Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2008/04/17?limit=200®isters=between&mode=atom2024-12-28T17:31:34-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8278.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change To Provide for Issuance of Interim Trading Permits2008-04-17T00:00:00-07:002008-04-17T00:00:00-07:00E8-8278Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8278.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8277.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify That Current Limitations on the Trade Allocation Match for Registered Traders in ETFs Also Apply to DARTs2008-04-17T00:00:00-07:002008-04-17T00:00:00-07:00E8-8277Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8277.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8276.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 6.87 To Include Procedures for Handling Catastrophic Errors2008-04-17T00:00:00-07:002008-04-17T00:00:00-07:00E8-8276Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8276.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8270.htmlRule - Definitions of Terms and Exemptions Relating to the “Broker” Exceptions for Banks2008-04-17T00:00:00-07:002008-04-17T00:00:00-07:00E8-8270Rulehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8270.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8269.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Options on the Full and Reduced Values of the Nasdaq 100 Index2008-04-17T00:00:00-07:002008-04-17T00:00:00-07:00E8-8269Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8269.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8268.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Charges for Pre-Trade Risk Management Workstation Add-Ons2008-04-17T00:00:00-07:002008-04-17T00:00:00-07:00E8-8268Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8268.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8267.htmlRule - Proposed Rule Changes of Self-Regulatory Organizations2008-04-17T00:00:00-07:002008-04-17T00:00:00-07:00E8-8267Rulehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8267.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8233.htmlNotice - Self-Regulatory Organizations; The Fixed Income Clearing Corporation; Order Approving Proposed Rule Change as Amended To Resume Interbank Clearing for the GCF Repo Service2008-04-17T00:00:00-07:002008-04-17T00:00:00-07:00E8-8233Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8233.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8232.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 2 Thereto, To List for Trading Binary Options on Broad-Based Indexes2008-04-17T00:00:00-07:002008-04-17T00:00:00-07:00E8-8232Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8232.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8215.htmlNotice - In the Matter of: NYSE Arca, Inc.; Order of Summary Abrogation2008-04-17T00:00:00-07:002008-04-17T00:00:00-07:00E8-8215Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8215.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8195.htmlNotice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among the American Stock Exchange LLC, Boston Stock Exchange, Inc., Chicago Board Options Exchange, Incorporated, International Securities Exchange, LLC, Financial Industry Regulatory Authority, Inc., The NASDAQ Stock Market LLC, NYSE Arca, Inc., and Philadelphia Stock Exchange, Inc.2008-04-17T00:00:00-07:002008-04-17T00:00:00-07:00E8-8195Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8195.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8194.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Allocation of Executed Options Contracts2008-04-17T00:00:00-07:002008-04-17T00:00:00-07:00E8-8194Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8194.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8193.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Fee Changes2008-04-17T00:00:00-07:002008-04-17T00:00:00-07:00E8-8193Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8193.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8183.htmlNotice - Proposed Collection; Comment Request2008-04-17T00:00:00-07:002008-04-17T00:00:00-07:00E8-8183Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8183.pdfhttps://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8182.htmlNotice - Proposed Collection; Comment Request2008-04-17T00:00:00-07:002008-04-17T00:00:00-07:00E8-8182Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8182.pdf