<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2008/06?registers=between&min-day=1&max-day=30 Sat, 27 Apr 2024 17:25:50 -0700 Sat, 27 Apr 2024 17:25:50 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2008/06?registers=between&min-day=1&max-day=30 Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To List and Trade Options on Reduced Values of the FTSE 100 Index and the FTSE 250 Index https://regulations.justia.com/regulations/fedreg/2008/06/30/E8-14767.html https://regulations.justia.com/regulations/fedreg/2008/06/30/E8-14767.html Mon, 30 Jun 2008 00:00:00 -0700 E8-14767 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-30/pdf/E8-14767.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Schedule of Fees and Charges for Exchange Services https://regulations.justia.com/regulations/fedreg/2008/06/30/E8-14766.html https://regulations.justia.com/regulations/fedreg/2008/06/30/E8-14766.html Mon, 30 Jun 2008 00:00:00 -0700 E8-14766 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-30/pdf/E8-14766.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Definition of Qualified Contingent Trade https://regulations.justia.com/regulations/fedreg/2008/06/30/E8-14765.html https://regulations.justia.com/regulations/fedreg/2008/06/30/E8-14765.html Mon, 30 Jun 2008 00:00:00 -0700 E8-14765 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-30/pdf/E8-14765.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Relating to the Hybrid Opening System https://regulations.justia.com/regulations/fedreg/2008/06/30/E8-14764.html https://regulations.justia.com/regulations/fedreg/2008/06/30/E8-14764.html Mon, 30 Jun 2008 00:00:00 -0700 E8-14764 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-30/pdf/E8-14764.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change To Amend CBOE Rule 8.7 Related to the Obligations of Market-Makers https://regulations.justia.com/regulations/fedreg/2008/06/30/E8-14762.html https://regulations.justia.com/regulations/fedreg/2008/06/30/E8-14762.html Mon, 30 Jun 2008 00:00:00 -0700 E8-14762 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-30/pdf/E8-14762.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees for the CBOE Stock Exchange https://regulations.justia.com/regulations/fedreg/2008/06/30/E8-14761.html https://regulations.justia.com/regulations/fedreg/2008/06/30/E8-14761.html Mon, 30 Jun 2008 00:00:00 -0700 E8-14761 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-30/pdf/E8-14761.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Range Options https://regulations.justia.com/regulations/fedreg/2008/06/30/E8-14657.html https://regulations.justia.com/regulations/fedreg/2008/06/30/E8-14657.html Mon, 30 Jun 2008 00:00:00 -0700 E8-14657 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-30/pdf/E8-14657.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2008/06/27/E8-14611.html https://regulations.justia.com/regulations/fedreg/2008/06/27/E8-14611.html Fri, 27 Jun 2008 00:00:00 -0700 E8-14611 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-27/pdf/E8-14611.pdf Notice - [Release No. 34-58004; File No. SR-FINRA-2008-009] Self- Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change to the Code of Arbitration Procedure for Customer Disputes and the Code of Arbitration Procedure for Industry Disputes To Amend the Chairperson Eligibility Requirements https://regulations.justia.com/regulations/fedreg/2008/06/27/E8-14568.html https://regulations.justia.com/regulations/fedreg/2008/06/27/E8-14568.html Fri, 27 Jun 2008 00:00:00 -0700 E8-14568 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-27/pdf/E8-14568.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Catastrophic Errors https://regulations.justia.com/regulations/fedreg/2008/06/27/E8-14566.html https://regulations.justia.com/regulations/fedreg/2008/06/27/E8-14566.html Fri, 27 Jun 2008 00:00:00 -0700 E8-14566 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-27/pdf/E8-14566.pdf Notice - Order Granting Temporary Exemption of Realpoint LLC From the Conflict of Interest Prohibition in Rule 17a-5(c)(1) Under the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2008/06/26/E8-14530.html https://regulations.justia.com/regulations/fedreg/2008/06/26/E8-14530.html Thu, 26 Jun 2008 00:00:00 -0700 E8-14530 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-26/pdf/E8-14530.pdf Notice - Securities Exchange Act of 1934; Order Granting Registration of Realpoint LLC as a Nationally Recognized Statistical Rating Organization https://regulations.justia.com/regulations/fedreg/2008/06/26/E8-14529.html https://regulations.justia.com/regulations/fedreg/2008/06/26/E8-14529.html Thu, 26 Jun 2008 00:00:00 -0700 E8-14529 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-26/pdf/E8-14529.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fee Changes https://regulations.justia.com/regulations/fedreg/2008/06/26/E8-14500.html https://regulations.justia.com/regulations/fedreg/2008/06/26/E8-14500.html Thu, 26 Jun 2008 00:00:00 -0700 E8-14500 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-26/pdf/E8-14500.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes https://regulations.justia.com/regulations/fedreg/2008/06/26/E8-14499.html https://regulations.justia.com/regulations/fedreg/2008/06/26/E8-14499.html Thu, 26 Jun 2008 00:00:00 -0700 E8-14499 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-26/pdf/E8-14499.