Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2008/09?limit=200®isters=between&min-day=1&max-day=30&mode=atom2024-05-05T06:25:28-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2008/09/30/E8-22962.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto Related to Amendments to Rule 991 (Communications to Customers) and Rule 921 (Opening of Accounts)2008-09-30T00:00:00-07:002008-09-30T00:00:00-07:00E8-22962Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-30/pdf/E8-22962.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/30/E8-22927.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, To Amend the By-Laws of FINRA Regulation To Realign the Representation of Industry Members on the National Adjudicatory Council To Follow More Closely the Categories of Industry Representation on the FINRA Board2008-09-30T00:00:00-07:002008-09-30T00:00:00-07:00E8-22927Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-30/pdf/E8-22927.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/30/E8-22859.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Establish a PORTAL Reference Database and Related Fees2008-09-30T00:00:00-07:002008-09-30T00:00:00-07:00E8-22859Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-30/pdf/E8-22859.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/30/E8-22858.htmlNotice - Sunshine Act Meeting2008-09-30T00:00:00-07:002008-09-30T00:00:00-07:00E8-22858Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-30/pdf/E8-22858.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/30/E8-22830.htmlNotice - Sunshine Act Meeting2008-09-30T00:00:00-07:002008-09-30T00:00:00-07:00E8-22830Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-30/pdf/E8-22830.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/29/E8-22749.htmlNotice - Morgan Stanley Series Funds, et al.; Notice of Application2008-09-29T00:00:00-07:002008-09-29T00:00:00-07:00E8-22749Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-29/pdf/E8-22749.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/29/E8-22748.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by Chicago Board Options Exchange, Incorporated Relating to Transfer of Interim Trading Permits2008-09-29T00:00:00-07:002008-09-29T00:00:00-07:00E8-22748Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-29/pdf/E8-22748.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/29/E8-22747.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend CBOE Rules Relating to Appointment Costs2008-09-29T00:00:00-07:002008-09-29T00:00:00-07:00E8-22747Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-29/pdf/E8-22747.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/26/E8-22658.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change To Enable the Exchange To Waive Annual Listing Fees for Securities Transferring From the Amex or NYSE Arca, Inc.2008-09-26T00:00:00-07:002008-09-26T00:00:00-07:00E8-22658Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-26/pdf/E8-22658.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/26/E8-22656.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule To Establish a CBSX-Only Order Type2008-09-26T00:00:00-07:002008-09-26T00:00:00-07:00E8-22656Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-26/pdf/E8-22656.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/26/E8-22655.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change To Waive Annual Fees for Securities Transferring to NYSE Arca From NYSE Alternext US2008-09-26T00:00:00-07:002008-09-26T00:00:00-07:00E8-22655Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-26/pdf/E8-22655.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/26/E8-22654.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc., Amending NYSE Arca Equities Rule 7.35 Governing Auctions2008-09-26T00:00:00-07:002008-09-26T00:00:00-07:00E8-22654Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-26/pdf/E8-22654.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/26/E8-22638.htmlNotice - Self-Regulatory Organizations; the Options Clearing Corporation; Order Granting Approval of Accelerated Delivery of Supplement to the Options Disclosure Document Reflecting Changes to Disclosure Regarding Certain Variability Index Options, Strategy-Based Index Options, and Adjustments of Stock Option Contracts2008-09-26T00:00:00-07:002008-09-26T00:00:00-07:00E8-22638Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-26/pdf/E8-22638.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/26/E8-22587.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change To Amend Section 902.09 of the Listed Company Manual To Establish Fees for Securities Listed Under Sections 703.21 and 703.22 of the Listed Company Manual and Traded on NYSE Bonds and To Waive Fees for Structured Products Transferred From the Amex to the NYSE2008-09-26T00:00:00-07:002008-09-26T00:00:00-07:00E8-22587Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-26/pdf/E8-22587.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/25/E8-22644.htmlNotice - Sunshine Act Meeting2008-09-25T00:00:00-07:002008-09-25T00:00:00-07:00E8-22644Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-25/pdf/E8-22644.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/25/E8-22547.htmlNotice - The Reserve Fund, on Behalf of Two of Its Series, the Primary Fund and the U.S. Government Fund; Order Temporarily Suspending Redemption of Investment Company Shares and Postponing Payment for Investment Company Shares Which Have Been Submitted for Redemption for Which Payment Has Not Been Made Pursuant to Section 22(E)(3) of the Investment Company Act of 19402008-09-25T00:00:00-07:002008-09-25T00:00:00-07:00E8-22547Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-25/pdf/E8-22547.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/25/E8-22546.htmlNotice - Sunshine Act Meeting2008-09-25T00:00:00-07:002008-09-25T00:00:00-07:00E8-22546Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-25/pdf/E8-22546.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/25/E8-22509.htmlNotice - Securities Exchange Act of 1934; Amendment to Emergency Order Pursuant to Section 12(k)(2) of the Securities Exchange Act of 1934 Taking Temporary Action To Respond to Market Developments2008-09-25T00:00:00-07:002008-09-25T00:00:00-07:00E8-22509Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-25/pdf/E8-22509.