Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2008/04?limit=200®isters=between&min-day=1&max-day=30&mode=atom2024-04-27T21:02:43-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2008/04/30/E8-9469.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Criteria for Securities That Underlie Options Traded on the Exchange2008-04-30T00:00:00-07:002008-04-30T00:00:00-07:00E8-9469Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-30/pdf/E8-9469.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/30/E8-9460.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Approving a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to Complex Orders2008-04-30T00:00:00-07:002008-04-30T00:00:00-07:00E8-9460Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-30/pdf/E8-9460.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/30/E8-9459.htmlNotice - Thrivent Mutual Funds, et al.; Notice of Application2008-04-30T00:00:00-07:002008-04-30T00:00:00-07:00E8-9459Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-30/pdf/E8-9459.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/30/E8-9410.htmlRule - Disclosure of Divestment by Registered Investment Companies in Accordance With Sudan Accountability and Divestment Act of 20072008-04-30T00:00:00-07:002008-04-30T00:00:00-07:00E8-9410Rulehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-30/pdf/E8-9410.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/29/E8-9334.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Approving Proposed Rule Change To Amend Its Bylaws Relating to the Definition of a Public Director2008-04-29T00:00:00-07:002008-04-29T00:00:00-07:00E8-9334Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-29/pdf/E8-9334.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/29/E8-9323.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Changes to Phlx's Governing Documents in Connection With the Acquisition of Phlx by the Nasdaq Stock Market, Inc.2008-04-29T00:00:00-07:002008-04-29T00:00:00-07:00E8-9323Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-29/pdf/E8-9323.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/29/E8-9321.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Shares of Three Exchange-Traded Funds of the NETS Trust2008-04-29T00:00:00-07:002008-04-29T00:00:00-07:00E8-9321Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-29/pdf/E8-9321.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/29/E8-9320.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt Listing Rules Relating to Fixed Income Index-Linked Securities, Futures-Linked Securities, and Multifactor Index-Linked Securities2008-04-29T00:00:00-07:002008-04-29T00:00:00-07:00E8-9320Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-29/pdf/E8-9320.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/29/E8-9305.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Handling of Odd-lot Orders on the CBOE Stock Exchange2008-04-29T00:00:00-07:002008-04-29T00:00:00-07:00E8-9305Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-29/pdf/E8-9305.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/29/E8-9289.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to the Minor Rule Plan2008-04-29T00:00:00-07:002008-04-29T00:00:00-07:00E8-9289Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-29/pdf/E8-9289.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/28/E8-9188.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trading Two-Characters Ticker Symbols2008-04-28T00:00:00-07:002008-04-28T00:00:00-07:00E8-9188Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-28/pdf/E8-9188.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/28/E8-9187.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Currency Forward Pricing for Currency-Linked Securities2008-04-28T00:00:00-07:002008-04-28T00:00:00-07:00E8-9187Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-28/pdf/E8-9187.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/25/E8-9107.htmlNotice - Sunshine Act Meeting2008-04-25T00:00:00-07:002008-04-25T00:00:00-07:00E8-9107Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-25/pdf/E8-9107.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/25/E8-9069.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to streetTRACKS Gold Shares2008-04-25T00:00:00-07:002008-04-25T00:00:00-07:00E8-9069Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-25/pdf/E8-9069.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/24/E8-8927.htmlNotice - Submission for OMB Review; Comment Request2008-04-24T00:00:00-07:002008-04-24T00:00:00-07:00E8-8927Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-24/pdf/E8-8927.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/24/E8-8926.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Certain Maker Fees Applicable to DPMs on the CBOE Stock Exchange2008-04-24T00:00:00-07:002008-04-24T00:00:00-07:00E8-8926Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-24/pdf/E8-8926.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/24/E8-8912.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to the Adoption of Additional Initial Listing Standards for Special Purpose Acquisition Vehicles2008-04-24T00:00:00-07:002008-04-24T00:00:00-07:00E8-8912Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-24/pdf/E8-8912.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/24/E8-8878.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Amend Exchange Rule 13 (Definitions of Orders) To Add a New Order Type To Be Known as a Reserve Order and To Amend Exchange Rule 70 (Bids and Offers)2008-04-24T00:00:00-07:002008-04-24T00:00:00-07:00E8-8878Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-24/pdf/E8-8878.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/24/E8-8875.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Granting Approval of Proposed Rule Change To Amend Rules Relating to Fingerprint-Based Record Checks2008-04-24T00:00:00-07:002008-04-24T00:00:00-07:00E8-8875Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-24/pdf/E8-8875.