Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2008/03/25?limit=200®isters=between&mode=atom2024-12-28T16:11:40-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5967.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change to the Code of Arbitration Procedure for Customer Disputes and the Code of Arbitration Procedure for Industry Disputes To Amend the Chairperson Eligibility Requirements2008-03-25T00:00:00-07:002008-03-25T00:00:00-07:00E8-5967Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-25/pdf/E8-5967.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5966.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Imposition of Fines for Minor Rule Plan Violations2008-03-25T00:00:00-07:002008-03-25T00:00:00-07:00E8-5966Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-25/pdf/E8-5966.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5965.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of a Proposed Rule Change Relating to an Exchange Member's Conduct of Doing Business With the Public2008-03-25T00:00:00-07:002008-03-25T00:00:00-07:00E8-5965Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-25/pdf/E8-5965.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5964.htmlNotice - Self-Regulatory Organizations: Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to Amendments to the Codes of Arbitration Procedure To Permit Submissions to Arbitrators After a Case Has Closed Under Limited Circumstances2008-03-25T00:00:00-07:002008-03-25T00:00:00-07:00E8-5964Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-25/pdf/E8-5964.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5921.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Two Pilot Programs2008-03-25T00:00:00-07:002008-03-25T00:00:00-07:00E8-5921Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-25/pdf/E8-5921.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5920.htmlNotice - Extension; Comment Request; “Tell Us How We're Doing!”2008-03-25T00:00:00-07:002008-03-25T00:00:00-07:00E8-5920Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-25/pdf/E8-5920.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5919.htmlNotice - American Family Life Insurance Company, et al.2008-03-25T00:00:00-07:002008-03-25T00:00:00-07:00E8-5919Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-25/pdf/E8-5919.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5918.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposal To Make Clean-Up Changes by Amending Certain Rules2008-03-25T00:00:00-07:002008-03-25T00:00:00-07:00E8-5918Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-25/pdf/E8-5918.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5917.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Smaller Reporting Companies2008-03-25T00:00:00-07:002008-03-25T00:00:00-07:00E8-5917Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-25/pdf/E8-5917.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5916.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 15 (Pre-Opening Indications)2008-03-25T00:00:00-07:002008-03-25T00:00:00-07:00E8-5916Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-25/pdf/E8-5916.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5915.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 6.37B Pertaining to Market Maker Quotations2008-03-25T00:00:00-07:002008-03-25T00:00:00-07:00E8-5915Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-25/pdf/E8-5915.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5912.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete NYSE Arca Rule 6.88-Pacific Options Exchange Trading System2008-03-25T00:00:00-07:002008-03-25T00:00:00-07:00E8-5912Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-25/pdf/E8-5912.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5911.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Definition and Use of the Terms “Settlement Price” and “Final Settlement Price”2008-03-25T00:00:00-07:002008-03-25T00:00:00-07:00E8-5911Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-25/pdf/E8-5911.pdf