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/25/E8-22508.htmlNotice - Triangle Capital Corporation, et al.; Notice of Application2008-09-25T00:00:00-07:002008-09-25T00:00:00-07:00E8-22508Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-25/pdf/E8-22508.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/25/E8-22507.htmlNotice - Trust for Professional Managers, et al.; Notice of Application2008-09-25T00:00:00-07:002008-09-25T00:00:00-07:00E8-22507Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-25/pdf/E8-22507.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/25/E8-22506.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Proposing To Temporarily Suspend the Requirements of NYSE Rule 311 and Related NYSE Rules Concerning the Approval of New Member Organizations in Order To Approve Barclays Capital Inc. as an NYSE Member Organization2008-09-25T00:00:00-07:002008-09-25T00:00:00-07:00E8-22506Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-25/pdf/E8-22506.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/25/E8-22505.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by the American Stock Exchange LLC Temporarily Suspending the Requirements of Its Rules Concerning the Approval of New Member Organizations in Order To Approve Barclays Capital Inc. Immediately and Provisionally as a New Member Organization2008-09-25T00:00:00-07:002008-09-25T00:00:00-07:00E8-22505Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-25/pdf/E8-22505.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/25/E8-22504.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. To Temporarily Suspend the Requirements of NYSE Arca Rule 2.4 and Related NYSE Arca Rules Concerning Options Trading Permit Holder Applications and Approvals In Order To Immediately Approve Barclays Capital Inc. as an NYSE Arca OTP Holder2008-09-25T00:00:00-07:002008-09-25T00:00:00-07:00E8-22504Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-25/pdf/E8-22504.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/25/E8-22503.htmlNotice - Order Granting Temporary, Conditional Relief From the Net Capital Rule for Barclays Capital, Inc.2008-09-25T00:00:00-07:002008-09-25T00:00:00-07:00E8-22503Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-25/pdf/E8-22503.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/25/E8-22502.htmlNotice - Securities Exchange Act of 1934 Amendment to Emergency Order Pursuant to Section 12(k)(2) of the Securities Exchange Act of 1934 Taking Temporary Action To Respond to Market Developments2008-09-25T00:00:00-07:002008-09-25T00:00:00-07:00E8-22502Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-25/pdf/E8-22502.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/25/E8-22489.htmlNotice - Consolidated Tape Association; Order Approving the Twelfth Substantive Amendment to the Second Restatement of the Consolidated Tape Association Plan and the Eighth Substantive Amendment to the Restated Consolidated Quotation Plan2008-09-25T00:00:00-07:002008-09-25T00:00:00-07:00E8-22489Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-25/pdf/E8-22489.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/25/E8-22488.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to the Cash Dividend Threshold2008-09-25T00:00:00-07:002008-09-25T00:00:00-07:00E8-22488Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-25/pdf/E8-22488.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/25/E8-22463.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Consolidating Into a Single Rule Certain Requirements for Securities Traded on the Exchange Pursuant to Unlisted Trading Privileges2008-09-25T00:00:00-07:002008-09-25T00:00:00-07:00E8-22463Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-25/pdf/E8-22463.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/24/E8-22487.htmlNotice - Securities Exchange Act of 1934; Emergency Order Pursuant to Section 12(k)(2) of the Securities Exchange Act of 1934 Taking Temporary Action To Respond to Market Developments2008-09-24T00:00:00-07:002008-09-24T00:00:00-07:00E8-22487Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-24/pdf/E8-22487.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/24/E8-22462.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Revise Its Initial Listing Process To Eliminate the Current Appeal Process for Initial Listing Decisions, Add a New Confidential Pre-application Eligibility Review Process, and Upgrade Its Listing Requirements by Eliminating the Alternative Listing Standards2008-09-24T00:00:00-07:002008-09-24T00:00:00-07:00E8-22462Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-24/pdf/E8-22462.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/24/E8-22391.htmlRule - Adoption of Updated EDGAR Filer Manual2008-09-24T00:00:00-07:002008-09-24T00:00:00-07:00E8-22391Rulehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-24/pdf/E8-22391.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/24/E8-22379.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Related to Submission of Non-Tape Reports2008-09-24T00:00:00-07:002008-09-24T00:00:00-07:00E8-22379Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-24/pdf/E8-22379.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/24/E8-22378.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Quotation Size Decrementation2008-09-24T00:00:00-07:002008-09-24T00:00:00-07:00E8-22378Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-24/pdf/E8-22378.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/24/E8-22370.htmlNotice - Emergency Order Pursuant to Section 12(k)(2) of the Securities Exchange Act of 1934 Taking Temporary Action To Respond to Market Developments2008-09-24T00:00:00-07:002008-09-24T00:00:00-07:00E8-22370Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-24/pdf/E8-22370.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/24/E8-22369.htmlNotice - Emergency Order Pursuant to Section 12(K)(2) of the Securities Exchange Act of 1934 Taking Temporary Action To Respond to Market Developments2008-09-24T00:00:00-07:002008-09-24T00:00:00-07:00E8-22369Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-24/pdf/E8-22369.