<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2008/03/25?registers=between Tue, 24 Jun 2025 14:28:07 -0700 Tue, 24 Jun 2025 14:28:07 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2008/03/25?registers=between Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change to the Code of Arbitration Procedure for Customer Disputes and the Code of Arbitration Procedure for Industry Disputes To Amend the Chairperson Eligibility Requirements https://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5967.html https://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5967.html Tue, 25 Mar 2008 00:00:00 -0700 E8-5967 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-25/pdf/E8-5967.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Imposition of Fines for Minor Rule Plan Violations https://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5966.html https://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5966.html Tue, 25 Mar 2008 00:00:00 -0700 E8-5966 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-25/pdf/E8-5966.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of a Proposed Rule Change Relating to an Exchange Member's Conduct of Doing Business With the Public https://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5965.html https://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5965.html Tue, 25 Mar 2008 00:00:00 -0700 E8-5965 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-25/pdf/E8-5965.pdf Notice - Self-Regulatory Organizations: Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to Amendments to the Codes of Arbitration Procedure To Permit Submissions to Arbitrators After a Case Has Closed Under Limited Circumstances https://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5964.html https://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5964.html Tue, 25 Mar 2008 00:00:00 -0700 E8-5964 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-25/pdf/E8-5964.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Two Pilot Programs https://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5921.html https://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5921.html Tue, 25 Mar 2008 00:00:00 -0700 E8-5921 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-25/pdf/E8-5921.pdf Notice - Extension; Comment Request; “Tell Us How We're Doing!” https://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5920.html https://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5920.html Tue, 25 Mar 2008 00:00:00 -0700 E8-5920 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-25/pdf/E8-5920.pdf Notice - American Family Life Insurance Company, et al. https://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5919.html https://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5919.html Tue, 25 Mar 2008 00:00:00 -0700 E8-5919 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-25/pdf/E8-5919.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposal To Make Clean-Up Changes by Amending Certain Rules https://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5918.html https://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5918.html Tue, 25 Mar 2008 00:00:00 -0700 E8-5918 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-25/pdf/E8-5918.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Smaller Reporting Companies https://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5917.html https://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5917.html Tue, 25 Mar 2008 00:00:00 -0700 E8-5917 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-25/pdf/E8-5917.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 15 (Pre-Opening Indications) https://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5916.html https://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5916.html Tue, 25 Mar 2008 00:00:00 -0700 E8-5916 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-25/pdf/E8-5916.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 6.37B Pertaining to Market Maker Quotations https://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5915.html https://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5915.html Tue, 25 Mar 2008 00:00:00 -0700 E8-5915 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-25/pdf/E8-5915.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete NYSE Arca Rule 6.88-Pacific Options Exchange Trading System https://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5912.html https://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5912.html Tue, 25 Mar 2008 00:00:00 -0700 E8-5912 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-25/pdf/E8-5912.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Definition and Use of the Terms “Settlement Price” and “Final Settlement Price” https://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5911.html https://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5911.html Tue, 25 Mar 2008 00:00:00 -0700 E8-5911 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-25/pdf/E8-5911.pdf