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Align the Reporting Requirements and Dissemination Protocols for OTC Equity Transactions Involving Foreign Securities With All Other OTC Equity Securities https://regulations.justia.com/regulations/fedreg/2008/06/26/E8-14466.html https://regulations.justia.com/regulations/fedreg/2008/06/26/E8-14466.html Thu, 26 Jun 2008 00:00:00 -0700 E8-14466 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-26/pdf/E8-14466.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2008/06/26/E8-14404.html https://regulations.justia.com/regulations/fedreg/2008/06/26/E8-14404.html Thu, 26 Jun 2008 00:00:00 -0700 E8-14404 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-26/pdf/E8-14404.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among the American Stock Exchange, LLC, the Boston Stock Exchange, Inc., the Chicago Board Options Exchange, Incorporated, the International Securities Exchange, LLC, Financial Industry Regulatory Authority, Inc., the New York Stock Exchange, LLC, the NYSE Arca, Inc., The NASDAQ Stock Market, LLC, and the Philadelphia Stock Exchange, Inc https://regulations.justia.com/regulations/fedreg/2008/06/25/E8-14330.html https://regulations.justia.com/regulations/fedreg/2008/06/25/E8-14330.html Wed, 25 Jun 2008 00:00:00 -0700 E8-14330 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-25/pdf/E8-14330.pdf Proposed Rule - Proposed Rules for Nationally Recognized Statistical Rating Organizations https://regulations.justia.com/regulations/fedreg/2008/06/25/E8-13887.html https://regulations.justia.com/regulations/fedreg/2008/06/25/E8-13887.html Wed, 25 Jun 2008 00:00:00 -0700 E8-13887 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2008-06-25/pdf/E8-13887.pdf Notice - In the Matter of: Acclaim Entertainment, Inc., Benguet Corp., Clean Systems Technology Group, Ltd., Family Golf Centers, Inc., Graham-Field Health Products, Inc., Lechters, Inc., Symbiat, Inc., Texfi Industries, Inc., and Value Holdings, Inc. (n/k/a Galea Life Sciences, Inc.); Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2008/06/25/08-1388.html https://regulations.justia.com/regulations/fedreg/2008/06/25/08-1388.html Wed, 25 Jun 2008 00:00:00 -0700 08-1388 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-25/pdf/08-1388.pdf Notice - Advisory Committee on Improvements to Financial Reporting https://regulations.justia.com/regulations/fedreg/2008/06/24/E8-14217.html https://regulations.justia.com/regulations/fedreg/2008/06/24/E8-14217.html Tue, 24 Jun 2008 00:00:00 -0700 E8-14217 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-24/pdf/E8-14217.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market, LLC; Order Approving Proposed Rule Change To Modify Certain of Nasdaq's Initial and Continued Listing Requirements To Replace the Round Lot Requirement in the Minimum Holder Requirements to Either Total or Public Shareholders https://regulations.justia.com/regulations/fedreg/2008/06/24/E8-14178.html https://regulations.justia.com/regulations/fedreg/2008/06/24/E8-14178.html Tue, 24 Jun 2008 00:00:00 -0700 E8-14178 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-24/pdf/E8-14178.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2008/06/23/E8-14166.html https://regulations.justia.com/regulations/fedreg/2008/06/23/E8-14166.html Mon, 23 Jun 2008 00:00:00 -0700 E8-14166 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-23/pdf/E8-14166.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2008/06/23/E8-14160.html https://regulations.justia.com/regulations/fedreg/2008/06/23/E8-14160.html Mon, 23 Jun 2008 00:00:00 -0700 E8-14160 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-23/pdf/E8-14160.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Opening of Trading on the NASDAQ Options Market https://regulations.justia.com/regulations/fedreg/2008/06/23/E8-14105.html https://regulations.justia.com/regulations/fedreg/2008/06/23/E8-14105.html Mon, 23 Jun 2008 00:00:00 -0700 E8-14105 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-23/pdf/E8-14105.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Regarding Nasdaq Last Sale Data Feeds https://regulations.justia.com/regulations/fedreg/2008/06/23/E8-14104.html https://regulations.justia.com/regulations/fedreg/2008/06/23/E8-14104.html Mon, 23 Jun 2008 00:00:00 -0700 E8-14104 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-23/pdf/E8-14104.pdf Notice - Submission for OMB Review; Comment Request; “Tell Us How We're Doing!” https://regulations.justia.com/regulations/fedreg/2008/06/23/E8-14081.html https://regulations.justia.com/regulations/fedreg/2008/06/23/E8-14081.html Mon, 23 Jun 2008 00:00:00 -0700 E8-14081 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-23/pdf/E8-14081.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2008/06/23/E8-14080.html https://regulations.justia.com/regulations/fedreg/2008/06/23/E8-14080.html Mon, 23 Jun 2008 00:00:00 -0700 E8-14080 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-23/pdf/E8-14080.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2008/06/23/E8-14079.html https://regulations.justia.com/regulations/fedreg/2008/06/23/E8-14079.html Mon, 23 Jun 2008 00:00:00 -0700 E8-14079 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-23/pdf/E8-14079.