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/24/E8-22308.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Accelerated Approval of Proposed Rule Change To List and Trade the WisdomTree Dreyfus Emerging Markets Fund2008-09-24T00:00:00-07:002008-09-24T00:00:00-07:00E8-22308Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-24/pdf/E8-22308.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/24/E8-22249.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the NASDAQ OMX PHLX, Inc. To Enable the Listing and Trading of Options on Index-Linked Securities2008-09-24T00:00:00-07:002008-09-24T00:00:00-07:00E8-22249Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-24/pdf/E8-22249.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/24/E8-22246.htmlNotice - Sunshine Act Meeting2008-09-24T00:00:00-07:002008-09-24T00:00:00-07:00E8-22246Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-24/pdf/E8-22246.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/24/E8-22212.htmlNotice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and BATS Exchange, Inc.2008-09-24T00:00:00-07:002008-09-24T00:00:00-07:00E8-22212Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-24/pdf/E8-22212.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/23/E8-22380.htmlNotice - In the Matter of Ragen Corp. Rainwire Partners, Inc., Rako Capital Corp., Ramtek Corp. (n/k/a Ramtek I Corp.), Ranger Industries, Inc., RCS Holdings, Inc., and Recycling Industries, Inc., Respondents.; Order of Suspension of Trading2008-09-23T00:00:00-07:002008-09-23T00:00:00-07:00E8-22380Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-23/pdf/E8-22380.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/23/E8-22373.htmlNotice - In the Matter of Quality Resorts of America, Inc., Quentra Networks, Inc., and Quokka Sports, Inc.; Order of Suspension of Trading2008-09-23T00:00:00-07:002008-09-23T00:00:00-07:00E8-22373Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-23/pdf/E8-22373.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/23/E8-22195.htmlNotice - Sunshine Act Meeting2008-09-23T00:00:00-07:002008-09-23T00:00:00-07:00E8-22195Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-23/pdf/E8-22195.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/23/E8-22166.htmlNotice - Emergency Order Pursuant to Section 12(K)(2) of the Securities Exchange Act of 1934 Taking Temporary Action To Respond to Market Developments2008-09-23T00:00:00-07:002008-09-23T00:00:00-07:00E8-22166Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-23/pdf/E8-22166.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/23/E8-22115.htmlNotice - Proposed Collection; Comment Request2008-09-23T00:00:00-07:002008-09-23T00:00:00-07:00E8-22115Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-23/pdf/E8-22115.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/22/E8-22133.htmlNotice - Sunshine Act Meeting2008-09-22T00:00:00-07:002008-09-22T00:00:00-07:00E8-22133Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-22/pdf/E8-22133.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/22/E8-22081.htmlNotice - Sunshine Act Meeting2008-09-22T00:00:00-07:002008-09-22T00:00:00-07:00E8-22081Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-22/pdf/E8-22081.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/22/E8-22015.htmlNotice - Public Company Accounting Oversight Board; Order Approving Proposed Rule on Auditing Standard No. 6, Evaluating Consistency of Financial Statements, and Conforming Amendments2008-09-22T00:00:00-07:002008-09-22T00:00:00-07:00E8-22015Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-22/pdf/E8-22015.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/22/E8-22014.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Incorporated; Notice of Filing of Proposed Rule Change To Amend By-Laws2008-09-22T00:00:00-07:002008-09-22T00:00:00-07:00E8-22014Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-22/pdf/E8-22014.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/22/E8-22013.htmlNotice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Order Approving and Declaring Effective a Plan for the Allocation of Regulatory Responsibilities Among the American Stock Exchange LLC, Boston Stock Exchange, Inc., CBOE Stock Exchange, LLC, Chicago Stock Exchange, Inc., Financial Industry Regulatory Authority, Inc., International Securities Exchange, LLC, The NASDAQ Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange, LLC, NYSE Arca Inc., NYSE Regulation, Inc., and Philadelphia Stock Exchange, Inc.2008-09-22T00:00:00-07:002008-09-22T00:00:00-07:00E8-22013Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-22/pdf/E8-22013.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/22/E8-22012.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change Relating to Incorporated NYSE Rules2008-09-22T00:00:00-07:002008-09-22T00:00:00-07:00E8-22012Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-22/pdf/E8-22012.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/22/E8-22011.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc. (f/k/a National Association of Securities Dealers, Inc.); Order Approving Proposed Rule Change, as Modified by Amendment No. 2, To Amend the Minimum Price-Improvement Standards Set Forth in NASD Interpretive Material (“IM”) 2110-22008-09-22T00:00:00-07:002008-09-22T00:00:00-07:00E8-22011Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-22/pdf/E8-22011.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/19/E8-22071.htmlNotice - In the Matter of: EA Industries, Inc., Ebiz Enterprises, Inc., and Einstein Noah Bagel Corp. (n/k/a ENBC Corp.); Order of Suspension of Trading2008-09-19T00:00:00-07:002008-09-19T00:00:00-07:00E8-22071Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-19/pdf/E8-22071.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/19/E8-21948.