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/24/E8-8874.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Access to XLE on Phlx's Options Floor2008-04-24T00:00:00-07:002008-04-24T00:00:00-07:00E8-8874Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-24/pdf/E8-8874.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/24/E8-8873.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Rule 92(c)(3)2008-04-24T00:00:00-07:002008-04-24T00:00:00-07:00E8-8873Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-24/pdf/E8-8873.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/24/E8-8872.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Amend the Trade Reporting Structure and Require Submission of Non-Tape Reports To Identify Other Members for Agency and Riskless Principal Transactions2008-04-24T00:00:00-07:002008-04-24T00:00:00-07:00E8-8872Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-24/pdf/E8-8872.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/24/E8-8871.htmlNotice - Sunshine Act Meeting2008-04-24T00:00:00-07:002008-04-24T00:00:00-07:00E8-8871Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-24/pdf/E8-8871.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/24/08-1178.htmlNotice - In the Matter of Advanced Precision Technology, Inc. (n/k/a Exact Identification Corp.), Alta Gold Co., Decisionlink, Inc., Dover Petroleum Corp., Enviro Energy Corp., Languageware.net Co. Ltd., Playstar Wyoming Holding Corp. (n/k/a Playstar Corp.), Uncle B's Bakery, Inc. (n/k/a Ise Blu Equity Corp.), and Wavo Corp.; Order of Suspension of Trading2008-04-24T00:00:00-07:002008-04-24T00:00:00-07:0008-1178Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-24/pdf/08-1178.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/23/Z8-8267.htmlRule - Proposed Rule Changes of Self[dash]Regulatory Organizations2008-04-23T00:00:00-07:002008-04-23T00:00:00-07:00Z8-8267Rulehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-23/pdf/Z8-8267.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/23/Z8-6429.htmlNotice - Tribal Management Grant Program2008-04-23T00:00:00-07:002008-04-23T00:00:00-07:00Z8-6429Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-23/pdf/Z8-6429.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/23/E8-8784.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase Certain Taker Fees on the CBOE Stock Exchange2008-04-23T00:00:00-07:002008-04-23T00:00:00-07:00E8-8784Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-23/pdf/E8-8784.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/23/E8-8735.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Approving a Proposed Rule Change Relating to Limitation of Liability2008-04-23T00:00:00-07:002008-04-23T00:00:00-07:00E8-8735Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-23/pdf/E8-8735.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/22/E8-8652.htmlNotice - U.S. Bank National Association, et al.; Notice of Application2008-04-22T00:00:00-07:002008-04-22T00:00:00-07:00E8-8652Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-22/pdf/E8-8652.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/22/E8-8602.htmlNotice - Self-Regulatory Organizations: New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Amending NYSE Rule 472 (Communications With the Public)2008-04-22T00:00:00-07:002008-04-22T00:00:00-07:00E8-8602Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-22/pdf/E8-8602.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/22/E8-8601.htmlNotice - Self-Regulatory Organizations: New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Amending NYSE Rule Interpretation 344/02 (Research Analysts and Supervisory Analysts)2008-04-22T00:00:00-07:002008-04-22T00:00:00-07:00E8-8601Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-22/pdf/E8-8601.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/22/E8-8600.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Restructure Its Rules Relating to Fines and To Harmonize Them With Similar Rules of I ts Affiliates2008-04-22T00:00:00-07:002008-04-22T00:00:00-07:00E8-8600Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-22/pdf/E8-8600.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/22/E8-8599.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Restructure the Rules of the Government Securities Division and the Mortgage-Backed Securities Division Relating to Fines and To Harmonize Them With Similar Rules of Its Affiliates and To Restructure the Watch List2008-04-22T00:00:00-07:002008-04-22T00:00:00-07:00E8-8599Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-22/pdf/E8-8599.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/22/E8-8598.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change to Restructure Its Rules Relating to Fines and To Harmonize Them With Similar Rules of Its Affiliates2008-04-22T00:00:00-07:002008-04-22T00:00:00-07:00E8-8598Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-22/pdf/E8-8598.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/21/E8-8584.htmlNotice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NSX Rule 16.2(b) and the NSX BLADESM2008-04-21T00:00:00-07:002008-04-21T00:00:00-07:00E8-8584Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-21/pdf/E8-8584.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/21/E8-8544.htmlNotice - Sunshine Act Meeting2008-04-21T00:00:00-07:002008-04-21T00:00:00-07:00E8-8544Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-21/pdf/E8-8544.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/21/E8-8528.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of Twelve Actively Managed Exchange-Traded Funds of the WisdomTree Trust2008-04-21T00:00:00-07:002008-04-21T00:00:00-07:00E8-8528Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-21/pdf/E8-8528.