<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2008/05/13?registers=between Fri, 27 Jun 2025 13:35:20 -0700 Fri, 27 Jun 2025 13:35:20 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2008/05/13?registers=between Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2008/05/13/E8-10623.html https://regulations.justia.com/regulations/fedreg/2008/05/13/E8-10623.html Tue, 13 May 2008 00:00:00 -0700 E8-10623 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-13/pdf/E8-10623.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Modify Nasdaq's Continued Listing Requirements To Replace Round Lot Shareholders https://regulations.justia.com/regulations/fedreg/2008/05/13/E8-10622.html https://regulations.justia.com/regulations/fedreg/2008/05/13/E8-10622.html Tue, 13 May 2008 00:00:00 -0700 E8-10622 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-13/pdf/E8-10622.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Temporary Membership Status Access Fee https://regulations.justia.com/regulations/fedreg/2008/05/13/E8-10620.html https://regulations.justia.com/regulations/fedreg/2008/05/13/E8-10620.html Tue, 13 May 2008 00:00:00 -0700 E8-10620 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-13/pdf/E8-10620.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Block, Facilitation and Solicited Order Mechanisms https://regulations.justia.com/regulations/fedreg/2008/05/13/E8-10619.html https://regulations.justia.com/regulations/fedreg/2008/05/13/E8-10619.html Tue, 13 May 2008 00:00:00 -0700 E8-10619 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-13/pdf/E8-10619.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc. (n/k/a Financial Industry Regulatory Authority, Inc.); Order Approving Proposed Rule Change as Modified by Amendment No. 1, Relating to Amendments to the NASD Rule 9700 Series To Streamline the Procedural Rules Applicable to General Grievances Related to FINRA Automated Systems https://regulations.justia.com/regulations/fedreg/2008/05/13/E8-10618.html https://regulations.justia.com/regulations/fedreg/2008/05/13/E8-10618.html Tue, 13 May 2008 00:00:00 -0700 E8-10618 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-13/pdf/E8-10618.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2008/05/13/E8-10617.html https://regulations.justia.com/regulations/fedreg/2008/05/13/E8-10617.html Tue, 13 May 2008 00:00:00 -0700 E8-10617 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-13/pdf/E8-10617.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the Boston Stock Exchange Clearing Corporation Relating to Amendment of Its Articles of Organization and By-Laws in Connection With the Planned Acquisition by The NASDAQ OMX Group, Inc. https://regulations.justia.com/regulations/fedreg/2008/05/13/E8-10595.html https://regulations.justia.com/regulations/fedreg/2008/05/13/E8-10595.html Tue, 13 May 2008 00:00:00 -0700 E8-10595 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-13/pdf/E8-10595.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto To Establish an Exemption for Certain Regulation NMS-Compliant Intermarket Sweep Orders from the Requirements in IM-2110-2 (Trading Ahead of Customer Limit Order) and Rule 2111 (Trading Ahead of Customer Market Orders) https://regulations.justia.com/regulations/fedreg/2008/05/13/E8-10594.html https://regulations.justia.com/regulations/fedreg/2008/05/13/E8-10594.html Tue, 13 May 2008 00:00:00 -0700 E8-10594 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-13/pdf/E8-10594.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2008/05/13/E8-10575.html https://regulations.justia.com/regulations/fedreg/2008/05/13/E8-10575.html Tue, 13 May 2008 00:00:00 -0700 E8-10575 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-13/pdf/E8-10575.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2008/05/13/E8-10573.html https://regulations.justia.com/regulations/fedreg/2008/05/13/E8-10573.html Tue, 13 May 2008 00:00:00 -0700 E8-10573 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-13/pdf/E8-10573.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To List and Trade Shares of the iShares MSCI Emerging Markets Eastern Europe Index Fund https://regulations.justia.com/regulations/fedreg/2008/05/13/E8-10572.html https://regulations.justia.com/regulations/fedreg/2008/05/13/E8-10572.html Tue, 13 May 2008 00:00:00 -0700 E8-10572 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-13/pdf/E8-10572.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Amend NASD Rule 7001B To Increase the Percentage of Market Data Revenue Shared With NASD/Nasdaq TRF Participants https://regulations.justia.com/regulations/fedreg/2008/05/13/E8-10569.html https://regulations.justia.com/regulations/fedreg/2008/05/13/E8-10569.html Tue, 13 May 2008 00:00:00 -0700 E8-10569 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-13/pdf/E8-10569.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc. (n/k/a Financial Industry Regulatory Authority, Inc.); Order Approving Proposed Rule Change as Modified by Amendment No. 1 Thereto To Amend NASD Rule 7001C To Increase the Percentage of Market Data Revenue Shared With NASD/NSX TRF Participants https://regulations.justia.com/regulations/fedreg/2008/05/13/E8-10567.html https://regulations.justia.com/regulations/fedreg/2008/05/13/E8-10567.html Tue, 13 May 2008 00:00:00 -0700 E8-10567 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-13/pdf/E8-10567.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc. (n/k/a Financial Industry Regulatory Authority, Inc.); Order Approving Proposed Rule Change as Modified by Amendment Nos. 1, 2 and 3 Thereto To Amend NASD Rule 7001E To Increase the Percentage of Market Data Revenue Shared With NASD/NYSE TRF Participants https://regulations.justia.com/regulations/fedreg/2008/05/13/E8-10566.html https://regulations.justia.com/regulations/fedreg/2008/05/13/E8-10566.html Tue, 13 May 2008 00:00:00 -0700 E8-10566 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-13/pdf/E8-10566.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving a Proposed Rule Change To Give Retroactive Effect to Its Revenue Sharing Program for ETF Quoting Participants https://regulations.justia.com/regulations/fedreg/2008/05/13/E8-10562.html https://regulations.justia.com/regulations/fedreg/2008/05/13/E8-10562.html Tue, 13 May 2008 00:00:00 -0700 E8-10562 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-13/pdf/E8-10562.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the Reserve Order Pilot Program Currently Operating in 100 Securities Traded on the Exchange To Include All Equity Securities Traded on the Exchange https://regulations.justia.com/regulations/fedreg/2008/05/13/E8-10538.html https://regulations.justia.com/regulations/fedreg/2008/05/13/E8-10538.html Tue, 13 May 2008 00:00:00 -0700 E8-10538 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-13/pdf/E8-10538.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change To Adopt New Initial and Continued Listing Standards To List Securities of Special Purpose Acquisition Companies https://regulations.justia.com/regulations/fedreg/2008/05/13/E8-10537.html https://regulations.justia.com/regulations/fedreg/2008/05/13/E8-10537.html Tue, 13 May 2008 00:00:00 -0700 E8-10537 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-13/pdf/E8-10537.pdf