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Conforming Certain NYSE Rules to Changes to NYSE Incorporated Rules Recently Filed by the Financial Industry Regulatory Authority, Inc.2008-09-19T00:00:00-07:002008-09-19T00:00:00-07:00E8-21948Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-19/pdf/E8-21948.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/19/E8-21947.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rule 11.5, Entitled “Orders and Modifiers,” To Provide for a New Order Type-Modified Destination Specific Order2008-09-19T00:00:00-07:002008-09-19T00:00:00-07:00E8-21947Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-19/pdf/E8-21947.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/19/E8-21944.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change To Determine That a Company Meets the Exchange's Market Value Requirements by Relying on a Third-Party Valuation of the Company2008-09-19T00:00:00-07:002008-09-19T00:00:00-07:00E8-21944Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-19/pdf/E8-21944.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/19/E8-21902.htmlNotice - Proposed Collection; Comment Request2008-09-19T00:00:00-07:002008-09-19T00:00:00-07:00E8-21902Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-19/pdf/E8-21902.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/19/E8-21901.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. Amending NYSE Arca Equities Rules 5.1(b)(14) and 5.2(j)(2) To Permit the Listing of ELNs That Are Linked to Securities Issued by Companies Registered Under the Investment Company Act of 19402008-09-19T00:00:00-07:002008-09-19T00:00:00-07:00E8-21901Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-19/pdf/E8-21901.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/19/E8-21765.htmlNotice - Submission for OMB Review; Comment Request2008-09-19T00:00:00-07:002008-09-19T00:00:00-07:00E8-21765Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-19/pdf/E8-21765.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/18/E8-21938.htmlNotice - In the Matter of Cadema Corp. and Caredata.com, Inc.; Order of Suspension of Trading2008-09-18T00:00:00-07:002008-09-18T00:00:00-07:00E8-21938Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-18/pdf/E8-21938.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/18/E8-21766.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 8.3A Pertaining to Class Quoting Limits2008-09-18T00:00:00-07:002008-09-18T00:00:00-07:00E8-21766Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-18/pdf/E8-21766.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/18/E8-21764.htmlNotice - Proposed Collection; Comment Request2008-09-18T00:00:00-07:002008-09-18T00:00:00-07:00E8-21764Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-18/pdf/E8-21764.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/18/E8-21763.htmlNotice - Rafferty Asset Management, LLC, et al.; Notice of Application2008-09-18T00:00:00-07:002008-09-18T00:00:00-07:00E8-21763Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-18/pdf/E8-21763.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/18/E8-21762.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Eliminate the Requirement To Report Yield to TRACE and for FINRA To Calculate and Disseminate a Standard Yield2008-09-18T00:00:00-07:002008-09-18T00:00:00-07:00E8-21762Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-18/pdf/E8-21762.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/18/E8-21761.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Listing and Trading of Options on Section 107 Securities2008-09-18T00:00:00-07:002008-09-18T00:00:00-07:00E8-21761Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-18/pdf/E8-21761.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/18/E8-21760.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving the Proposed Rule Change To Adopt FINRA Rules 5110 (Corporate Financing Rule), 5190 (Notification Requirements for Offering Participants) and 6470 (Withdrawal of Quotations in an OTC Equity Security in Compliance With SEC Regulation M) in the Consolidated FINRA Rulebook2008-09-18T00:00:00-07:002008-09-18T00:00:00-07:00E8-21760Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-18/pdf/E8-21760.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/18/E8-21759.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Hybrid Electronic Quoting Fee2008-09-18T00:00:00-07:002008-09-18T00:00:00-07:00E8-21759Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-18/pdf/E8-21759.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/18/E8-21758.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Listing of the iShares Lehman Agency Bond Fund2008-09-18T00:00:00-07:002008-09-18T00:00:00-07:00E8-21758Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-18/pdf/E8-21758.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/17/E8-21830.htmlNotice - In the Matter of B.B. Walker Co., Bellatrix International, Inc., Belmont Resources, Inc., Beres Industries, Inc., Best Products Co., Inc., Bethlehem Corp., and Bogue Electric Manufacturing Co. (n/k/a Bogue International, Inc.); Order of Suspension of Trading2008-09-17T00:00:00-07:002008-09-17T00:00:00-07:00E8-21830Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-17/pdf/E8-21830.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/17/E8-21708.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend BATS Rule 11.5, entitled “Orders and Modifiers,” To Provide for a New Order Type-Modified Directed Intermarket Sweep Order2008-09-17T00:00:00-07:002008-09-17T00:00:00-07:00E8-21708Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-17/pdf/E8-21708.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/17/E8-21707.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change Amending NYSE Rule 104(e) (Dealings by Specialists) To Modify the Conditions Governing the Specialists' Use of the Price Improvement Trading Message Pursuant to NYSE Rule 104(b)(i)(H)2008-09-17T00:00:00-07:002008-09-17T00:00:00-07:00E8-21707Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-17/pdf/E8-21707.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/17/E8-21706.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Listing and Trading of Shares of the PowerShares Active U.S. Real Estate Fund2008-09-17T00:00:00-07:002008-09-17T00:00:00-07:00E8-21706Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-17/pdf/E8-21706.