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/21/E8-8519.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes2008-04-21T00:00:00-07:002008-04-21T00:00:00-07:00E8-8519Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-21/pdf/E8-8519.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/21/E8-8518.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to Generic Listing Standards for Index Multiple Fund Shares and Index Inverse Fund Shares2008-04-21T00:00:00-07:002008-04-21T00:00:00-07:00E8-8518Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-21/pdf/E8-8518.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/21/E8-8516.htmlNotice - Advisory Committee on Improvements to Financial Reporting.2008-04-21T00:00:00-07:002008-04-21T00:00:00-07:00E8-8516Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-21/pdf/E8-8516.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/18/E8-8517.htmlNotice - Sunshine Act Meeting2008-04-18T00:00:00-07:002008-04-18T00:00:00-07:00E8-8517Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-18/pdf/E8-8517.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/18/E8-8348.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Relating to Rule G-11, on New Issue Syndicate Practices, and Rule G-12, on Uniform Practice2008-04-18T00:00:00-07:002008-04-18T00:00:00-07:00E8-8348Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-18/pdf/E8-8348.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8278.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change To Provide for Issuance of Interim Trading Permits2008-04-17T00:00:00-07:002008-04-17T00:00:00-07:00E8-8278Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8278.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8277.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify That Current Limitations on the Trade Allocation Match for Registered Traders in ETFs Also Apply to DARTs2008-04-17T00:00:00-07:002008-04-17T00:00:00-07:00E8-8277Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8277.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8276.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 6.87 To Include Procedures for Handling Catastrophic Errors2008-04-17T00:00:00-07:002008-04-17T00:00:00-07:00E8-8276Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8276.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8270.htmlRule - Definitions of Terms and Exemptions Relating to the “Broker” Exceptions for Banks2008-04-17T00:00:00-07:002008-04-17T00:00:00-07:00E8-8270Rulehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8270.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8269.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Options on the Full and Reduced Values of the Nasdaq 100 Index2008-04-17T00:00:00-07:002008-04-17T00:00:00-07:00E8-8269Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8269.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8268.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Charges for Pre-Trade Risk Management Workstation Add-Ons2008-04-17T00:00:00-07:002008-04-17T00:00:00-07:00E8-8268Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8268.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8267.htmlRule - Proposed Rule Changes of Self-Regulatory Organizations2008-04-17T00:00:00-07:002008-04-17T00:00:00-07:00E8-8267Rulehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8267.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8233.htmlNotice - Self-Regulatory Organizations; The Fixed Income Clearing Corporation; Order Approving Proposed Rule Change as Amended To Resume Interbank Clearing for the GCF Repo Service2008-04-17T00:00:00-07:002008-04-17T00:00:00-07:00E8-8233Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8233.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8232.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 2 Thereto, To List for Trading Binary Options on Broad-Based Indexes2008-04-17T00:00:00-07:002008-04-17T00:00:00-07:00E8-8232Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8232.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8215.htmlNotice - In the Matter of: NYSE Arca, Inc.; Order of Summary Abrogation2008-04-17T00:00:00-07:002008-04-17T00:00:00-07:00E8-8215Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8215.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8195.htmlNotice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among the American Stock Exchange LLC, Boston Stock Exchange, Inc., Chicago Board Options Exchange, Incorporated, International Securities Exchange, LLC, Financial Industry Regulatory Authority, Inc., The NASDAQ Stock Market LLC, NYSE Arca, Inc., and Philadelphia Stock Exchange, Inc.2008-04-17T00:00:00-07:002008-04-17T00:00:00-07:00E8-8195Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8195.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8194.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Allocation of Executed Options Contracts2008-04-17T00:00:00-07:002008-04-17T00:00:00-07:00E8-8194Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8194.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8193.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Fee Changes2008-04-17T00:00:00-07:002008-04-17T00:00:00-07:00E8-8193Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8193.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8183.htmlNotice - Proposed Collection; Comment Request2008-04-17T00:00:00-07:002008-04-17T00:00:00-07:00E8-8183Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8183.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8182.htmlNotice - Proposed Collection; Comment Request2008-04-17T00:00:00-07:002008-04-17T00:00:00-07:00E8-8182Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8182.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/16/E8-8153.htmlNotice - Submission for OMB Review; Comment Request2008-04-16T00:00:00-07:002008-04-16T00:00:00-07:00E8-8153Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-16/pdf/E8-8153.