Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2008/06?limit=200®isters=between&min-day=1&max-day=30&mode=atom2024-04-28T00:40:41-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2008/06/30/E8-14767.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To List and Trade Options on Reduced Values of the FTSE 100 Index and the FTSE 250 Index2008-06-30T00:00:00-07:002008-06-30T00:00:00-07:00E8-14767Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-30/pdf/E8-14767.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/30/E8-14766.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Schedule of Fees and Charges for Exchange Services2008-06-30T00:00:00-07:002008-06-30T00:00:00-07:00E8-14766Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-30/pdf/E8-14766.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/30/E8-14765.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Definition of Qualified Contingent Trade2008-06-30T00:00:00-07:002008-06-30T00:00:00-07:00E8-14765Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-30/pdf/E8-14765.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/30/E8-14764.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Relating to the Hybrid Opening System2008-06-30T00:00:00-07:002008-06-30T00:00:00-07:00E8-14764Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-30/pdf/E8-14764.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/30/E8-14762.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change To Amend CBOE Rule 8.7 Related to the Obligations of Market-Makers2008-06-30T00:00:00-07:002008-06-30T00:00:00-07:00E8-14762Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-30/pdf/E8-14762.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/30/E8-14761.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees for the CBOE Stock Exchange2008-06-30T00:00:00-07:002008-06-30T00:00:00-07:00E8-14761Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-30/pdf/E8-14761.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/30/E8-14657.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Range Options2008-06-30T00:00:00-07:002008-06-30T00:00:00-07:00E8-14657Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-30/pdf/E8-14657.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/27/E8-14611.htmlNotice - Sunshine Act Meeting2008-06-27T00:00:00-07:002008-06-27T00:00:00-07:00E8-14611Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-27/pdf/E8-14611.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/27/E8-14568.htmlNotice - [Release No. 34-58004; File No. SR-FINRA-2008-009] Self- Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change to the Code of Arbitration Procedure for Customer Disputes and the Code of Arbitration Procedure for Industry Disputes To Amend the Chairperson Eligibility Requirements2008-06-27T00:00:00-07:002008-06-27T00:00:00-07:00E8-14568Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-27/pdf/E8-14568.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/27/E8-14566.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Catastrophic Errors2008-06-27T00:00:00-07:002008-06-27T00:00:00-07:00E8-14566Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-27/pdf/E8-14566.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/26/E8-14530.htmlNotice - Order Granting Temporary Exemption of Realpoint LLC From the Conflict of Interest Prohibition in Rule 17a-5(c)(1) Under the Securities Exchange Act of 19342008-06-26T00:00:00-07:002008-06-26T00:00:00-07:00E8-14530Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-26/pdf/E8-14530.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/26/E8-14529.htmlNotice - Securities Exchange Act of 1934; Order Granting Registration of Realpoint LLC as a Nationally Recognized Statistical Rating Organization2008-06-26T00:00:00-07:002008-06-26T00:00:00-07:00E8-14529Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-26/pdf/E8-14529.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/26/E8-14500.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fee Changes2008-06-26T00:00:00-07:002008-06-26T00:00:00-07:00E8-14500Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-26/pdf/E8-14500.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/26/E8-14499.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes2008-06-26T00:00:00-07:002008-06-26T00:00:00-07:00E8-14499Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-26/pdf/E8-14499.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/26/E8-14466.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Align the Reporting Requirements and Dissemination Protocols for OTC Equity Transactions Involving Foreign Securities With All Other OTC Equity Securities2008-06-26T00:00:00-07:002008-06-26T00:00:00-07:00E8-14466Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-26/pdf/E8-14466.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/26/E8-14404.htmlNotice - Submission for OMB Review; Comment Request2008-06-26T00:00:00-07:002008-06-26T00:00:00-07:00E8-14404Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-26/pdf/E8-14404.