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/17/E8-21705.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving Proposed Rule Change, as Modified by Amendment No. 2 Thereto, To Establish a System for the Purchase of Equity Value Indicator Securities2008-09-17T00:00:00-07:002008-09-17T00:00:00-07:00E8-21705Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-17/pdf/E8-21705.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/17/E8-21704.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC To Resume the Operation of NYSE Rule 123D(3) With Respect to Trading in the Securities of Fannie Mae and Freddie Mac Beginning on September 11, 2008, Following the Suspension of That Rule Pursuant to SR-NYSE-2008-812008-09-17T00:00:00-07:002008-09-17T00:00:00-07:00E8-21704Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-17/pdf/E8-21704.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/16/E8-21649.htmlNotice - American Environmental Corp.; (n/k/a TrackBets International, Inc.), BAM! Entertainment, Inc., Entertainment Technologies & Programs, Inc., Inter Con PC, Inc., Rudy Nutrition, Trans Global Services, Inc., XCL Ltd., and ZymeTx, Inc.; Order of Suspension of Trading2008-09-16T00:00:00-07:002008-09-16T00:00:00-07:00E8-21649Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-16/pdf/E8-21649.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/16/E8-21643.htmlNotice - Sunshine Act Meeting2008-09-16T00:00:00-07:002008-09-16T00:00:00-07:00E8-21643Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-16/pdf/E8-21643.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/16/E8-21616.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Minor Rule Violation Plan2008-09-16T00:00:00-07:002008-09-16T00:00:00-07:00E8-21616Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-16/pdf/E8-21616.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/16/E8-21607.htmlNotice - Sunshine Act Meeting2008-09-16T00:00:00-07:002008-09-16T00:00:00-07:00E8-21607Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-16/pdf/E8-21607.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/16/E8-21545.htmlNotice - Global X Funds and Global X Management Company LLC; Notice of Application2008-09-16T00:00:00-07:002008-09-16T00:00:00-07:00E8-21545Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-16/pdf/E8-21545.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/16/E8-21544.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change To Adopt on a Permanent Basis a Pilot Program Which Allows the Exchange To Adjust the Earnings of Companies for Purposes of Its Earnings Standard by Reversing the Income Statement Effects of Changes in Fair Value of Financial Instruments Extinguished at the Time of Listing2008-09-16T00:00:00-07:002008-09-16T00:00:00-07:00E8-21544Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-16/pdf/E8-21544.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/16/E8-21543.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change To Make Permanent a Pilot Program Under Which the Exchange Excludes From Its Earnings Standard Gains or Losses From Extinguishment of Debt Prior to Maturity2008-09-16T00:00:00-07:002008-09-16T00:00:00-07:00E8-21543Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-16/pdf/E8-21543.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/16/E8-21535.htmlNotice - Submission for OMB Review; Comment Request2008-09-16T00:00:00-07:002008-09-16T00:00:00-07:00E8-21535Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-16/pdf/E8-21535.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/16/E8-21534.htmlNotice - Submission for OMB Review; Comment Request2008-09-16T00:00:00-07:002008-09-16T00:00:00-07:00E8-21534Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-16/pdf/E8-21534.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/16/E8-21533.htmlNotice - Submission for OMB Review; Comment Request2008-09-16T00:00:00-07:002008-09-16T00:00:00-07:00E8-21533Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-16/pdf/E8-21533.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/16/E8-21532.htmlNotice - Submission for OMB Review; Comment Request2008-09-16T00:00:00-07:002008-09-16T00:00:00-07:00E8-21532Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-16/pdf/E8-21532.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/16/E8-21531.htmlNotice - Submission for OMB Review; Comment Request2008-09-16T00:00:00-07:002008-09-16T00:00:00-07:00E8-21531Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-16/pdf/E8-21531.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/16/E8-21530.htmlNotice - Proposed Collection; Comment Request2008-09-16T00:00:00-07:002008-09-16T00:00:00-07:00E8-21530Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-16/pdf/E8-21530.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/16/E8-21529.htmlNotice - Submission for OMB Review; Comment Request2008-09-16T00:00:00-07:002008-09-16T00:00:00-07:00E8-21529Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-16/pdf/E8-21529.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/16/E8-21528.htmlNotice - Submission for OMB Review; Comment Request2008-09-16T00:00:00-07:002008-09-16T00:00:00-07:00E8-21528Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-16/pdf/E8-21528.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/16/E8-21527.htmlNotice - Proposed Collection; Comment Request2008-09-16T00:00:00-07:002008-09-16T00:00:00-07:00E8-21527Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-16/pdf/E8-21527.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/16/E8-21526.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rule 5.2(j)(3) in Connection With Generic Listing Standards for Multiple Fund Shares and Inverse Fund Shares2008-09-16T00:00:00-07:002008-09-16T00:00:00-07:00E8-21526Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-16/pdf/E8-21526.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/16/E8-21485.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Transfer of Ownership of MX US 2, Inc.; Correction2008-09-16T00:00:00-07:002008-09-16T00:00:00-07:00E8-21485Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-16/pdf/E8-21485.