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/16/E8-8152.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 3 Thereto, Relating to Section 31 Related Fees2008-04-16T00:00:00-07:002008-04-16T00:00:00-07:00E8-8152Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-16/pdf/E8-8152.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/16/E8-8132.htmlNotice - Submission for OMB Review; Comment Request2008-04-16T00:00:00-07:002008-04-16T00:00:00-07:00E8-8132Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-16/pdf/E8-8132.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/16/E8-8130.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Amended Proposed Rule Change to Implement the New Issue Information Dissemination Service for Municipal Securities2008-04-16T00:00:00-07:002008-04-16T00:00:00-07:00E8-8130Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-16/pdf/E8-8130.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/16/E8-8129.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 6.20A To Permit Sponsored Users Access to the CBOE Stock Exchange Facility2008-04-16T00:00:00-07:002008-04-16T00:00:00-07:00E8-8129Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-16/pdf/E8-8129.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/15/Z8-6800.htmlRule - Importation of Uncooked Pork and Pork Products2008-04-15T00:00:00-07:002008-04-15T00:00:00-07:00Z8-6800Rulehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-15/pdf/Z8-6800.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/15/Z8-3545.htmlRule - Electronic Filing and Revision of Form D2008-04-15T00:00:00-07:002008-04-15T00:00:00-07:00Z8-3545Rulehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-15/pdf/Z8-3545.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/15/E8-8028.htmlNotice - ALPS Advisers, Inc., et al.; Notice of Application2008-04-15T00:00:00-07:002008-04-15T00:00:00-07:00E8-8028Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-15/pdf/E8-8028.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/15/E8-7967.htmlRule - Revisions to Form S-11 To Permit Historical Incorporation by Reference2008-04-15T00:00:00-07:002008-04-15T00:00:00-07:00E8-7967Rulehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-15/pdf/E8-7967.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/15/E8-7959.htmlNotice - Self-Regulatory Organizations; National Futures Association; Notice of Filing and Immediate Effectiveness of Proposed Amendments to the Interpretive Notice Regarding Compliance Rule 2-9: FCM and IB Anti-Money Laundering Program2008-04-15T00:00:00-07:002008-04-15T00:00:00-07:00E8-7959Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-15/pdf/E8-7959.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/15/E8-7934.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of a Proposed Rule Change, and Amendment No. 1 Thereto, Relating to the Listing and Trading of Shares of the AirShares TM2008-04-15T00:00:00-07:002008-04-15T00:00:00-07:00E8-7934Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-15/pdf/E8-7934.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/15/E8-7933.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status Access Fee2008-04-15T00:00:00-07:002008-04-15T00:00:00-07:00E8-7933Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-15/pdf/E8-7933.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/14/E8-7893.htmlNotice - Advisory Committee on Improvements to Financial Reporting2008-04-14T00:00:00-07:002008-04-14T00:00:00-07:00E8-7893Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-14/pdf/E8-7893.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/14/E8-7828.htmlNotice - Submission for OMB Review; Comment Request2008-04-14T00:00:00-07:002008-04-14T00:00:00-07:00E8-7828Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-14/pdf/E8-7828.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/14/E8-7827.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Amendment No. 1 Thereto and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Equity Index-Linked Securities2008-04-14T00:00:00-07:002008-04-14T00:00:00-07:00E8-7827Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-14/pdf/E8-7827.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/14/E8-7826.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change Relating to the Price Improvement Mechanism2008-04-14T00:00:00-07:002008-04-14T00:00:00-07:00E8-7826Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-14/pdf/E8-7826.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/14/E8-7825.htmlNotice - Self-Regulatory Organizations; American Stock Exchange, LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend the Eligibility Criteria for Components of an Index or Portfolio Underlying Portfolio Depositary Receipts and Index Fund Shares2008-04-14T00:00:00-07:002008-04-14T00:00:00-07:00E8-7825Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-14/pdf/E8-7825.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/14/E8-7780.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Replace References to Certain Committees With a Reference to the Exchange2008-04-14T00:00:00-07:002008-04-14T00:00:00-07:00E8-7780Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-14/pdf/E8-7780.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/11/E8-7781.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Amending Its Make or Take Linkage Transaction Fees2008-04-11T00:00:00-07:002008-04-11T00:00:00-07:00E8-7781Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-11/pdf/E8-7781.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/11/E8-7700.htmlNotice - Proposed Collection; Comment Request2008-04-11T00:00:00-07:002008-04-11T00:00:00-07:00E8-7700Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-11/pdf/E8-7700.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/11/E8-7699.