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees for Enhanced Sentiment Market Data https://regulations.justia.com/regulations/fedreg/2008/06/23/E8-14060.html https://regulations.justia.com/regulations/fedreg/2008/06/23/E8-14060.html Mon, 23 Jun 2008 00:00:00 -0700 E8-14060 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-23/pdf/E8-14060.pdf Proposed Rule - Interactive Data for Mutual Fund Risk/Return Summary https://regulations.justia.com/regulations/fedreg/2008/06/23/E8-13356.html https://regulations.justia.com/regulations/fedreg/2008/06/23/E8-13356.html Mon, 23 Jun 2008 00:00:00 -0700 E8-13356 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2008-06-23/pdf/E8-13356.pdf Notice - Kafus Industries, Ltd., Kevco, Inc., and Kings Road Entertainment, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2008/06/23/08-1376.html https://regulations.justia.com/regulations/fedreg/2008/06/23/08-1376.html Mon, 23 Jun 2008 00:00:00 -0700 08-1376 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-23/pdf/08-1376.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Listing and Trading of Shares of the First Trust ISE Global Wind Energy Index Fund https://regulations.justia.com/regulations/fedreg/2008/06/20/E8-13996.html https://regulations.justia.com/regulations/fedreg/2008/06/20/E8-13996.html Fri, 20 Jun 2008 00:00:00 -0700 E8-13996 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-20/pdf/E8-13996.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to Approval of Fee for NYSE Real-Time Reference Prices https://regulations.justia.com/regulations/fedreg/2008/06/20/E8-13956.html https://regulations.justia.com/regulations/fedreg/2008/06/20/E8-13956.html Fri, 20 Jun 2008 00:00:00 -0700 E8-13956 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-20/pdf/E8-13956.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, To Establish Nasdaq Last Sale Data Feeds https://regulations.justia.com/regulations/fedreg/2008/06/20/E8-13955.html https://regulations.justia.com/regulations/fedreg/2008/06/20/E8-13955.html Fri, 20 Jun 2008 00:00:00 -0700 E8-13955 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-20/pdf/E8-13955.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc. (n/k/a Financial Industry Regulatory Authority, Inc.); Order Approving Proposed Rule Change and Amendment No. 1 Thereto To Expand the Scope of NASD Rule 2440 and Interpretive Material 2440-1 Relating to Fair Prices and Commissions To Apply to All Securities Transactions https://regulations.justia.com/regulations/fedreg/2008/06/20/E8-13945.html https://regulations.justia.com/regulations/fedreg/2008/06/20/E8-13945.html Fri, 20 Jun 2008 00:00:00 -0700 E8-13945 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-20/pdf/E8-13945.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 To Amend the Pilot Program for Initial and Continued Listing Standards, To Provide That Currently Traded Issuers Will Be Required To Meet Each of the $5 Closing Price Requirement and the $150 Million Market Value of Listed Securities Requirement on the Basis of a 90 Trading Day Average of the Closing Price of the Company's Common Stock Prior To Applying for Listing https://regulations.justia.com/regulations/fedreg/2008/06/20/E8-13944.html https://regulations.justia.com/regulations/fedreg/2008/06/20/E8-13944.html Fri, 20 Jun 2008 00:00:00 -0700 E8-13944 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-20/pdf/E8-13944.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of Managed Fund Shares https://regulations.justia.com/regulations/fedreg/2008/06/20/E8-13914.html https://regulations.justia.com/regulations/fedreg/2008/06/20/E8-13914.html Fri, 20 Jun 2008 00:00:00 -0700 E8-13914 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-20/pdf/E8-13914.pdf Notice - In the Matter of Certain Companies Quoted on the Pink Sheets: Greenstone Holdings, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2008/06/20/08-1373.html https://regulations.justia.com/regulations/fedreg/2008/06/20/08-1373.html Fri, 20 Jun 2008 00:00:00 -0700 08-1373 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-20/pdf/08-1373.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to Its Facilities Management Agreements https://regulations.justia.com/regulations/fedreg/2008/06/19/E8-13855.html https://regulations.justia.com/regulations/fedreg/2008/06/19/E8-13855.html Thu, 19 Jun 2008 00:00:00 -0700 E8-13855 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-19/pdf/E8-13855.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Amended Proposed Rule Change Amending FAST and DRS Limited Participant Requirements for Transfer Agents https://regulations.justia.com/regulations/fedreg/2008/06/19/E8-13853.html https://regulations.justia.com/regulations/fedreg/2008/06/19/E8-13853.html Thu, 19 Jun 2008 00:00:00 -0700 E8-13853 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-19/pdf/E8-13853.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Elimination of Obsolete Rules Related to the PCX Plus System https://regulations.justia.com/regulations/fedreg/2008/06/18/E8-13710.html https://regulations.justia.com/regulations/fedreg/2008/06/18/E8-13710.html Wed, 18 Jun 2008 00:00:00 -0700 E8-13710 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-18/pdf/E8-13710.