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/25/E8-14330.htmlNotice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among the American Stock Exchange, LLC, the Boston Stock Exchange, Inc., the Chicago Board Options Exchange, Incorporated, the International Securities Exchange, LLC, Financial Industry Regulatory Authority, Inc., the New York Stock Exchange, LLC, the NYSE Arca, Inc., The NASDAQ Stock Market, LLC, and the Philadelphia Stock Exchange, Inc2008-06-25T00:00:00-07:002008-06-25T00:00:00-07:00E8-14330Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-25/pdf/E8-14330.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/25/E8-13887.htmlProposed Rule - Proposed Rules for Nationally Recognized Statistical Rating Organizations2008-06-25T00:00:00-07:002008-06-25T00:00:00-07:00E8-13887Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-25/pdf/E8-13887.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/25/08-1388.htmlNotice - In the Matter of: Acclaim Entertainment, Inc., Benguet Corp., Clean Systems Technology Group, Ltd., Family Golf Centers, Inc., Graham-Field Health Products, Inc., Lechters, Inc., Symbiat, Inc., Texfi Industries, Inc., and Value Holdings, Inc. (n/k/a Galea Life Sciences, Inc.); Order of Suspension of Trading2008-06-25T00:00:00-07:002008-06-25T00:00:00-07:0008-1388Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-25/pdf/08-1388.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/24/E8-14217.htmlNotice - Advisory Committee on Improvements to Financial Reporting2008-06-24T00:00:00-07:002008-06-24T00:00:00-07:00E8-14217Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-24/pdf/E8-14217.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/24/E8-14178.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market, LLC; Order Approving Proposed Rule Change To Modify Certain of Nasdaq's Initial and Continued Listing Requirements To Replace the Round Lot Requirement in the Minimum Holder Requirements to Either Total or Public Shareholders2008-06-24T00:00:00-07:002008-06-24T00:00:00-07:00E8-14178Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-24/pdf/E8-14178.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/23/E8-14166.htmlNotice - Sunshine Act Meeting2008-06-23T00:00:00-07:002008-06-23T00:00:00-07:00E8-14166Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-23/pdf/E8-14166.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/23/E8-14160.htmlNotice - Sunshine Act Meeting2008-06-23T00:00:00-07:002008-06-23T00:00:00-07:00E8-14160Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-23/pdf/E8-14160.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/23/E8-14105.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Opening of Trading on the NASDAQ Options Market2008-06-23T00:00:00-07:002008-06-23T00:00:00-07:00E8-14105Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-23/pdf/E8-14105.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/23/E8-14104.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Regarding Nasdaq Last Sale Data Feeds2008-06-23T00:00:00-07:002008-06-23T00:00:00-07:00E8-14104Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-23/pdf/E8-14104.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/23/E8-14081.htmlNotice - Submission for OMB Review; Comment Request; “Tell Us How We're Doing!”2008-06-23T00:00:00-07:002008-06-23T00:00:00-07:00E8-14081Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-23/pdf/E8-14081.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/23/E8-14080.htmlNotice - Submission for OMB Review; Comment Request2008-06-23T00:00:00-07:002008-06-23T00:00:00-07:00E8-14080Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-23/pdf/E8-14080.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/23/E8-14079.htmlNotice - Proposed Collection; Comment Request2008-06-23T00:00:00-07:002008-06-23T00:00:00-07:00E8-14079Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-23/pdf/E8-14079.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/23/E8-14060.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees for Enhanced Sentiment Market Data2008-06-23T00:00:00-07:002008-06-23T00:00:00-07:00E8-14060Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-23/pdf/E8-14060.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/23/E8-13356.htmlProposed Rule - Interactive Data for Mutual Fund Risk/Return Summary2008-06-23T00:00:00-07:002008-06-23T00:00:00-07:00E8-13356Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-23/pdf/E8-13356.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/23/08-1376.htmlNotice - Kafus Industries, Ltd., Kevco, Inc., and Kings Road Entertainment, Inc.; Order of Suspension of Trading2008-06-23T00:00:00-07:002008-06-23T00:00:00-07:0008-1376Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-23/pdf/08-1376.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/20/E8-13996.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Listing and Trading of Shares of the First Trust ISE Global Wind Energy Index Fund2008-06-20T00:00:00-07:002008-06-20T00:00:00-07:00E8-13996Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-20/pdf/E8-13996.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/20/E8-13956.