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 To Amend NYSE Rule 46 To Permit the Appointment of Qualified Exchange Employees To Act as Floor Governors2008-04-11T00:00:00-07:002008-04-11T00:00:00-07:00E8-7699Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-11/pdf/E8-7699.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/11/E8-7698.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Pursuant to Unlisted Trading Privileges Shares of the Bear Stearns Current Yield Fund2008-04-11T00:00:00-07:002008-04-11T00:00:00-07:00E8-7698Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-11/pdf/E8-7698.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/11/E8-7697.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Amend the Schedule of Fees and Charges for Exchange Services That Apply To Orders Submitted by ETP Holders2008-04-11T00:00:00-07:002008-04-11T00:00:00-07:00E8-7697Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-11/pdf/E8-7697.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/11/E8-7696.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule To Amend the Rules With Regard to the Formula Used Within the Stock Borrow Program2008-04-11T00:00:00-07:002008-04-11T00:00:00-07:00E8-7696Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-11/pdf/E8-7696.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/11/E8-7656.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rebates to Specialists for Options Transaction Fees Resulting From Linkage P/A Orders2008-04-11T00:00:00-07:002008-04-11T00:00:00-07:00E8-7656Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-11/pdf/E8-7656.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/11/E8-7655.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Technical Amendments to Incorporated NYSE Rule Interpretation 344/022008-04-11T00:00:00-07:002008-04-11T00:00:00-07:00E8-7655Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-11/pdf/E8-7655.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/10/E8-7514.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 to Proposed Rule Change and Order Granting Accelerated Approval of Such Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Rules Permitting the Listing and Trading of Managed Fund Shares, Trading Hours and Halts, Listing Fees Applicable To Managed Fund Shares, and the Listing and Trading of Shares of the PowerShares Active AlphaQ Fund, PowerShares Active Alpha Multi-Cap Fund, PowerShares Active Mega-Cap Portfolio, and the PowerShares Active Low Duration Portfolio2008-04-10T00:00:00-07:002008-04-10T00:00:00-07:00E8-7514Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-10/pdf/E8-7514.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/10/E8-7513.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Program for Providing Liquidity on the NYSE BondsSM2008-04-10T00:00:00-07:002008-04-10T00:00:00-07:00E8-7513Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-10/pdf/E8-7513.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/10/E8-7512.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change and Amendments No. 1 and No. 2 Thereto Relating to Market-Makers and Remote Maker-Makers2008-04-10T00:00:00-07:002008-04-10T00:00:00-07:00E8-7512Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-10/pdf/E8-7512.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/10/E8-7511.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 5, To Amend the Rules of the Boston Options Exchange Related To Obvious Error Procedures2008-04-10T00:00:00-07:002008-04-10T00:00:00-07:00E8-7511Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-10/pdf/E8-7511.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/10/E8-7508.htmlNotice - Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Clarify the Listing of Additional Shares Notification Process2008-04-10T00:00:00-07:002008-04-10T00:00:00-07:00E8-7508Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-10/pdf/E8-7508.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/10/E8-7507.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify a Pricing Incentive Program for Market Makers in Exchange-Traded Funds and Index-Linked Securities Listed on NASDAQ2008-04-10T00:00:00-07:002008-04-10T00:00:00-07:00E8-7507Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-10/pdf/E8-7507.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/10/E8-7506.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Declaration of Effectiveness of the Boston Stock Exchange Fingerprinting Plan2008-04-10T00:00:00-07:002008-04-10T00:00:00-07:00E8-7506Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-10/pdf/E8-7506.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/10/E8-7505.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change To Establish a Solicitation Auction Mechanism and To Amend Its Automated Improvement Mechanism2008-04-10T00:00:00-07:002008-04-10T00:00:00-07:00E8-7505Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-10/pdf/E8-7505.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/10/E8-7504.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, To Replace the Mortgage-Backed Securities Division Clearing Fund Calculation Methodology With a Yield-Driven Value-at-Risk Methodology2008-04-10T00:00:00-07:002008-04-10T00:00:00-07:00E8-7504Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-10/pdf/E8-7504.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/10/E8-7503.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc., Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 2 Thereto, Relating to Exchange Fees and Charges2008-04-10T00:00:00-07:002008-04-10T00:00:00-07:00E8-7503Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-10/pdf/E8-7503.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/09/E8-7446.htmlNotice - Order Modifying the Exemption for Qualified Contingent Trades from Rule 611(a) of Regulation NMS Under the Securities Exchange Act of 19342008-04-09T00:00:00-07:002008-04-09T00:00:00-07:00E8-7446Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-09/pdf/E8-7446.