<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2008/07/21?registers=between Thu, 17 Jul 2025 09:34:02 -0700 Thu, 17 Jul 2025 09:34:02 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2008/07/21?registers=between Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of Trust Issued Receipts That Directly Hold Investments in Certain Financial Instruments and To Permit the Listing and Trading of Shares of Fourteen Funds of the Commodities and Currency Trust https://regulations.justia.com/regulations/fedreg/2008/07/21/E8-16614.html https://regulations.justia.com/regulations/fedreg/2008/07/21/E8-16614.html Mon, 21 Jul 2008 00:00:00 -0700 E8-16614 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-21/pdf/E8-16614.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving a Proposed Rule Change Relating to Harmonizing Fines With the National Securities Clearing Corporation and the Fixed Income Clearing Corporation https://regulations.justia.com/regulations/fedreg/2008/07/21/E8-16604.html https://regulations.justia.com/regulations/fedreg/2008/07/21/E8-16604.html Mon, 21 Jul 2008 00:00:00 -0700 E8-16604 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-21/pdf/E8-16604.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Elimination of Certain Fee References in the Incorporated NYSE Rules https://regulations.justia.com/regulations/fedreg/2008/07/21/E8-16599.html https://regulations.justia.com/regulations/fedreg/2008/07/21/E8-16599.html Mon, 21 Jul 2008 00:00:00 -0700 E8-16599 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-21/pdf/E8-16599.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change To Restructure Its Rules Relating to Fines and To Harmonize Them With Similar Rules of Its Affiliates https://regulations.justia.com/regulations/fedreg/2008/07/21/E8-16594.html https://regulations.justia.com/regulations/fedreg/2008/07/21/E8-16594.html Mon, 21 Jul 2008 00:00:00 -0700 E8-16594 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-21/pdf/E8-16594.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trade 14 Funds of the Commodities and Currency Trust Pursuant to Unlisted Trading Privileges https://regulations.justia.com/regulations/fedreg/2008/07/21/E8-16592.html https://regulations.justia.com/regulations/fedreg/2008/07/21/E8-16592.html Mon, 21 Jul 2008 00:00:00 -0700 E8-16592 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-21/pdf/E8-16592.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change as Amended To Restructure the Rules of the Government Securities Division and the Mortgage-Backed Securities Division Relating to Fines and To Harmonize Them With Similar Rules of Its Affiliates and To Restructure the Watch List https://regulations.justia.com/regulations/fedreg/2008/07/21/E8-16591.html https://regulations.justia.com/regulations/fedreg/2008/07/21/E8-16591.html Mon, 21 Jul 2008 00:00:00 -0700 E8-16591 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-21/pdf/E8-16591.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Rule G-11, on New Issue Syndicate Practices, and Rule G-12, on Uniform Practice https://regulations.justia.com/regulations/fedreg/2008/07/21/E8-16589.html https://regulations.justia.com/regulations/fedreg/2008/07/21/E8-16589.html Mon, 21 Jul 2008 00:00:00 -0700 E8-16589 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-21/pdf/E8-16589.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Fees for Members Using the NASDAQ Options Market https://regulations.justia.com/regulations/fedreg/2008/07/21/E8-16588.html https://regulations.justia.com/regulations/fedreg/2008/07/21/E8-16588.html Mon, 21 Jul 2008 00:00:00 -0700 E8-16588 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-21/pdf/E8-16588.pdf Notice - Emergency Order Pursuant to Section 12(k)(2) of the Securities Exchange Act of 1934 Taking Temporary Action To Respond to Market Developments https://regulations.justia.com/regulations/fedreg/2008/07/21/E8-16545.html https://regulations.justia.com/regulations/fedreg/2008/07/21/E8-16545.html Mon, 21 Jul 2008 00:00:00 -0700 E8-16545 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-21/pdf/E8-16545.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of a Proposed Rule Change To Amend Rule 4350 Related to the Direct Registration Program https://regulations.justia.com/regulations/fedreg/2008/07/21/E8-16504.html https://regulations.justia.com/regulations/fedreg/2008/07/21/E8-16504.html Mon, 21 Jul 2008 00:00:00 -0700 E8-16504 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-21/pdf/E8-16504.pdf