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Position and Exercise Limits for Options on the DIAMONDS Trust https://regulations.justia.com/regulations/fedreg/2008/06/18/E8-13709.html https://regulations.justia.com/regulations/fedreg/2008/06/18/E8-13709.html Wed, 18 Jun 2008 00:00:00 -0700 E8-13709 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-18/pdf/E8-13709.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change Modifying the Provisions Governing Contacts Between Specialists and Issuers https://regulations.justia.com/regulations/fedreg/2008/06/18/E8-13708.html https://regulations.justia.com/regulations/fedreg/2008/06/18/E8-13708.html Wed, 18 Jun 2008 00:00:00 -0700 E8-13708 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-18/pdf/E8-13708.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Payment for Order Flow Fees https://regulations.justia.com/regulations/fedreg/2008/06/18/E8-13707.html https://regulations.justia.com/regulations/fedreg/2008/06/18/E8-13707.html Wed, 18 Jun 2008 00:00:00 -0700 E8-13707 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-18/pdf/E8-13707.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Increasing the Maximum Number of Quoters in Options Overlying the SPDR Gold Trust https://regulations.justia.com/regulations/fedreg/2008/06/18/E8-13706.html https://regulations.justia.com/regulations/fedreg/2008/06/18/E8-13706.html Wed, 18 Jun 2008 00:00:00 -0700 E8-13706 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-18/pdf/E8-13706.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending NYSE Arca Rule 5.3 and Rule 5.4 To Enable the Listing and Trading of Options on Index-Linked Securities https://regulations.justia.com/regulations/fedreg/2008/06/18/E8-13705.html https://regulations.justia.com/regulations/fedreg/2008/06/18/E8-13705.html Wed, 18 Jun 2008 00:00:00 -0700 E8-13705 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-18/pdf/E8-13705.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Order Approving an Extension of Temporary Registration as a Clearing Agency https://regulations.justia.com/regulations/fedreg/2008/06/18/E8-13704.html https://regulations.justia.com/regulations/fedreg/2008/06/18/E8-13704.html Wed, 18 Jun 2008 00:00:00 -0700 E8-13704 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-18/pdf/E8-13704.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change To List and Trade Options on the BXM Index (1/10th Value) https://regulations.justia.com/regulations/fedreg/2008/06/18/E8-13703.html https://regulations.justia.com/regulations/fedreg/2008/06/18/E8-13703.html Wed, 18 Jun 2008 00:00:00 -0700 E8-13703 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-18/pdf/E8-13703.pdf Notice - Self-Regulatory Organizations; NASDAQ Stock Market, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Listing and Trading on the Exchange of Options on the SPDR Gold Trust https://regulations.justia.com/regulations/fedreg/2008/06/17/E8-13499.html https://regulations.justia.com/regulations/fedreg/2008/06/17/E8-13499.html Tue, 17 Jun 2008 00:00:00 -0700 E8-13499 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-17/pdf/E8-13499.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2008/06/16/E8-13427.html https://regulations.justia.com/regulations/fedreg/2008/06/16/E8-13427.html Mon, 16 Jun 2008 00:00:00 -0700 E8-13427 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-16/pdf/E8-13427.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Violations Appropriate for Disposition Under FINRA's Minor Rule Violation Plan https://regulations.justia.com/regulations/fedreg/2008/06/16/E8-13426.html https://regulations.justia.com/regulations/fedreg/2008/06/16/E8-13426.html Mon, 16 Jun 2008 00:00:00 -0700 E8-13426 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-16/pdf/E8-13426.pdf Notice - In the Matter of Harbour Intermodal, Ltd.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2008/06/16/08-1361.html https://regulations.justia.com/regulations/fedreg/2008/06/16/08-1361.html Mon, 16 Jun 2008 00:00:00 -0700 08-1361 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-16/pdf/08-1361.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase the Class Quoting Limit in Eight Option Classes https://regulations.justia.com/regulations/fedreg/2008/06/13/E8-13305.html https://regulations.justia.com/regulations/fedreg/2008/06/13/E8-13305.html Fri, 13 Jun 2008 00:00:00 -0700 E8-13305 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-13/pdf/E8-13305.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Temporary Membership Status Access Fee https://regulations.justia.com/regulations/fedreg/2008/06/13/E8-13304.html https://regulations.justia.com/regulations/fedreg/2008/06/13/E8-13304.html Fri, 13 Jun 2008 00:00:00 -0700 E8-13304 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-13/pdf/E8-13304.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow the Exchange To Determine To Permit Electronic Exposure of SAL, HAL, and/or COA Orders to All CBOE Market-Makers https://regulations.justia.com/regulations/fedreg/2008/06/13/E8-13303.html https://regulations.justia.com/regulations/fedreg/2008/06/13/E8-13303.html Fri, 13 Jun 2008 00:00:00 -0700 E8-13303 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-13/pdf/E8-13303.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to List and Trade Options on Full and Reduced Values of the Nasdaq-100 Index https://regulations.justia.com/regulations/fedreg/2008/06/12/E8-13221.html https://regulations.justia.com/regulations/fedreg/2008/06/12/E8-13221.html Thu, 12 Jun 2008 00:00:00 -0700 E8-13221 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-12/pdf/E8-13221.