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to Approval of Fee for NYSE Real-Time Reference Prices2008-06-20T00:00:00-07:002008-06-20T00:00:00-07:00E8-13956Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-20/pdf/E8-13956.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/20/E8-13955.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, To Establish Nasdaq Last Sale Data Feeds2008-06-20T00:00:00-07:002008-06-20T00:00:00-07:00E8-13955Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-20/pdf/E8-13955.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/20/E8-13945.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc. (n/k/a Financial Industry Regulatory Authority, Inc.); Order Approving Proposed Rule Change and Amendment No. 1 Thereto To Expand the Scope of NASD Rule 2440 and Interpretive Material 2440-1 Relating to Fair Prices and Commissions To Apply to All Securities Transactions2008-06-20T00:00:00-07:002008-06-20T00:00:00-07:00E8-13945Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-20/pdf/E8-13945.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/20/E8-13944.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 To Amend the Pilot Program for Initial and Continued Listing Standards, To Provide That Currently Traded Issuers Will Be Required To Meet Each of the $5 Closing Price Requirement and the $150 Million Market Value of Listed Securities Requirement on the Basis of a 90 Trading Day Average of the Closing Price of the Company's Common Stock Prior To Applying for Listing2008-06-20T00:00:00-07:002008-06-20T00:00:00-07:00E8-13944Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-20/pdf/E8-13944.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/20/E8-13914.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of Managed Fund Shares2008-06-20T00:00:00-07:002008-06-20T00:00:00-07:00E8-13914Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-20/pdf/E8-13914.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/20/08-1373.htmlNotice - In the Matter of Certain Companies Quoted on the Pink Sheets: Greenstone Holdings, Inc.; Order of Suspension of Trading2008-06-20T00:00:00-07:002008-06-20T00:00:00-07:0008-1373Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-20/pdf/08-1373.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/19/E8-13855.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to Its Facilities Management Agreements2008-06-19T00:00:00-07:002008-06-19T00:00:00-07:00E8-13855Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-19/pdf/E8-13855.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/19/E8-13853.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Amended Proposed Rule Change Amending FAST and DRS Limited Participant Requirements for Transfer Agents2008-06-19T00:00:00-07:002008-06-19T00:00:00-07:00E8-13853Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-19/pdf/E8-13853.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/18/E8-13710.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Elimination of Obsolete Rules Related to the PCX Plus System2008-06-18T00:00:00-07:002008-06-18T00:00:00-07:00E8-13710Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-18/pdf/E8-13710.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/18/E8-13709.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Position and Exercise Limits for Options on the DIAMONDS Trust2008-06-18T00:00:00-07:002008-06-18T00:00:00-07:00E8-13709Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-18/pdf/E8-13709.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/18/E8-13708.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change Modifying the Provisions Governing Contacts Between Specialists and Issuers2008-06-18T00:00:00-07:002008-06-18T00:00:00-07:00E8-13708Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-18/pdf/E8-13708.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/18/E8-13707.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Payment for Order Flow Fees2008-06-18T00:00:00-07:002008-06-18T00:00:00-07:00E8-13707Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-18/pdf/E8-13707.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/18/E8-13706.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Increasing the Maximum Number of Quoters in Options Overlying the SPDR Gold Trust2008-06-18T00:00:00-07:002008-06-18T00:00:00-07:00E8-13706Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-18/pdf/E8-13706.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/18/E8-13705.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending NYSE Arca Rule 5.3 and Rule 5.4 To Enable the Listing and Trading of Options on Index-Linked Securities2008-06-18T00:00:00-07:002008-06-18T00:00:00-07:00E8-13705Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-18/pdf/E8-13705.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/18/E8-13704.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Order Approving an Extension of Temporary Registration as a Clearing Agency2008-06-18T00:00:00-07:002008-06-18T00:00:00-07:00E8-13704Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-18/pdf/E8-13704.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/18/E8-13703.