<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2008/10/01?registers=between Wed, 25 Jun 2025 17:20:06 -0700 Wed, 25 Jun 2025 17:20:06 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2008/10/01?registers=between Notice - Roundtable on Modernizing the SEC's Disclosure System https://regulations.justia.com/regulations/fedreg/2008/10/01/E8-23105.html https://regulations.justia.com/regulations/fedreg/2008/10/01/E8-23105.html Wed, 01 Oct 2008 00:00:00 -0700 E8-23105 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-01/pdf/E8-23105.pdf Notice - Wendt-Bristol Health Services Corp.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2008/10/01/E8-23086.html https://regulations.justia.com/regulations/fedreg/2008/10/01/E8-23086.html Wed, 01 Oct 2008 00:00:00 -0700 E8-23086 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-01/pdf/E8-23086.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2008/10/01/E8-23074.html https://regulations.justia.com/regulations/fedreg/2008/10/01/E8-23074.html Wed, 01 Oct 2008 00:00:00 -0700 E8-23074 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-01/pdf/E8-23074.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2008/10/01/E8-23048.html https://regulations.justia.com/regulations/fedreg/2008/10/01/E8-23048.html Wed, 01 Oct 2008 00:00:00 -0700 E8-23048 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-01/pdf/E8-23048.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to the Supervision of Market Letters https://regulations.justia.com/regulations/fedreg/2008/10/01/E8-23047.html https://regulations.justia.com/regulations/fedreg/2008/10/01/E8-23047.html Wed, 01 Oct 2008 00:00:00 -0700 E8-23047 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-01/pdf/E8-23047.pdf Notice - Aberdeen Asset Management Inc., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2008/10/01/E8-23044.html https://regulations.justia.com/regulations/fedreg/2008/10/01/E8-23044.html Wed, 01 Oct 2008 00:00:00 -0700 E8-23044 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-01/pdf/E8-23044.pdf Notice - Van Kampen Retirement Strategy Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2008/10/01/E8-23043.html https://regulations.justia.com/regulations/fedreg/2008/10/01/E8-23043.html Wed, 01 Oct 2008 00:00:00 -0700 E8-23043 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-01/pdf/E8-23043.pdf Notice - Delaware Management Business Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2008/10/01/E8-23042.html https://regulations.justia.com/regulations/fedreg/2008/10/01/E8-23042.html Wed, 01 Oct 2008 00:00:00 -0700 E8-23042 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-01/pdf/E8-23042.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rulebook Chapter XI To Add Four New Rules Regarding the Registration and Obligations of Market Makers and Amend Rule 1.5 To Add Definitions of “Market Maker” and “Market Maker Authorized Trader” https://regulations.justia.com/regulations/fedreg/2008/10/01/E8-23041.html https://regulations.justia.com/regulations/fedreg/2008/10/01/E8-23041.html Wed, 01 Oct 2008 00:00:00 -0700 E8-23041 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-01/pdf/E8-23041.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Adoption of NASD Rules 4000 Through 10000 Series and the 12000 Through 14000 Series as FINRA Rules in the New Consolidated FINRA Rulebook; Order Approving Proposed Rule Change Relating to the Membership Waive-In Process for Certain New York Stock Exchange Members; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, To Adopt the FINRA Rule 0100 Series (General Standards) in the Consolidated FINRA Rulebook; Order Approving Proposed Rule Change To Adopt FINRA Rule 2010 (Standards of Commercial Honor and Principles of Trade), FINRA Rule 2020 (Use of Manipulative, Deceptive or Other Fraudulent Devices), and FINRA Rule 5150 (Fairness Opinions) in the Consolidated FINRA Rulebook; and Order Approving Proposed Rule Change, as Modified by Amendment No. 1, To Repeal NASD Rule 1130 and Incorporated Rules 405A, 440F, 440G and 447 as Part of th https://regulations.justia.com/regulations/fedreg/2008/10/01/E8-23040.html https://regulations.justia.com/regulations/fedreg/2008/10/01/E8-23040.html Wed, 01 Oct 2008 00:00:00 -0700 E8-23040 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-01/pdf/E8-23040.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2008/10/01/E8-22969.html https://regulations.justia.com/regulations/fedreg/2008/10/01/E8-22969.html Wed, 01 Oct 2008 00:00:00 -0700 E8-22969 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-01/pdf/E8-22969.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Nasdaq's PORTAL Market https://regulations.justia.com/regulations/fedreg/2008/10/01/E8-22968.html https://regulations.justia.com/regulations/fedreg/2008/10/01/E8-22968.html Wed, 01 Oct 2008 00:00:00 -0700 E8-22968 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-01/pdf/E8-22968.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes. https://regulations.justia.com/regulations/fedreg/2008/10/01/E8-22967.html https://regulations.justia.com/regulations/fedreg/2008/10/01/E8-22967.html Wed, 01 Oct 2008 00:00:00 -0700 E8-22967 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-01/pdf/E8-22967.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Proposing To Suspend the Operation of Certain NYSE Rules To Respond to the Impact to the Marketplace of the Events of September 15, 2008, Including the Bankruptcy Filing by Lehman Brothers Holding Inc. https://regulations.justia.com/regulations/fedreg/2008/10/01/E8-22966.html https://regulations.justia.com/regulations/fedreg/2008/10/01/E8-22966.html Wed, 01 Oct 2008 00:00:00 -0700 E8-22966 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-01/pdf/E8-22966.pdf Notice - Joint Industry Plan; Order Granting Permanent Approval to Amendment No. 2 to the Plan for the Purpose of Developing and Implementing Procedures Designed To Facilitate the Listing and Trading of Standardized Options https://regulations.justia.com/regulations/fedreg/2008/10/01/E8-22965.html https://regulations.justia.com/regulations/fedreg/2008/10/01/E8-22965.html Wed, 01 Oct 2008 00:00:00 -0700 E8-22965 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-01/pdf/E8-22965.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending NYSE Rule 1000 (“Automatic Execution of Limit Orders Against Orders Reflected in NYSE Published Quotation”) https://regulations.justia.com/regulations/fedreg/2008/10/01/E8-22964.html https://regulations.justia.com/regulations/fedreg/2008/10/01/E8-22964.html Wed, 01 Oct 2008 00:00:00 -0700 E8-22964 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-01/pdf/E8-22964.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Consolidating Into a Single Rule Certain Requirements for Products Traded on the Exchange Pursuant to Unlisted Trading Privileges https://regulations.justia.com/regulations/fedreg/2008/10/01/E8-22961.html https://regulations.justia.com/regulations/fedreg/2008/10/01/E8-22961.html Wed, 01 Oct 2008 00:00:00 -0700 E8-22961 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-01/pdf/E8-22961.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Administration and Enforcement of Certain Rules Pertaining to XLE https://regulations.justia.com/regulations/fedreg/2008/10/01/E8-22960.html https://regulations.justia.com/regulations/fedreg/2008/10/01/E8-22960.html Wed, 01 Oct 2008 00:00:00 -0700 E8-22960 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-01/pdf/E8-22960.pdf