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase the Class Quoting Limit in GLD Options https://regulations.justia.com/regulations/fedreg/2008/06/12/E8-13220.html https://regulations.justia.com/regulations/fedreg/2008/06/12/E8-13220.html Thu, 12 Jun 2008 00:00:00 -0700 E8-13220 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-12/pdf/E8-13220.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Trust Issued Receipts That Directly Hold Investments in Certain Financial Instruments and To Permit the Listing and Trading of Shares of Fourteen Funds of the Commodities and Currency Trust https://regulations.justia.com/regulations/fedreg/2008/06/12/E8-13159.html https://regulations.justia.com/regulations/fedreg/2008/06/12/E8-13159.html Thu, 12 Jun 2008 00:00:00 -0700 E8-13159 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-12/pdf/E8-13159.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Modifying Pricing for Nasdaq Members Using the Nasdaq Market Center https://regulations.justia.com/regulations/fedreg/2008/06/12/E8-13158.html https://regulations.justia.com/regulations/fedreg/2008/06/12/E8-13158.html Thu, 12 Jun 2008 00:00:00 -0700 E8-13158 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-12/pdf/E8-13158.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to an Exemption From Examination Requirements for Off-Floor Traders https://regulations.justia.com/regulations/fedreg/2008/06/12/E8-13157.html https://regulations.justia.com/regulations/fedreg/2008/06/12/E8-13157.html Thu, 12 Jun 2008 00:00:00 -0700 E8-13157 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-12/pdf/E8-13157.pdf Rule - Adoption of Updated EDGAR Filer Manual https://regulations.justia.com/regulations/fedreg/2008/06/12/E8-12961.html https://regulations.justia.com/regulations/fedreg/2008/06/12/E8-12961.html Thu, 12 Jun 2008 00:00:00 -0700 E8-12961 Rule http://www.gpo.gov/fdsys/pkg/FR-2008-06-12/pdf/E8-12961.pdf Notice - In the Matter of: Struthers, Inc. (n/k/a Global Marine, Ltd.), Sun Vacation Properties Corp., and Sunshine Mining & Refining Co.,; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2008/06/12/08-1347.html https://regulations.justia.com/regulations/fedreg/2008/06/12/08-1347.html Thu, 12 Jun 2008 00:00:00 -0700 08-1347 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-12/pdf/08-1347.pdf Rule - Adoption of Updated EDGAR Filer Manual https://regulations.justia.com/regulations/fedreg/2008/06/11/E8-13093.html https://regulations.justia.com/regulations/fedreg/2008/06/11/E8-13093.html Wed, 11 Jun 2008 00:00:00 -0700 E8-13093 Rule http://www.gpo.gov/fdsys/pkg/FR-2008-06-11/pdf/E8-13093.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment No. 1, To Clarify the Listing of Additional Shares Notification Process https://regulations.justia.com/regulations/fedreg/2008/06/11/E8-13067.html https://regulations.justia.com/regulations/fedreg/2008/06/11/E8-13067.html Wed, 11 Jun 2008 00:00:00 -0700 E8-13067 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-11/pdf/E8-13067.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rules 6.62 and 6.91 Describing Complex Orders, Complex Order Priority, and Complex Order Execution https://regulations.justia.com/regulations/fedreg/2008/06/11/E8-13066.html https://regulations.justia.com/regulations/fedreg/2008/06/11/E8-13066.html Wed, 11 Jun 2008 00:00:00 -0700 E8-13066 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-11/pdf/E8-13066.pdf Notice - International Roundtable on Interactive Data for Public Financial Reporting https://regulations.justia.com/regulations/fedreg/2008/06/11/E8-13053.html https://regulations.justia.com/regulations/fedreg/2008/06/11/E8-13053.html Wed, 11 Jun 2008 00:00:00 -0700 E8-13053 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-11/pdf/E8-13053.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Pilot Program for Initial and Continued Financial Listing Standards for Common Stock of Operating Companies Until November 30, 2008 https://regulations.justia.com/regulations/fedreg/2008/06/11/E8-13041.html https://regulations.justia.com/regulations/fedreg/2008/06/11/E8-13041.html Wed, 11 Jun 2008 00:00:00 -0700 E8-13041 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-11/pdf/E8-13041.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Accelerated Approval of Proposed Rule Change Relating to the Listing and Trading of Shares of the NETS ISEQ 20 Index Fund (Ireland) https://regulations.justia.com/regulations/fedreg/2008/06/11/E8-13040.html https://regulations.justia.com/regulations/fedreg/2008/06/11/E8-13040.html Wed, 11 Jun 2008 00:00:00 -0700 E8-13040 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-11/pdf/E8-13040.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Equity Linked Term Notes https://regulations.justia.com/regulations/fedreg/2008/06/11/E8-13039.html https://regulations.justia.com/regulations/fedreg/2008/06/11/E8-13039.html Wed, 11 Jun 2008 00:00:00 -0700 E8-13039 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-11/pdf/E8-13039.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change, and Amendment No. 1 Thereto, To Amend Rule 903C To Permit the Listing and Trading of Additional Index Options Series https://regulations.justia.com/regulations/fedreg/2008/06/11/E8-13038.html https://regulations.justia.com/regulations/fedreg/2008/06/11/E8-13038.html Wed, 11 Jun 2008 00:00:00 -0700 E8-13038 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-11/pdf/E8-13038.