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change To List and Trade Options on the BXM Index (1/10th Value)2008-06-18T00:00:00-07:002008-06-18T00:00:00-07:00E8-13703Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-18/pdf/E8-13703.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/17/E8-13499.htmlNotice - Self-Regulatory Organizations; NASDAQ Stock Market, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Listing and Trading on the Exchange of Options on the SPDR Gold Trust2008-06-17T00:00:00-07:002008-06-17T00:00:00-07:00E8-13499Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-17/pdf/E8-13499.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/16/E8-13427.htmlNotice - Submission for OMB Review; Comment Request2008-06-16T00:00:00-07:002008-06-16T00:00:00-07:00E8-13427Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-16/pdf/E8-13427.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/16/E8-13426.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Violations Appropriate for Disposition Under FINRA's Minor Rule Violation Plan2008-06-16T00:00:00-07:002008-06-16T00:00:00-07:00E8-13426Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-16/pdf/E8-13426.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/16/08-1361.htmlNotice - In the Matter of Harbour Intermodal, Ltd.; Order of Suspension of Trading2008-06-16T00:00:00-07:002008-06-16T00:00:00-07:0008-1361Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-16/pdf/08-1361.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/13/E8-13305.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase the Class Quoting Limit in Eight Option Classes2008-06-13T00:00:00-07:002008-06-13T00:00:00-07:00E8-13305Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-13/pdf/E8-13305.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/13/E8-13304.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Temporary Membership Status Access Fee2008-06-13T00:00:00-07:002008-06-13T00:00:00-07:00E8-13304Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-13/pdf/E8-13304.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/13/E8-13303.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow the Exchange To Determine To Permit Electronic Exposure of SAL, HAL, and/or COA Orders to All CBOE Market-Makers2008-06-13T00:00:00-07:002008-06-13T00:00:00-07:00E8-13303Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-13/pdf/E8-13303.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/12/E8-13221.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to List and Trade Options on Full and Reduced Values of the Nasdaq-100 Index2008-06-12T00:00:00-07:002008-06-12T00:00:00-07:00E8-13221Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-12/pdf/E8-13221.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/12/E8-13220.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase the Class Quoting Limit in GLD Options2008-06-12T00:00:00-07:002008-06-12T00:00:00-07:00E8-13220Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-12/pdf/E8-13220.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/12/E8-13159.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Trust Issued Receipts That Directly Hold Investments in Certain Financial Instruments and To Permit the Listing and Trading of Shares of Fourteen Funds of the Commodities and Currency Trust2008-06-12T00:00:00-07:002008-06-12T00:00:00-07:00E8-13159Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-12/pdf/E8-13159.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/12/E8-13158.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Modifying Pricing for Nasdaq Members Using the Nasdaq Market Center2008-06-12T00:00:00-07:002008-06-12T00:00:00-07:00E8-13158Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-12/pdf/E8-13158.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/12/E8-13157.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to an Exemption From Examination Requirements for Off-Floor Traders2008-06-12T00:00:00-07:002008-06-12T00:00:00-07:00E8-13157Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-12/pdf/E8-13157.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/12/E8-12961.htmlRule - Adoption of Updated EDGAR Filer Manual2008-06-12T00:00:00-07:002008-06-12T00:00:00-07:00E8-12961Rulehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-12/pdf/E8-12961.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/12/08-1347.htmlNotice - In the Matter of: Struthers, Inc. (n/k/a Global Marine, Ltd.), Sun Vacation Properties Corp., and Sunshine Mining & Refining Co.,; Order of Suspension of Trading2008-06-12T00:00:00-07:002008-06-12T00:00:00-07:0008-1347Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-12/pdf/08-1347.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/11/E8-13093.htmlRule - Adoption of Updated EDGAR Filer Manual2008-06-11T00:00:00-07:002008-06-11T00:00:00-07:00E8-13093Rulehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-11/pdf/E8-13093.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/11/E8-13067.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment No. 1, To Clarify the Listing of Additional Shares Notification Process2008-06-11T00:00:00-07:002008-06-11T00:00:00-07:00E8-13067Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-11/pdf/E8-13067.