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/15/E8-21408.htmlNotice - Proposed Collection; Comment Request2008-09-15T00:00:00-07:002008-09-15T00:00:00-07:00E8-21408Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-15/pdf/E8-21408.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/15/E8-21407.htmlNotice - Submission for OMB Review; Comment Request2008-09-15T00:00:00-07:002008-09-15T00:00:00-07:00E8-21407Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-15/pdf/E8-21407.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/15/E8-21406.htmlNotice - Submission for OMB Review; Comment Request2008-09-15T00:00:00-07:002008-09-15T00:00:00-07:00E8-21406Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-15/pdf/E8-21406.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/15/E8-21405.htmlNotice - Proposed Collection; Comment Request2008-09-15T00:00:00-07:002008-09-15T00:00:00-07:00E8-21405Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-15/pdf/E8-21405.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/15/E8-21392.htmlNotice - Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Trade Shares of 12 Funds of the WisdomTree Trust Pursuant to Unlisted Trading Privileges2008-09-15T00:00:00-07:002008-09-15T00:00:00-07:00E8-21392Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-15/pdf/E8-21392.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/15/E8-21391.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Non-Displayed Penny Quotes and Orders2008-09-15T00:00:00-07:002008-09-15T00:00:00-07:00E8-21391Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-15/pdf/E8-21391.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/15/E8-21333.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Rule Proposed by New York Stock Exchange LLC To Suspend the Operation of NYSE Rule 123D With Respect to Trading in the Securities of Fannie Mae and Freddie Mac2008-09-15T00:00:00-07:002008-09-15T00:00:00-07:00E8-21333Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-15/pdf/E8-21333.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/15/E8-21332.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change To Reduce the Period Within Which Companies Must Issue a Press Release After the Exchange Notifies Them That They Are Noncompliant With Exchange Listing Requirements2008-09-15T00:00:00-07:002008-09-15T00:00:00-07:00E8-21332Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-15/pdf/E8-21332.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/15/E8-21331.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change To List and Trade ELEMENTSSM2008-09-15T00:00:00-07:002008-09-15T00:00:00-07:00E8-21331Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-15/pdf/E8-21331.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/15/E8-21330.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Rule Change by NYSE Arca, Inc. Amending Its Schedule of Fees and Charges for Exchange Services in Order To Establish a New Fee for Electronically Executed Complex Orders2008-09-15T00:00:00-07:002008-09-15T00:00:00-07:00E8-21330Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-15/pdf/E8-21330.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/15/E8-21329.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing of MacroShares Major Metro Housing Trusts2008-09-15T00:00:00-07:002008-09-15T00:00:00-07:00E8-21329Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-15/pdf/E8-21329.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/12/E8-21167.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by Chicago Board Options Exchange, Inc. Amending CBOE Rule 52.32008-09-12T00:00:00-07:002008-09-12T00:00:00-07:00E8-21167Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-12/pdf/E8-21167.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/12/E8-21166.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend Its Rule Governing Equity-Linked Debt Securities To Permit the Listing of Equity-Linked Debt Securities Linked To Baskets of Up to Thirty Underlying Securities and To Provide for Greater Flexibility in Listing Criteria2008-09-12T00:00:00-07:002008-09-12T00:00:00-07:00E8-21166Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-12/pdf/E8-21166.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/12/E8-21165.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change Related to Amendments to Rule 925 (Confirmations) and Rule 921 (Opening of Accounts)2008-09-12T00:00:00-07:002008-09-12T00:00:00-07:00E8-21165Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-12/pdf/E8-21165.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/12/E8-21164.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Related to Trades in Restricted Classes2008-09-12T00:00:00-07:002008-09-12T00:00:00-07:00E8-21164Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-12/pdf/E8-21164.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/12/E8-21162.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees2008-09-12T00:00:00-07:002008-09-12T00:00:00-07:00E8-21162Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-12/pdf/E8-21162.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/11/E8-21144.htmlNotice - Fidelity Aberdeen Street Trust, et al.; Notice of Application2008-09-11T00:00:00-07:002008-09-11T00:00:00-07:00E8-21144Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-11/pdf/E8-21144.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/11/E8-21143.htmlNotice - Prudential Financial, Inc., et al.; Notice of Application and Temporary Order2008-09-11T00:00:00-07:002008-09-11T00:00:00-07:00E8-21143Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-11/pdf/E8-21143.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/10/E8-20995.htmlRule - Exemption From Registration Under Section 12(G) of the Securities Exchange Act of 1934 for Foreign Private Issuers2008-09-10T00:00:00-07:002008-09-10T00:00:00-07:00E8-20995Rulehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-10/pdf/E8-20995.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/10/E8-20964.