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of a Proposed Rule Change Relating to the Listing and Trading of Shares of the MacroShares $100 Oil Up Trust and the MacroShares $100 Oil Down Trust https://regulations.justia.com/regulations/fedreg/2008/06/11/E8-13030.html https://regulations.justia.com/regulations/fedreg/2008/06/11/E8-13030.html Wed, 11 Jun 2008 00:00:00 -0700 E8-13030 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-11/pdf/E8-13030.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change to List and Trade CBOE S&P 500 Three-Month Realized Variance Options and CBOE S&P 500 Three-Month Realized Volatility Options https://regulations.justia.com/regulations/fedreg/2008/06/11/E8-13019.html https://regulations.justia.com/regulations/fedreg/2008/06/11/E8-13019.html Wed, 11 Jun 2008 00:00:00 -0700 E8-13019 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-11/pdf/E8-13019.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees and Charges for Exchange Services https://regulations.justia.com/regulations/fedreg/2008/06/10/E8-12956.html https://regulations.justia.com/regulations/fedreg/2008/06/10/E8-12956.html Tue, 10 Jun 2008 00:00:00 -0700 E8-12956 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-10/pdf/E8-12956.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2008/06/10/E8-12949.html https://regulations.justia.com/regulations/fedreg/2008/06/10/E8-12949.html Tue, 10 Jun 2008 00:00:00 -0700 E8-12949 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-10/pdf/E8-12949.pdf Notice - Self-Regulatory Organizations: Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to Sales Practice Standards and Supervisory Requirements for Transactions in Deferred Variable Annuities https://regulations.justia.com/regulations/fedreg/2008/06/10/E8-12948.html https://regulations.justia.com/regulations/fedreg/2008/06/10/E8-12948.html Tue, 10 Jun 2008 00:00:00 -0700 E8-12948 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-10/pdf/E8-12948.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2008/06/10/E8-12931.html https://regulations.justia.com/regulations/fedreg/2008/06/10/E8-12931.html Tue, 10 Jun 2008 00:00:00 -0700 E8-12931 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-10/pdf/E8-12931.pdf Notice - Notice of Proposed Order Approving Proposal by NYSE Arca, Inc. To Establish Fees for Certain Market Data and Request for Comment https://regulations.justia.com/regulations/fedreg/2008/06/10/E8-12928.html https://regulations.justia.com/regulations/fedreg/2008/06/10/E8-12928.html Tue, 10 Jun 2008 00:00:00 -0700 E8-12928 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-10/pdf/E8-12928.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Processing of Price To Comply Orders https://regulations.justia.com/regulations/fedreg/2008/06/10/E8-12901.html https://regulations.justia.com/regulations/fedreg/2008/06/10/E8-12901.html Tue, 10 Jun 2008 00:00:00 -0700 E8-12901 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-10/pdf/E8-12901.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Odd-Lot and Mixed-Lot Orders https://regulations.justia.com/regulations/fedreg/2008/06/10/E8-12900.html https://regulations.justia.com/regulations/fedreg/2008/06/10/E8-12900.html Tue, 10 Jun 2008 00:00:00 -0700 E8-12900 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-10/pdf/E8-12900.pdf Proposed Rule - Interactive Data To Improve Financial Reporting https://regulations.justia.com/regulations/fedreg/2008/06/10/E8-12596.html https://regulations.justia.com/regulations/fedreg/2008/06/10/E8-12596.html Tue, 10 Jun 2008 00:00:00 -0700 E8-12596 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2008-06-10/pdf/E8-12596.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2008/06/09/E8-12927.html https://regulations.justia.com/regulations/fedreg/2008/06/09/E8-12927.html Mon, 09 Jun 2008 00:00:00 -0700 E8-12927 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-09/pdf/E8-12927.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2008/06/09/E8-12926.html https://regulations.justia.com/regulations/fedreg/2008/06/09/E8-12926.html Mon, 09 Jun 2008 00:00:00 -0700 E8-12926 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-09/pdf/E8-12926.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange-Traded Note Transaction Fees https://regulations.justia.com/regulations/fedreg/2008/06/09/E8-12803.html https://regulations.justia.com/regulations/fedreg/2008/06/09/E8-12803.html Mon, 09 Jun 2008 00:00:00 -0700 E8-12803 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-09/pdf/E8-12803.pdf Notice - Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend the Definition of “Non-Industry Director” in the By-Laws of the NASDAQ OMX Group, Inc. and the NASDAQ Stock Market LLC https://regulations.justia.com/regulations/fedreg/2008/06/09/E8-12799.html https://regulations.justia.com/regulations/fedreg/2008/06/09/E8-12799.html Mon, 09 Jun 2008 00:00:00 -0700 E8-12799 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-09/pdf/E8-12799.