Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2008/10/01?limit=200&registers=between&mode=atom 2024-12-28T17:50:10-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2008/10/01/E8-23105.html Notice - Roundtable on Modernizing the SEC's Disclosure System 2008-10-01T00:00:00-07:00 2008-10-01T00:00:00-07:00 E8-23105 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-01/pdf/E8-23105.pdf https://regulations.justia.com/regulations/fedreg/2008/10/01/E8-23086.html Notice - Wendt-Bristol Health Services Corp.; Order of Suspension of Trading 2008-10-01T00:00:00-07:00 2008-10-01T00:00:00-07:00 E8-23086 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-01/pdf/E8-23086.pdf https://regulations.justia.com/regulations/fedreg/2008/10/01/E8-23074.html Notice - Sunshine Act Meeting 2008-10-01T00:00:00-07:00 2008-10-01T00:00:00-07:00 E8-23074 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-01/pdf/E8-23074.pdf https://regulations.justia.com/regulations/fedreg/2008/10/01/E8-23048.html Notice - Sunshine Act Meeting 2008-10-01T00:00:00-07:00 2008-10-01T00:00:00-07:00 E8-23048 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-01/pdf/E8-23048.pdf https://regulations.justia.com/regulations/fedreg/2008/10/01/E8-23047.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to the Supervision of Market Letters 2008-10-01T00:00:00-07:00 2008-10-01T00:00:00-07:00 E8-23047 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-01/pdf/E8-23047.pdf https://regulations.justia.com/regulations/fedreg/2008/10/01/E8-23044.html Notice - Aberdeen Asset Management Inc., et al.; Notice of Application 2008-10-01T00:00:00-07:00 2008-10-01T00:00:00-07:00 E8-23044 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-01/pdf/E8-23044.pdf https://regulations.justia.com/regulations/fedreg/2008/10/01/E8-23043.html Notice - Van Kampen Retirement Strategy Trust, et al.; Notice of Application 2008-10-01T00:00:00-07:00 2008-10-01T00:00:00-07:00 E8-23043 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-01/pdf/E8-23043.pdf https://regulations.justia.com/regulations/fedreg/2008/10/01/E8-23042.html Notice - Delaware Management Business Trust, et al.; Notice of Application 2008-10-01T00:00:00-07:00 2008-10-01T00:00:00-07:00 E8-23042 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-01/pdf/E8-23042.pdf https://regulations.justia.com/regulations/fedreg/2008/10/01/E8-23041.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rulebook Chapter XI To Add Four New Rules Regarding the Registration and Obligations of Market Makers and Amend Rule 1.5 To Add Definitions of “Market Maker” and “Market Maker Authorized Trader” 2008-10-01T00:00:00-07:00 2008-10-01T00:00:00-07:00 E8-23041 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-01/pdf/E8-23041.pdf https://regulations.justia.com/regulations/fedreg/2008/10/01/E8-23040.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Adoption of NASD Rules 4000 Through 10000 Series and the 12000 Through 14000 Series as FINRA Rules in the New Consolidated FINRA Rulebook; Order Approving Proposed Rule Change Relating to the Membership Waive-In Process for Certain New York Stock Exchange Members; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, To Adopt the FINRA Rule 0100 Series (General Standards) in the Consolidated FINRA Rulebook; Order Approving Proposed Rule Change To Adopt FINRA Rule 2010 (Standards of Commercial Honor and Principles of Trade), FINRA Rule 2020 (Use of Manipulative, Deceptive or Other Fraudulent Devices), and FINRA Rule 5150 (Fairness Opinions) in the Consolidated FINRA Rulebook; and Order Approving Proposed Rule Change, as Modified by Amendment No. 1, To Repeal NASD Rule 1130 and Incorporated Rules 405A, 440F, 440G and 447 as Part of th 2008-10-01T00:00:00-07:00 2008-10-01T00:00:00-07:00 E8-23040 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-01/pdf/E8-23040.pdf https://regulations.justia.com/regulations/fedreg/2008/10/01/E8-22969.html Notice - Proposed Collection; Comment Request 2008-10-01T00:00:00-07:00 2008-10-01T00:00:00-07:00 E8-22969 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-01/pdf/E8-22969.pdf https://regulations.justia.com/regulations/fedreg/2008/10/01/E8-22968.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Nasdaq's PORTAL Market 2008-10-01T00:00:00-07:00 2008-10-01T00:00:00-07:00 E8-22968 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-01/pdf/E8-22968.pdf https://regulations.justia.com/regulations/fedreg/2008/10/01/E8-22967.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes. 2008-10-01T00:00:00-07:00 2008-10-01T00:00:00-07:00 E8-22967 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-01/pdf/E8-22967.pdf https://regulations.justia.com/regulations/fedreg/2008/10/01/E8-22966.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Proposing To Suspend the Operation of Certain NYSE Rules To Respond to the Impact to the Marketplace of the Events of September 15, 2008, Including the Bankruptcy Filing by Lehman Brothers Holding Inc. 2008-10-01T00:00:00-07:00 2008-10-01T00:00:00-07:00 E8-22966 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-01/pdf/E8-22966.pdf https://regulations.justia.com/regulations/fedreg/2008/10/01/E8-22965.html Notice - Joint Industry Plan; Order Granting Permanent Approval to Amendment No. 2 to the Plan for the Purpose of Developing and Implementing Procedures Designed To Facilitate the Listing and Trading of Standardized Options 2008-10-01T00:00:00-07:00 2008-10-01T00:00:00-07:00 E8-22965 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-01/pdf/E8-22965.pdf https://regulations.justia.com/regulations/fedreg/2008/10/01/E8-22964.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending NYSE Rule 1000 (“Automatic Execution of Limit Orders Against Orders Reflected in NYSE Published Quotation”) 2008-10-01T00:00:00-07:00 2008-10-01T00:00:00-07:00 E8-22964 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-01/pdf/E8-22964.pdf https://regulations.justia.com/regulations/fedreg/2008/10/01/E8-22961.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Consolidating Into a Single Rule Certain Requirements for Products Traded on the Exchange Pursuant to Unlisted Trading Privileges 2008-10-01T00:00:00-07:00 2008-10-01T00:00:00-07:00 E8-22961 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-01/pdf/E8-22961.pdf https://regulations.justia.com/regulations/fedreg/2008/10/01/E8-22960.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Administration and Enforcement of Certain Rules Pertaining to XLE 2008-10-01T00:00:00-07:00 2008-10-01T00:00:00-07:00 E8-22960 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-01/pdf/E8-22960.pdf