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/11/E8-13066.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rules 6.62 and 6.91 Describing Complex Orders, Complex Order Priority, and Complex Order Execution2008-06-11T00:00:00-07:002008-06-11T00:00:00-07:00E8-13066Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-11/pdf/E8-13066.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/11/E8-13053.htmlNotice - International Roundtable on Interactive Data for Public Financial Reporting2008-06-11T00:00:00-07:002008-06-11T00:00:00-07:00E8-13053Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-11/pdf/E8-13053.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/11/E8-13041.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Pilot Program for Initial and Continued Financial Listing Standards for Common Stock of Operating Companies Until November 30, 20082008-06-11T00:00:00-07:002008-06-11T00:00:00-07:00E8-13041Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-11/pdf/E8-13041.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/11/E8-13040.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Accelerated Approval of Proposed Rule Change Relating to the Listing and Trading of Shares of the NETS ISEQ 20 Index Fund (Ireland)2008-06-11T00:00:00-07:002008-06-11T00:00:00-07:00E8-13040Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-11/pdf/E8-13040.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/11/E8-13039.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Equity Linked Term Notes2008-06-11T00:00:00-07:002008-06-11T00:00:00-07:00E8-13039Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-11/pdf/E8-13039.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/11/E8-13038.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change, and Amendment No. 1 Thereto, To Amend Rule 903C To Permit the Listing and Trading of Additional Index Options Series2008-06-11T00:00:00-07:002008-06-11T00:00:00-07:00E8-13038Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-11/pdf/E8-13038.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/11/E8-13030.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of a Proposed Rule Change Relating to the Listing and Trading of Shares of the MacroShares $100 Oil Up Trust and the MacroShares $100 Oil Down Trust2008-06-11T00:00:00-07:002008-06-11T00:00:00-07:00E8-13030Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-11/pdf/E8-13030.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/11/E8-13019.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change to List and Trade CBOE S&P 500 Three-Month Realized Variance Options and CBOE S&P 500 Three-Month Realized Volatility Options2008-06-11T00:00:00-07:002008-06-11T00:00:00-07:00E8-13019Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-11/pdf/E8-13019.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/10/E8-12956.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees and Charges for Exchange Services2008-06-10T00:00:00-07:002008-06-10T00:00:00-07:00E8-12956Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-10/pdf/E8-12956.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/10/E8-12949.htmlNotice - Proposed Collection; Comment Request2008-06-10T00:00:00-07:002008-06-10T00:00:00-07:00E8-12949Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-10/pdf/E8-12949.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/10/E8-12948.htmlNotice - Self-Regulatory Organizations: Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to Sales Practice Standards and Supervisory Requirements for Transactions in Deferred Variable Annuities2008-06-10T00:00:00-07:002008-06-10T00:00:00-07:00E8-12948Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-10/pdf/E8-12948.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/10/E8-12931.htmlNotice - Sunshine Act Meeting2008-06-10T00:00:00-07:002008-06-10T00:00:00-07:00E8-12931Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-10/pdf/E8-12931.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/10/E8-12928.htmlNotice - Notice of Proposed Order Approving Proposal by NYSE Arca, Inc. To Establish Fees for Certain Market Data and Request for Comment2008-06-10T00:00:00-07:002008-06-10T00:00:00-07:00E8-12928Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-10/pdf/E8-12928.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/10/E8-12901.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Processing of Price To Comply Orders2008-06-10T00:00:00-07:002008-06-10T00:00:00-07:00E8-12901Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-10/pdf/E8-12901.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/10/E8-12900.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Odd-Lot and Mixed-Lot Orders2008-06-10T00:00:00-07:002008-06-10T00:00:00-07:00E8-12900Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-10/pdf/E8-12900.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/10/E8-12596.htmlProposed Rule - Interactive Data To Improve Financial Reporting2008-06-10T00:00:00-07:002008-06-10T00:00:00-07:00E8-12596Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-10/pdf/E8-12596.