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto To Adopt FINRA Rule 4560 (Short-Interest Reporting) in the Consolidated FINRA Rulebook2008-09-10T00:00:00-07:002008-09-10T00:00:00-07:00E8-20964Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-10/pdf/E8-20964.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/10/E8-20963.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Net Asset Value Calculations for CurrencyShares Trusts2008-09-10T00:00:00-07:002008-09-10T00:00:00-07:00E8-20963Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-10/pdf/E8-20963.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/10/E8-20962.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Regarding the Listing of Fourteen Funds of the Commodities and Currency Trust2008-09-10T00:00:00-07:002008-09-10T00:00:00-07:00E8-20962Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-10/pdf/E8-20962.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/10/E8-20961.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Obsolete CBOE Rule 15.102008-09-10T00:00:00-07:002008-09-10T00:00:00-07:00E8-20961Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-10/pdf/E8-20961.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/10/E8-20960.htmlNotice - Phoenix Equity Trust, et al.; Notice of Application2008-09-10T00:00:00-07:002008-09-10T00:00:00-07:00E8-20960Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-10/pdf/E8-20960.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/10/E8-20957.htmlNotice - Sunshine Act Meeting2008-09-10T00:00:00-07:002008-09-10T00:00:00-07:00E8-20957Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-10/pdf/E8-20957.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/09/E8-20869.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Transfer of Ownership of MX U.S. 2, Inc.2008-09-09T00:00:00-07:002008-09-09T00:00:00-07:00E8-20869Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-09/pdf/E8-20869.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/09/E8-20809.htmlNotice - Order Granting Application for Exemption Pursuant to Section 36(a) of the Exchange Act by the Philadelphia Stock Exchange, Inc. From the Rule Filing Requirements of Section 19(b) of the Exchange Act With Respect to Certain Rules Incorporated by Reference2008-09-09T00:00:00-07:002008-09-09T00:00:00-07:00E8-20809Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-09/pdf/E8-20809.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/09/E8-20808.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending NYSE Rule 18 To Allow NYSE Alternext US LLC To Participate in the Compensation Fund Established by the NYSE To Reimburse Claimants for Losses Associated With NYSE-Operated System Failures2008-09-09T00:00:00-07:002008-09-09T00:00:00-07:00E8-20808Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-09/pdf/E8-20808.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/09/E8-20807.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Reduce the Monthly Fee for NYSE Realtime Reference Prices2008-09-09T00:00:00-07:002008-09-09T00:00:00-07:00E8-20807Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-09/pdf/E8-20807.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/05/E8-20707.htmlNotice - In the Matter of Continental Beverage and Nutrition, Inc.; Order of Suspension of Trading2008-09-05T00:00:00-07:002008-09-05T00:00:00-07:00E8-20707Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-05/pdf/E8-20707.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/05/E8-20618.htmlNotice - Submission for OMB Review; Comment Request2008-09-05T00:00:00-07:002008-09-05T00:00:00-07:00E8-20618Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-05/pdf/E8-20618.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/05/E8-20617.htmlNotice - Submission for OMB Review; Comment Request2008-09-05T00:00:00-07:002008-09-05T00:00:00-07:00E8-20617Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-05/pdf/E8-20617.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/05/E8-20616.htmlNotice - Submission for OMB Review; Comment Request2008-09-05T00:00:00-07:002008-09-05T00:00:00-07:00E8-20616Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-05/pdf/E8-20616.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/05/E8-20615.htmlNotice - PIMCO Municipal Income Fund, et al.; Notice of Application2008-09-05T00:00:00-07:002008-09-05T00:00:00-07:00E8-20615Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-05/pdf/E8-20615.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/05/E8-20614.htmlNotice - John Hancock Income Securities Trust, et al.; Notice of Application2008-09-05T00:00:00-07:002008-09-05T00:00:00-07:00E8-20614Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-05/pdf/E8-20614.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/05/E8-20613.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Establish NYSE Arca Realtime Reference Prices Service2008-09-05T00:00:00-07:002008-09-05T00:00:00-07:00E8-20613Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-05/pdf/E8-20613.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/05/E8-20612.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of a Proposed Rule Change To Implement a New Service to Allow Issuers To Track and Limit the Number of Beneficial Owners for an Individual CUSIP2008-09-05T00:00:00-07:002008-09-05T00:00:00-07:00E8-20612Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-05/pdf/E8-20612.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/05/E8-20550.htmlNotice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 19402008-09-05T00:00:00-07:002008-09-05T00:00:00-07:00E8-20550Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-05/pdf/E8-20550.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/04/E8-20534.htmlNotice - Sunshine Act Meeting2008-09-04T00:00:00-07:002008-09-04T00:00:00-07:00E8-20534Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-04/pdf/E8-20534.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/04/E8-20524.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Voluntary Professional Transaction Fees2008-09-04T00:00:00-07:002008-09-04T00:00:00-07:00E8-20524Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-04/pdf/E8-20524.