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/09/E8-7445.htmlNotice - Order Exempting Non-Convertible Preferred Securities from Rule 611(a) of Regulation NMS under the Securities Exchange Act of 19342008-04-09T00:00:00-07:002008-04-09T00:00:00-07:00E8-7445Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-09/pdf/E8-7445.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/09/E8-7443.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Exchange Rule 36 (Communications Between Exchange and Member's Offices) To Make Permanent an Existing Portable Phone Pilot2008-04-09T00:00:00-07:002008-04-09T00:00:00-07:00E8-7443Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-09/pdf/E8-7443.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/09/E8-7397.htmlNotice - Submission for OMB Review; Comment Request2008-04-09T00:00:00-07:002008-04-09T00:00:00-07:00E8-7397Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-09/pdf/E8-7397.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/09/E8-7396.htmlNotice - Submission for OMB Review; Comment Request2008-04-09T00:00:00-07:002008-04-09T00:00:00-07:00E8-7396Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-09/pdf/E8-7396.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/09/E8-7395.htmlNotice - Submission for OMB Review; Comment Request2008-04-09T00:00:00-07:002008-04-09T00:00:00-07:00E8-7395Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-09/pdf/E8-7395.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/08/E8-7438.htmlNotice - Sunshine Act Meeting2008-04-08T00:00:00-07:002008-04-08T00:00:00-07:00E8-7438Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-08/pdf/E8-7438.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/08/E8-7312.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendment No. 1 Thereto, Relating to Floor Broker Charge and Specialist Unit Credit in Connection With Linkage P/A Orders2008-04-08T00:00:00-07:002008-04-08T00:00:00-07:00E8-7312Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-08/pdf/E8-7312.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/08/E8-7311.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Program for the Allocation and Performance Evaluation Procedures for Securities Admitted to Dealings on an Unlisted Basis2008-04-08T00:00:00-07:002008-04-08T00:00:00-07:00E8-7311Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-08/pdf/E8-7311.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/08/E8-7309.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Listing Standards for Warrants, Rights, and Units2008-04-08T00:00:00-07:002008-04-08T00:00:00-07:00E8-7309Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-08/pdf/E8-7309.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/08/E8-7308.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Moratorium on the Qualification and Registration of New Registered Competitive Market Makers and New Competitive Traders, Governed by NYSE Rules 107A and 110, Respectively, for an Additional Three Months2008-04-08T00:00:00-07:002008-04-08T00:00:00-07:00E8-7308Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-08/pdf/E8-7308.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/08/E8-7272.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase the Class Quoting Limit in One Option Class2008-04-08T00:00:00-07:002008-04-08T00:00:00-07:00E8-7272Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-08/pdf/E8-7272.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/08/E8-7271.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of a Proposed Rule Change To Establish an Imbalance Cross2008-04-08T00:00:00-07:002008-04-08T00:00:00-07:00E8-7271Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-08/pdf/E8-7271.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/07/E8-7190.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for Trading on The NASDAQ Options Market2008-04-07T00:00:00-07:002008-04-07T00:00:00-07:00E8-7190Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-07/pdf/E8-7190.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/07/E8-7189.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Position and Exercise Limits on the Boston Options Exchange Facility2008-04-07T00:00:00-07:002008-04-07T00:00:00-07:00E8-7189Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-07/pdf/E8-7189.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/07/E8-7145.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Position and Exercise Limits on IWM Options2008-04-07T00:00:00-07:002008-04-07T00:00:00-07:00E8-7145Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-07/pdf/E8-7145.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/07/E8-7122.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Rule 103A (Specialist Stock Reallocation and Member Education and Performance) and Exchange Rule 103B (Specialist Stock Allocation)2008-04-07T00:00:00-07:002008-04-07T00:00:00-07:00E8-7122Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-07/pdf/E8-7122.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/07/E8-7121.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Options Linkage Fees2008-04-07T00:00:00-07:002008-04-07T00:00:00-07:00E8-7121Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-07/pdf/E8-7121.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/07/E8-7120.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to Late Exercises2008-04-07T00:00:00-07:002008-04-07T00:00:00-07:00E8-7120Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-07/pdf/E8-7120.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/07/E8-7119.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule To Modify the Fee Structure of the Government Securities Division Rules Regarding GCF Repo Transactions and the Fee Structure of the Mortgage-Backed Securities Division Rule Regarding Trade-for-Trade and Settlement Balance Order Processing Fees2008-04-07T00:00:00-07:002008-04-07T00:00:00-07:00E8-7119Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-07/pdf/E8-7119.