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/09/E8-12927.htmlNotice - Sunshine Act Meeting2008-06-09T00:00:00-07:002008-06-09T00:00:00-07:00E8-12927Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-09/pdf/E8-12927.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/09/E8-12926.htmlNotice - Sunshine Act Meeting2008-06-09T00:00:00-07:002008-06-09T00:00:00-07:00E8-12926Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-09/pdf/E8-12926.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/09/E8-12803.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange-Traded Note Transaction Fees2008-06-09T00:00:00-07:002008-06-09T00:00:00-07:00E8-12803Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-09/pdf/E8-12803.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/09/E8-12799.htmlNotice - Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend the Definition of “Non-Industry Director” in the By-Laws of the NASDAQ OMX Group, Inc. and the NASDAQ Stock Market LLC2008-06-09T00:00:00-07:002008-06-09T00:00:00-07:00E8-12799Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-09/pdf/E8-12799.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/09/E8-12798.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adjust the Earnings of Companies for Purposes of Its Earnings Standard by Reversing the Income Statement Effects of Changes in Fair Value of Financial Instruments Extinguished at the Time of Listing on a Three Month Pilot Basis2008-06-09T00:00:00-07:002008-06-09T00:00:00-07:00E8-12798Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-09/pdf/E8-12798.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/09/E8-12797.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Discontinue Its Policy of Requiring Listed Companies Whose Charters Contain Transfer Restrictions To Amend Their Charters To Include Language Specifying That Those Restrictions Do Not Apply to Public Market Transactions2008-06-09T00:00:00-07:002008-06-09T00:00:00-07:00E8-12797Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-09/pdf/E8-12797.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/09/E8-12796.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Exclude From its Earnings Standard Gains or Losses from Extinguishment of Debt Prior to Maturity on a Three-Month Pilot Basis2008-06-09T00:00:00-07:002008-06-09T00:00:00-07:00E8-12796Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-09/pdf/E8-12796.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/06/E8-12705.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the NETS Tokyo Stock Exchange REIT Index Fund2008-06-06T00:00:00-07:002008-06-06T00:00:00-07:00E8-12705Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-06/pdf/E8-12705.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/06/E8-12688.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Liquidity Make or Take Pricing Structure Linkage Fees Portion of the Fee Schedule for Exchange Services2008-06-06T00:00:00-07:002008-06-06T00:00:00-07:00E8-12688Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-06/pdf/E8-12688.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/06/E8-12687.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Disclaimer of Warranties and the Listing of $2.50 Strikes for Options on the SIG KCI Coal IndexTM2008-06-06T00:00:00-07:002008-06-06T00:00:00-07:00E8-12687Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-06/pdf/E8-12687.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/06/E8-12667.htmlNotice - Self-Regulatory Organizations; the Depository Trust Company and National Securities Clearing Corporation; Order Approving Proposed Rule Changes, as Amended, To Provide for the Settlement of Institutional Transactions in Conjunction With Each Other Through a Service Called ID Net2008-06-06T00:00:00-07:002008-06-06T00:00:00-07:00E8-12667Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-06/pdf/E8-12667.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/06/E8-12631.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc. (n/k/a Financial Industry Regulatory Authority, Inc.); Order Approving Proposed Rule Change To Amend the By-Laws of NASD To Implement Governance and Related Changes To Accommodate the Consolidation of the Member Firm Regulatory Functions of NASD and NYSE Regulation, Inc.2008-06-06T00:00:00-07:002008-06-06T00:00:00-07:00E8-12631Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-06/pdf/E8-12631.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/06/E8-12629.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Shares of 12 Funds of the ProShares Trust Pursuant to Unlisted Trading Privileges2008-06-06T00:00:00-07:002008-06-06T00:00:00-07:00E8-12629Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-06/pdf/E8-12629.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/06/E8-12628.htmlNotice - Submission for OMB Review; Comment Request2008-06-06T00:00:00-07:002008-06-06T00:00:00-07:00E8-12628Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-06/pdf/E8-12628.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/05/E8-12595.htmlNotice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 19402008-06-05T00:00:00-07:002008-06-05T00:00:00-07:00E8-12595Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-05/pdf/E8-12595.