<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2008/09/30?registers=between Sat, 28 Dec 2024 17:47:45 -0800 Sat, 28 Dec 2024 17:47:45 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2008/09/30?registers=between Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto Related to Amendments to Rule 991 (Communications to Customers) and Rule 921 (Opening of Accounts) https://regulations.justia.com/regulations/fedreg/2008/09/30/E8-22962.html https://regulations.justia.com/regulations/fedreg/2008/09/30/E8-22962.html Tue, 30 Sep 2008 00:00:00 -0700 E8-22962 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-30/pdf/E8-22962.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, To Amend the By-Laws of FINRA Regulation To Realign the Representation of Industry Members on the National Adjudicatory Council To Follow More Closely the Categories of Industry Representation on the FINRA Board https://regulations.justia.com/regulations/fedreg/2008/09/30/E8-22927.html https://regulations.justia.com/regulations/fedreg/2008/09/30/E8-22927.html Tue, 30 Sep 2008 00:00:00 -0700 E8-22927 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-30/pdf/E8-22927.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Establish a PORTAL Reference Database and Related Fees https://regulations.justia.com/regulations/fedreg/2008/09/30/E8-22859.html https://regulations.justia.com/regulations/fedreg/2008/09/30/E8-22859.html Tue, 30 Sep 2008 00:00:00 -0700 E8-22859 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-30/pdf/E8-22859.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2008/09/30/E8-22858.html https://regulations.justia.com/regulations/fedreg/2008/09/30/E8-22858.html Tue, 30 Sep 2008 00:00:00 -0700 E8-22858 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-30/pdf/E8-22858.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2008/09/30/E8-22830.html https://regulations.justia.com/regulations/fedreg/2008/09/30/E8-22830.html Tue, 30 Sep 2008 00:00:00 -0700 E8-22830 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-30/pdf/E8-22830.pdf