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adjust the Earnings of Companies for Purposes of Its Earnings Standard by Reversing the Income Statement Effects of Changes in Fair Value of Financial Instruments Extinguished at the Time of Listing on a Three Month Pilot Basis https://regulations.justia.com/regulations/fedreg/2008/06/09/E8-12798.html https://regulations.justia.com/regulations/fedreg/2008/06/09/E8-12798.html Mon, 09 Jun 2008 00:00:00 -0700 E8-12798 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-09/pdf/E8-12798.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Discontinue Its Policy of Requiring Listed Companies Whose Charters Contain Transfer Restrictions To Amend Their Charters To Include Language Specifying That Those Restrictions Do Not Apply to Public Market Transactions https://regulations.justia.com/regulations/fedreg/2008/06/09/E8-12797.html https://regulations.justia.com/regulations/fedreg/2008/06/09/E8-12797.html Mon, 09 Jun 2008 00:00:00 -0700 E8-12797 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-09/pdf/E8-12797.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Exclude From its Earnings Standard Gains or Losses from Extinguishment of Debt Prior to Maturity on a Three-Month Pilot Basis https://regulations.justia.com/regulations/fedreg/2008/06/09/E8-12796.html https://regulations.justia.com/regulations/fedreg/2008/06/09/E8-12796.html Mon, 09 Jun 2008 00:00:00 -0700 E8-12796 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-09/pdf/E8-12796.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the NETS Tokyo Stock Exchange REIT Index Fund https://regulations.justia.com/regulations/fedreg/2008/06/06/E8-12705.html https://regulations.justia.com/regulations/fedreg/2008/06/06/E8-12705.html Fri, 06 Jun 2008 00:00:00 -0700 E8-12705 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-06/pdf/E8-12705.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Liquidity Make or Take Pricing Structure Linkage Fees Portion of the Fee Schedule for Exchange Services https://regulations.justia.com/regulations/fedreg/2008/06/06/E8-12688.html https://regulations.justia.com/regulations/fedreg/2008/06/06/E8-12688.html Fri, 06 Jun 2008 00:00:00 -0700 E8-12688 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-06/pdf/E8-12688.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Disclaimer of Warranties and the Listing of $2.50 Strikes for Options on the SIG KCI Coal IndexTM https://regulations.justia.com/regulations/fedreg/2008/06/06/E8-12687.html https://regulations.justia.com/regulations/fedreg/2008/06/06/E8-12687.html Fri, 06 Jun 2008 00:00:00 -0700 E8-12687 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-06/pdf/E8-12687.pdf Notice - Self-Regulatory Organizations; the Depository Trust Company and National Securities Clearing Corporation; Order Approving Proposed Rule Changes, as Amended, To Provide for the Settlement of Institutional Transactions in Conjunction With Each Other Through a Service Called ID Net https://regulations.justia.com/regulations/fedreg/2008/06/06/E8-12667.html https://regulations.justia.com/regulations/fedreg/2008/06/06/E8-12667.html Fri, 06 Jun 2008 00:00:00 -0700 E8-12667 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-06/pdf/E8-12667.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc. (n/k/a Financial Industry Regulatory Authority, Inc.); Order Approving Proposed Rule Change To Amend the By-Laws of NASD To Implement Governance and Related Changes To Accommodate the Consolidation of the Member Firm Regulatory Functions of NASD and NYSE Regulation, Inc. https://regulations.justia.com/regulations/fedreg/2008/06/06/E8-12631.html https://regulations.justia.com/regulations/fedreg/2008/06/06/E8-12631.html Fri, 06 Jun 2008 00:00:00 -0700 E8-12631 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-06/pdf/E8-12631.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Shares of 12 Funds of the ProShares Trust Pursuant to Unlisted Trading Privileges https://regulations.justia.com/regulations/fedreg/2008/06/06/E8-12629.html https://regulations.justia.com/regulations/fedreg/2008/06/06/E8-12629.html Fri, 06 Jun 2008 00:00:00 -0700 E8-12629 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-06/pdf/E8-12629.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2008/06/06/E8-12628.html https://regulations.justia.com/regulations/fedreg/2008/06/06/E8-12628.html Fri, 06 Jun 2008 00:00:00 -0700 E8-12628 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-06/pdf/E8-12628.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2008/06/05/E8-12595.html https://regulations.justia.com/regulations/fedreg/2008/06/05/E8-12595.html Thu, 05 Jun 2008 00:00:00 -0700 E8-12595 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-05/pdf/E8-12595.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC, Chicago Board Options Exchange, Incorporated, International Securities Exchange, LLC, Philadelphia Stock Exchange, Inc., and NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified, and Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Changes, as Modified, Relating to Listing and Trading Options on the SPDR Gold Trust https://regulations.justia.com/regulations/fedreg/2008/06/05/E8-12520.html https://regulations.justia.com/regulations/fedreg/2008/06/05/E8-12520.html Thu, 05 Jun 2008 00:00:00 -0700 E8-12520 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-05/pdf/E8-12520.