justia.com/regulations/fedreg/2008/10/02/E8-23195.html Thu, 02 Oct 2008 00:00:00 -0700 E8-23195 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-02/pdf/E8-23195.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change To Allow Issuers of Exchange-Traded Funds (“ETFs”) and Structured Products Who Are Voluntarily Delisting the Securities From the Exchange and Re-Listing on Another National Securities Exchange To Submit to the Exchange a Letter From an Authorized Officer of the Issuer Rather Than a Certified Copy of Board of Directors Resolutions https://regulations.justia.com/regulations/fedreg/2008/10/02/E8-23194.html https://regulations.justia.com/regulations/fedreg/2008/10/02/E8-23194.html Thu, 02 Oct 2008 00:00:00 -0700 E8-23194 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-02/pdf/E8-23194.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1, To Modify Its Policy With Respect to Legal Opinions in Connection With Listings of Securities https://regulations.justia.com/regulations/fedreg/2008/10/02/E8-23193.html https://regulations.justia.com/regulations/fedreg/2008/10/02/E8-23193.html Thu, 02 Oct 2008 00:00:00 -0700 E8-23193 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-02/pdf/E8-23193.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the ProShares Trust II https://regulations.justia.com/regulations/fedreg/2008/10/02/E8-23192.html https://regulations.justia.com/regulations/fedreg/2008/10/02/E8-23192.html Thu, 02 Oct 2008 00:00:00 -0700 E8-23192 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-02/pdf/E8-23192.pdf Rule - Technical Amendment to Item 407 of Regulation S-K https://regulations.justia.com/regulations/fedreg/2008/10/02/E8-23057.html https://regulations.justia.com/regulations/fedreg/2008/10/02/E8-23057.html Thu, 02 Oct 2008 00:00:00 -0700 E8-23057 Rule http://www.gpo.gov/fdsys/pkg/FR-2008-10-02/pdf/E8-23057.pdf