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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2008/08/11?registers=between
Fri, 18 Jul 2025 13:45:37 -0700Fri, 18 Jul 2025 13:45:37 -0700Justia Regulations TrackerCopyright 2011 Justia Inc.https://regulations.justia.com/images/justiafedregulations.gif<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2008/08/11?registers=between
Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees
https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18487.html
https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18487.htmlMon, 11 Aug 2008 00:00:00 -0700E8-18487Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18487.pdfNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Shares of the MacroShares Medical Inflation Trusts
https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18486.html
https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18486.htmlMon, 11 Aug 2008 00:00:00 -0700E8-18486Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18486.pdfNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Automated Improvement Mechanism
https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18485.html
https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18485.htmlMon, 11 Aug 2008 00:00:00 -0700E8-18485Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18485.pdfNotice - Self-Regulatory Organizations: Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to the Adoption of FINRA Rule 3220 (Influencing or Rewarding Employees of Others) and FINRA Rule 2070 (Transactions Involving FINRA Employees) in the Consolidated FINRA Rulebook
https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18460.html
https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18460.htmlMon, 11 Aug 2008 00:00:00 -0700E8-18460Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18460.pdfNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Rules Governing the Requirements for Market Maker Quotations on the NASDAQ Options Market
https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18459.html
https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18459.htmlMon, 11 Aug 2008 00:00:00 -0700E8-18459Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18459.pdfNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving Proposed Rule Change Regarding Fees for Orders Routed Via the Options Intermarket Linkage
https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18427.html
https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18427.htmlMon, 11 Aug 2008 00:00:00 -0700E8-18427Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18427.pdfNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change in Connection With the Proposed Acquisition of The Amex Membership Corporation
https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18422.html
https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18422.htmlMon, 11 Aug 2008 00:00:00 -0700E8-18422Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18422.pdfNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change to Implement Processing Enhancements to the Profile Modification System Used in the Direct Registration System
https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18421.html
https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18421.htmlMon, 11 Aug 2008 00:00:00 -0700E8-18421Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18421.pdfNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Waive Annual Fees for Securities Transferring to NYSE Arca From NYSE Alternext U.S.
https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18387.html
https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18387.htmlMon, 11 Aug 2008 00:00:00 -0700E8-18387Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18387.pdfNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Schedule of Fees and Charges for Exchange Services In Order To Revise Certain Transaction Fees
https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18386.html
https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18386.htmlMon, 11 Aug 2008 00:00:00 -0700E8-18386Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18386.pdfNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Establish a Membership Waive-In Process and Fee Waiver for Certain NYSE Alternext U.S. LLC Member Organizations
https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18384.html
https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18384.htmlMon, 11 Aug 2008 00:00:00 -0700E8-18384Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18384.pdfNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Letters of Guarantee for Options Participants
https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18383.html
https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18383.htmlMon, 11 Aug 2008 00:00:00 -0700E8-18383Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18383.pdfNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Eliminating Certain Obsolete Rules
https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18382.html
https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18382.htmlMon, 11 Aug 2008 00:00:00 -0700E8-18382Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18382.pdfNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending Rules Governing Membership in Order To Waive-In Members in Good Standing of the American Stock Exchange LLC as Members and Member Organizations of the Exchange
https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18374.html
https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18374.htmlMon, 11 Aug 2008 00:00:00 -0700E8-18374Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18374.pdfNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed Rule Change to Amend CBOE Rule 8.7 Related to the Obligations of Market-Makers
https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18373.html
https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18373.htmlMon, 11 Aug 2008 00:00:00 -0700E8-18373Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18373.pdfNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Sections 305 and 308 and the Shareholder Rights Provisions of Section 314 of the Listed Company Manual
https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18372.html
https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18372.htmlMon, 11 Aug 2008 00:00:00 -0700E8-18372Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18372.pdfNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rules 5110 (Corporate Financing Rule), 5190 (Notification Requirements for Offering Participants) and 6470 (Withdrawal of Quotations in an OTC Equity Security in Compliance With SEC Regulation M) in the Consolidated FINRA Rulebook
https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18371.html
https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18371.htmlMon, 11 Aug 2008 00:00:00 -0700E8-18371Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18371.pdfNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend Section 902.09 of the Listed Company Manual To Establish Fees for Securities Listed Under Sections 703.21 and 703.22 of the Listed Company Manual and Traded on NYSE Bonds and To Waive Fees for Structured Products Transferred From the Amex to the NYSE
https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18370.html
https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18370.htmlMon, 11 Aug 2008 00:00:00 -0700E8-18370Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18370.pdfNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Enable the Exchange To Determine That a Company Meets the Exchange's Market Value Requirements by Relying on a Third-Party Valuation of the Company
https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18369.html
https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18369.htmlMon, 11 Aug 2008 00:00:00 -0700E8-18369Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18369.pdfNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change Relating to the Hybrid Opening System
https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18368.html
https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18368.htmlMon, 11 Aug 2008 00:00:00 -0700E8-18368Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18368.pdfNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rules Related to the Imposition of Fines for Minor Rule Violations
https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18367.html
https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18367.htmlMon, 11 Aug 2008 00:00:00 -0700E8-18367Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18367.pdf