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to SPDR Gold Shares https://regulations.justia.com/regulations/fedreg/2008/06/05/E8-12519.html https://regulations.justia.com/regulations/fedreg/2008/06/05/E8-12519.html Thu, 05 Jun 2008 00:00:00 -0700 E8-12519 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-05/pdf/E8-12519.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change To Amend the Exchange's Rules Pertaining to the Imposition of Fines for Minor Rule Violations https://regulations.justia.com/regulations/fedreg/2008/06/05/E8-12482.html https://regulations.justia.com/regulations/fedreg/2008/06/05/E8-12482.html Thu, 05 Jun 2008 00:00:00 -0700 E8-12482 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-05/pdf/E8-12482.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees and Charges https://regulations.justia.com/regulations/fedreg/2008/06/05/E8-12481.html https://regulations.justia.com/regulations/fedreg/2008/06/05/E8-12481.html Thu, 05 Jun 2008 00:00:00 -0700 E8-12481 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-05/pdf/E8-12481.pdf Rule - Regional Office Reorganization https://regulations.justia.com/regulations/fedreg/2008/06/05/E8-12244.html https://regulations.justia.com/regulations/fedreg/2008/06/05/E8-12244.html Thu, 05 Jun 2008 00:00:00 -0700 E8-12244 Rule http://www.gpo.gov/fdsys/pkg/FR-2008-06-05/pdf/E8-12244.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC, The NASDAQ Stock Market LLC, New York Stock Exchange LLC, and NYSE Arca, Inc.; Notice of Filing of Proposed Rule Changes To Adopt a Trading Halt Rule in Connection With the Dissemination of Net Asset Value and Disclosed Portfolio for Certain Derivative Securities Products https://regulations.justia.com/regulations/fedreg/2008/06/04/E8-12395.html https://regulations.justia.com/regulations/fedreg/2008/06/04/E8-12395.html Wed, 04 Jun 2008 00:00:00 -0700 E8-12395 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-04/pdf/E8-12395.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enhance Its NYSE OpenBook Product Offerings https://regulations.justia.com/regulations/fedreg/2008/06/04/E8-12235.html https://regulations.justia.com/regulations/fedreg/2008/06/04/E8-12235.html Wed, 04 Jun 2008 00:00:00 -0700 E8-12235 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-04/pdf/E8-12235.pdf Notice - Options Price Reporting Authority; Order Approving an Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Adopt New Form of Vendor Affiliate Agreement https://regulations.justia.com/regulations/fedreg/2008/06/03/E8-12315.html https://regulations.justia.com/regulations/fedreg/2008/06/03/E8-12315.html Tue, 03 Jun 2008 00:00:00 -0700 E8-12315 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-03/pdf/E8-12315.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Definition of Exchange-Traded Fund Share https://regulations.justia.com/regulations/fedreg/2008/06/02/E8-12206.html https://regulations.justia.com/regulations/fedreg/2008/06/02/E8-12206.html Mon, 02 Jun 2008 00:00:00 -0700 E8-12206 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-02/pdf/E8-12206.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend NYSE Rule 13 To Extend the Definition of Routing Broker and Effect Conforming Changes to NYSE Rule 17 https://regulations.justia.com/regulations/fedreg/2008/06/02/E8-12205.html https://regulations.justia.com/regulations/fedreg/2008/06/02/E8-12205.html Mon, 02 Jun 2008 00:00:00 -0700 E8-12205 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-02/pdf/E8-12205.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trading the Two-Character Ticker Symbol “HA” https://regulations.justia.com/regulations/fedreg/2008/06/02/E8-12197.html https://regulations.justia.com/regulations/fedreg/2008/06/02/E8-12197.html Mon, 02 Jun 2008 00:00:00 -0700 E8-12197 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-02/pdf/E8-12197.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Amend Nasdaq Rule 4420(g) https://regulations.justia.com/regulations/fedreg/2008/06/02/E8-12196.html https://regulations.justia.com/regulations/fedreg/2008/06/02/E8-12196.html Mon, 02 Jun 2008 00:00:00 -0700 E8-12196 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-02/pdf/E8-12196.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Approving Proposed Rule Change Relating To Access to XLE on Phlx's Options Floor https://regulations.justia.com/regulations/fedreg/2008/06/02/E8-12195.html https://regulations.justia.com/regulations/fedreg/2008/06/02/E8-12195.html Mon, 02 Jun 2008 00:00:00 -0700 E8-12195 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-02/pdf/E8-12195.pdf Notice - Public Company Accounting Oversight Board; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Delaying Implementation Schedule of Rule 3523, Tax Services for Persons in Financial Reporting Oversight Roles https://regulations.justia.com/regulations/fedreg/2008/06/02/E8-12162.html https://regulations.justia.com/regulations/fedreg/2008/06/02/E8-12162.html Mon, 02 Jun 2008 00:00:00 -0700 E8-12162 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-02/pdf/E8-12162.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Thereto To Adopt a FINRA Policy To Expand Disseminated Trade Reporting and Compliance Engine (“TRACE”) Data https://regulations.justia.com/regulations/fedreg/2008/06/02/E8-12161.html https://regulations.justia.com/regulations/fedreg/2008/06/02/E8-12161.html Mon, 02 Jun 2008 00:00:00 -0700 E8-12161 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-02/pdf/E8-12161.pdf