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/05/E8-12520.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC, Chicago Board Options Exchange, Incorporated, International Securities Exchange, LLC, Philadelphia Stock Exchange, Inc., and NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified, and Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Changes, as Modified, Relating to Listing and Trading Options on the SPDR Gold Trust2008-06-05T00:00:00-07:002008-06-05T00:00:00-07:00E8-12520Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-05/pdf/E8-12520.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/05/E8-12519.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to SPDR Gold Shares2008-06-05T00:00:00-07:002008-06-05T00:00:00-07:00E8-12519Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-05/pdf/E8-12519.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/05/E8-12482.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change To Amend the Exchange's Rules Pertaining to the Imposition of Fines for Minor Rule Violations2008-06-05T00:00:00-07:002008-06-05T00:00:00-07:00E8-12482Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-05/pdf/E8-12482.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/05/E8-12481.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees and Charges2008-06-05T00:00:00-07:002008-06-05T00:00:00-07:00E8-12481Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-05/pdf/E8-12481.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/05/E8-12244.htmlRule - Regional Office Reorganization2008-06-05T00:00:00-07:002008-06-05T00:00:00-07:00E8-12244Rulehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-05/pdf/E8-12244.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/04/E8-12395.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC, The NASDAQ Stock Market LLC, New York Stock Exchange LLC, and NYSE Arca, Inc.; Notice of Filing of Proposed Rule Changes To Adopt a Trading Halt Rule in Connection With the Dissemination of Net Asset Value and Disclosed Portfolio for Certain Derivative Securities Products2008-06-04T00:00:00-07:002008-06-04T00:00:00-07:00E8-12395Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-04/pdf/E8-12395.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/04/E8-12235.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enhance Its NYSE OpenBook Product Offerings2008-06-04T00:00:00-07:002008-06-04T00:00:00-07:00E8-12235Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-04/pdf/E8-12235.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/03/E8-12315.htmlNotice - Options Price Reporting Authority; Order Approving an Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Adopt New Form of Vendor Affiliate Agreement2008-06-03T00:00:00-07:002008-06-03T00:00:00-07:00E8-12315Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-03/pdf/E8-12315.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/02/E8-12206.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Definition of Exchange-Traded Fund Share2008-06-02T00:00:00-07:002008-06-02T00:00:00-07:00E8-12206Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-02/pdf/E8-12206.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/02/E8-12205.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend NYSE Rule 13 To Extend the Definition of Routing Broker and Effect Conforming Changes to NYSE Rule 172008-06-02T00:00:00-07:002008-06-02T00:00:00-07:00E8-12205Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-02/pdf/E8-12205.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/02/E8-12197.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trading the Two-Character Ticker Symbol “HA”2008-06-02T00:00:00-07:002008-06-02T00:00:00-07:00E8-12197Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-02/pdf/E8-12197.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/02/E8-12196.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Amend Nasdaq Rule 4420(g)2008-06-02T00:00:00-07:002008-06-02T00:00:00-07:00E8-12196Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-02/pdf/E8-12196.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/02/E8-12195.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Approving Proposed Rule Change Relating To Access to XLE on Phlx's Options Floor2008-06-02T00:00:00-07:002008-06-02T00:00:00-07:00E8-12195Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-02/pdf/E8-12195.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/02/E8-12162.htmlNotice - Public Company Accounting Oversight Board; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Delaying Implementation Schedule of Rule 3523, Tax Services for Persons in Financial Reporting Oversight Roles2008-06-02T00:00:00-07:002008-06-02T00:00:00-07:00E8-12162Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-02/pdf/E8-12162.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/02/E8-12161.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Thereto To Adopt a FINRA Policy To Expand Disseminated Trade Reporting and Compliance Engine (“TRACE”) Data2008-06-02T00:00:00-07:002008-06-02T00:00:00-07:00E8-12161Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-02/pdf/E8-12161.pdf