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/07/E8-7116.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Quarterly Options Series Pilot Program To Permit the Listing of Additional Series2008-04-07T00:00:00-07:002008-04-07T00:00:00-07:00E8-7116Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-07/pdf/E8-7116.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/07/E8-7115.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees for the CBOE Stock Exchange2008-04-07T00:00:00-07:002008-04-07T00:00:00-07:00E8-7115Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-07/pdf/E8-7115.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/07/E8-7114.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Rule 104.10 To Extend the Duration of the Pilot Program Applicable to Conditional Transactions in All Securities to June 30, 20082008-04-07T00:00:00-07:002008-04-07T00:00:00-07:00E8-7114Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-07/pdf/E8-7114.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/07/E8-7113.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, Amending the Linkage Fees Portion of the Schedule of Fees and Charges for Exchange Services2008-04-07T00:00:00-07:002008-04-07T00:00:00-07:00E8-7113Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-07/pdf/E8-7113.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/07/E8-7112.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Certain Transaction Fees and To Establish a New Fee, the Market Maker Post Liquidity Incentive Credit2008-04-07T00:00:00-07:002008-04-07T00:00:00-07:00E8-7112Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-07/pdf/E8-7112.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/04/E8-7069.htmlNotice - Sunshine Act Meeting2008-04-04T00:00:00-07:002008-04-04T00:00:00-07:00E8-7069Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-04/pdf/E8-7069.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/04/E8-7029.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rules Relating to Registration Requirements2008-04-04T00:00:00-07:002008-04-04T00:00:00-07:00E8-7029Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-04/pdf/E8-7029.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/04/E8-7028.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase the Class Quoting Limit in Certain Option Classes2008-04-04T00:00:00-07:002008-04-04T00:00:00-07:00E8-7028Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-04/pdf/E8-7028.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/04/E8-7027.htmlNotice - Self-Regulatory Organizations; American Stock Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Quarterly Options Series Pilot Program To Permit the Listing of Additional Series2008-04-04T00:00:00-07:002008-04-04T00:00:00-07:00E8-7027Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-04/pdf/E8-7027.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/04/E8-7026.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Give Retroactive Effect to Its Revenue Sharing Program for ETF Quoting Participants2008-04-04T00:00:00-07:002008-04-04T00:00:00-07:00E8-7026Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-04/pdf/E8-7026.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/04/E8-6966.htmlNotice - Franklin California Tax-Free Income Fund, et al.; Notice of Application2008-04-04T00:00:00-07:002008-04-04T00:00:00-07:00E8-6966Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-04/pdf/E8-6966.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/04/E8-6961.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 1 Thereto To Amend the Quarterly Options Series Pilot Program To Permit the Listing of Additional Series2008-04-04T00:00:00-07:002008-04-04T00:00:00-07:00E8-6961Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-04/pdf/E8-6961.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/04/E8-6960.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Participate in the Options Penny Pilot Program2008-04-04T00:00:00-07:002008-04-04T00:00:00-07:00E8-6960Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-04/pdf/E8-6960.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/04/08-1103.htmlNotice - In the Matter of: The Alternative Energy Technology Center, Inc.; Order of Suspension of Trading2008-04-04T00:00:00-07:002008-04-04T00:00:00-07:0008-1103Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-04/pdf/08-1103.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/03/E8-6876.htmlNotice - Kohlberg Capital Corporation; Notice of Application2008-04-03T00:00:00-07:002008-04-03T00:00:00-07:00E8-6876Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-03/pdf/E8-6876.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/03/E8-6873.htmlNotice - Notice of Applications for Deregistration under Section 8(f) of the Investment Company Act of 19402008-04-03T00:00:00-07:002008-04-03T00:00:00-07:00E8-6873Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-03/pdf/E8-6873.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/03/E8-6872.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Penny Pilot Program2008-04-03T00:00:00-07:002008-04-03T00:00:00-07:00E8-6872Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-03/pdf/E8-6872.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/03/E8-6871.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to U.S. Dollar-Settled FCO Spot Prices2008-04-03T00:00:00-07:002008-04-03T00:00:00-07:00E8-6871Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-03/pdf/E8-6871.