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/04/E8-20517.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Generic Listing Standards for Index Multiple Exchange Traded Fund Shares and Index Inverse Exchange Traded Fund Shares2008-09-04T00:00:00-07:002008-09-04T00:00:00-07:00E8-20517Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-04/pdf/E8-20517.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/04/E8-20516.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees and Credits for Members Using the Nasdaq Crossing Network2008-09-04T00:00:00-07:002008-09-04T00:00:00-07:00E8-20516Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-04/pdf/E8-20516.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/04/E8-20470.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change To List and Trade the Barclays Middle East Equities (MSCI GCC) Non Exchange Traded Notes Due 20382008-09-04T00:00:00-07:002008-09-04T00:00:00-07:00E8-20470Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-04/pdf/E8-20470.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/04/E8-20469.htmlNotice - Options Price Reporting Authority; Order Approving an Amendment, as Modified by Amendment No. 1 Thereto, to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Amend OPRA's Vendor Agreement and Related Documents and To Adopt a New Policy2008-09-04T00:00:00-07:002008-09-04T00:00:00-07:00E8-20469Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-04/pdf/E8-20469.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/04/E8-20468.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving Proposed Rule Change To Clarify the Application of Nasdaq Rules When a Listed Company Combines With a Non-Nasdaq Entity2008-09-04T00:00:00-07:002008-09-04T00:00:00-07:00E8-20468Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-04/pdf/E8-20468.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/04/E8-20467.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. Amending NYSE Arca Equities Rule 7.31(x) To Clarify the Permissible Order Entry Time and Eligibility of Its Primary Only Order and Amending NYSE Arca Equities Rule 14.3 To Establish Procedures Designed To Manage Potential Informational Advantages Resulting From the Affiliation Between the Exchange and Archipelago Securities L.L.C.2008-09-04T00:00:00-07:002008-09-04T00:00:00-07:00E8-20467Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-04/pdf/E8-20467.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/04/E8-20466.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 2B in Order To Establish Procedures Designed To Manage Potential Informational Advantages Resulting From the Affiliation Between the Exchange and Archipelago Securities L.L.C.2008-09-04T00:00:00-07:002008-09-04T00:00:00-07:00E8-20466Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-04/pdf/E8-20466.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/04/E8-20465.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 123B (Exchange Automated Order Routing System) To Allow a Member Organization To Provide Other Market Participants With Access to the Exchange on an Agency Basis2008-09-04T00:00:00-07:002008-09-04T00:00:00-07:00E8-20465Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-04/pdf/E8-20465.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/04/E8-20464.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to the Demutualization of Chicago Board Options Exchange, Incorporated2008-09-04T00:00:00-07:002008-09-04T00:00:00-07:00E8-20464Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-04/pdf/E8-20464.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/03/E8-20398.htmlNotice - Allianz Life Insurance Company of North America, et al.2008-09-03T00:00:00-07:002008-09-03T00:00:00-07:00E8-20398Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-03/pdf/E8-20398.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/03/E8-20382.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Waiving Compliance With DRS Participation Rules for Foreign Private Issuers2008-09-03T00:00:00-07:002008-09-03T00:00:00-07:00E8-20382Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-03/pdf/E8-20382.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/03/E8-20316.htmlNotice - Options Price Reporting Authority; Notice of Filing and Immediate Effectiveness of Proposed Amendment to the Options Price Reporting Authority's Academic Waiver Policy2008-09-03T00:00:00-07:002008-09-03T00:00:00-07:00E8-20316Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-03/pdf/E8-20316.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/02/E8-20250.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. Relating to Execution Fees on the XLE Fee Schedule2008-09-02T00:00:00-07:002008-09-02T00:00:00-07:00E8-20250Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-02/pdf/E8-20250.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/02/E8-20249.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Eliminate the Ability To Obtain a Physical Certificate From DTC for Issues That Are Eligible and Participating in the Direct Registration System2008-09-02T00:00:00-07:002008-09-02T00:00:00-07:00E8-20249Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-02/pdf/E8-20249.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/02/E8-20247.htmlNotice - Woodcock Financial Management Company, LLC; Notice of Application2008-09-02T00:00:00-07:002008-09-02T00:00:00-07:00E8-20247Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-02/pdf/E8-20247.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/02/E8-20229.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Foreign Members2008-09-02T00:00:00-07:002008-09-02T00:00:00-07:00E8-20229Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-02/pdf/E8-20229.pdfhttps://regulations.justia.com/regulations/fedreg/2008/09/02/E8-20228.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc. (n/k/a NASDAQ OMX PHLX, Inc.); Order Granting Approval of Proposed Rule Change Relating to an Exchange Member's Conduct of Doing Business With the Public2008-09-02T00:00:00-07:002008-09-02T00:00:00-07:00E8-20228Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-09-02/pdf/E8-20228.pdf