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/03/E8-6870.htmlNotice - Self-Regulatory Organizations: Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to Amendments to the Codes of Arbitration Procedure To Establish New Procedures for Arbitrators To Follow When Considering Requests for Expungement Relief2008-04-03T00:00:00-07:002008-04-03T00:00:00-07:00E8-6870Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-03/pdf/E8-6870.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/02/E8-6837.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto Relating to an Amendment to the Municipal Securities Information Library® System To Establish a Pilot System for Consolidated Dissemination of Disclosure Documents and Related Information Through an Internet-Based Public Access Portal2008-04-02T00:00:00-07:002008-04-02T00:00:00-07:00E8-6837Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-02/pdf/E8-6837.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/02/E8-6808.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company and National Securities Clearing Corporation; Notice of Filing of Proposed Rule Changes, as Amended, To Provide for the Settlement of Institutional Transactions in Conjunction With Each Other Through a Service Called ID Net2008-04-02T00:00:00-07:002008-04-02T00:00:00-07:00E8-6808Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-02/pdf/E8-6808.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/02/E8-6788.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules Pertaining to the Terms of Index Option Contracts2008-04-02T00:00:00-07:002008-04-02T00:00:00-07:00E8-6788Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-02/pdf/E8-6788.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/02/E8-6787.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change Relating to Complex Orders2008-04-02T00:00:00-07:002008-04-02T00:00:00-07:00E8-6787Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-02/pdf/E8-6787.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/02/E8-6776.htmlNotice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Effective Period for Rule 2.12, Regarding Third-Party Routing Services in Respect of Orders Entered into NSX BLADE2008-04-02T00:00:00-07:002008-04-02T00:00:00-07:00E8-6776Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-02/pdf/E8-6776.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/02/E8-6733.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Off-Floor DPMs2008-04-02T00:00:00-07:002008-04-02T00:00:00-07:00E8-6733Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-02/pdf/E8-6733.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/02/E8-6732.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Implementation of Phase II of the Penny Pilot Program2008-04-02T00:00:00-07:002008-04-02T00:00:00-07:00E8-6732Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-02/pdf/E8-6732.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/02/E8-6731.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Implementation of Phase II of the Penny Pilot Program2008-04-02T00:00:00-07:002008-04-02T00:00:00-07:00E8-6731Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-02/pdf/E8-6731.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/02/E8-6730.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Elimination of the Options Marketing Fee Related to P/A Orders That Are Routed Via the Options Linkage for Execution on an Away Options Exchange2008-04-02T00:00:00-07:002008-04-02T00:00:00-07:00E8-6730Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-02/pdf/E8-6730.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/01/E8-6718.htmlNotice - Sunshine Act Meeting2008-04-01T00:00:00-07:002008-04-01T00:00:00-07:00E8-6718Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-01/pdf/E8-6718.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/01/E8-6657.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend the Eligibility Criteria for Components of an Index Underlying Investment Company Units2008-04-01T00:00:00-07:002008-04-01T00:00:00-07:00E8-6657Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-01/pdf/E8-6657.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/01/E8-6656.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Implementation of Phase Two of the Options Penny Pilot2008-04-01T00:00:00-07:002008-04-01T00:00:00-07:00E8-6656Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-01/pdf/E8-6656.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/01/E8-6611.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Rules Governing the Operation of The NASDAQ Options Market2008-04-01T00:00:00-07:002008-04-01T00:00:00-07:00E8-6611Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-01/pdf/E8-6611.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/01/E8-6610.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change Regarding CBOE Rules 6.45A and 6.45B2008-04-01T00:00:00-07:002008-04-01T00:00:00-07:00E8-6610Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-01/pdf/E8-6610.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/01/E8-6609.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, Relating to the Rescission of the “No MPM” Order Type2008-04-01T00:00:00-07:002008-04-01T00:00:00-07:00E8-6609Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-01/pdf/E8-6609.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/01/E8-6608.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Compliance Deadline for NYSE Members To Complete Required 2007 Continuing Education Modules Under NYSE Rule 103A2008-04-01T00:00:00-07:002008-04-01T00:00:00-07:00E8-6608Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-01/pdf/E8-6608.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/01/E8-5708.htmlRule - Internet Availability of Proxy Materials; Regulation of Takeovers and Security Holder Communications; Cross-Border Tender and Exchange Offers, Business Combinations and Rights Offerings; Certain Other Related Rule Corrections2008-04-01T00:00:00-07:002008-04-01T00:00:00-07:00E8-5708Rulehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-01/pdf/E8-5708.pdf