<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2008/03/21?registers=between Wed, 25 Jun 2025 16:10:07 -0700 Wed, 25 Jun 2025 16:10:07 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2008/03/21?registers=between Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Amendment No. 2 to Proposed Rule Change and Order Granting Accelerated Approval of Such Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to Rules Permitting the Listing and Trading of Managed Fund Shares, Fees Applicable to Such Managed Fund Shares, and the Listing and Trading of Shares of the Bear Stearns Current Yield Fund https://regulations.justia.com/regulations/fedreg/2008/03/21/E8-5718.html https://regulations.justia.com/regulations/fedreg/2008/03/21/E8-5718.html Fri, 21 Mar 2008 00:00:00 -0700 E8-5718 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-21/pdf/E8-5718.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc. (n/k/a Financial Industry Regulatory Authority, Inc.); Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to the NASD Rule 9700 Series To Streamline the Procedural Rules Applicable to General Grievances Related to FINRA Automated Systems https://regulations.justia.com/regulations/fedreg/2008/03/21/E8-5709.html https://regulations.justia.com/regulations/fedreg/2008/03/21/E8-5709.html Fri, 21 Mar 2008 00:00:00 -0700 E8-5709 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-21/pdf/E8-5709.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Create a Delta Hedging Exemption From Equity Options Position Limits https://regulations.justia.com/regulations/fedreg/2008/03/21/E8-5705.html https://regulations.justia.com/regulations/fedreg/2008/03/21/E8-5705.html Fri, 21 Mar 2008 00:00:00 -0700 E8-5705 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-21/pdf/E8-5705.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Amendment to Rule A-3, on Membership on the Board, and Rule A-4, on Meetings of the Board https://regulations.justia.com/regulations/fedreg/2008/03/21/E8-5704.html https://regulations.justia.com/regulations/fedreg/2008/03/21/E8-5704.html Fri, 21 Mar 2008 00:00:00 -0700 E8-5704 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-21/pdf/E8-5704.pdf Proposed Rule - ``Naked'' Short Selling Anti-Fraud Rule https://regulations.justia.com/regulations/fedreg/2008/03/21/E8-5697.html https://regulations.justia.com/regulations/fedreg/2008/03/21/E8-5697.html Fri, 21 Mar 2008 00:00:00 -0700 E8-5697 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2008-03-21/pdf/E8-5697.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Phase II of the Penny Pilot Program Expansion https://regulations.justia.com/regulations/fedreg/2008/03/21/E8-5696.html https://regulations.justia.com/regulations/fedreg/2008/03/21/E8-5696.html Fri, 21 Mar 2008 00:00:00 -0700 E8-5696 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-21/pdf/E8-5696.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to Complex Orders https://regulations.justia.com/regulations/fedreg/2008/03/21/E8-5695.html https://regulations.justia.com/regulations/fedreg/2008/03/21/E8-5695.html Fri, 21 Mar 2008 00:00:00 -0700 E8-5695 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-21/pdf/E8-5695.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Retroactive Application of the Options Fee Cap Pilot Program for Dividend Strategies, Merger Spreads, and Short Stock Interest Spreads https://regulations.justia.com/regulations/fedreg/2008/03/21/E8-5694.html https://regulations.justia.com/regulations/fedreg/2008/03/21/E8-5694.html Fri, 21 Mar 2008 00:00:00 -0700 E8-5694 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-21/pdf/E8-5694.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2008/03/21/E8-5679.html https://regulations.justia.com/regulations/fedreg/2008/03/21/E8-5679.html Fri, 21 Mar 2008 00:00:00 -0700 E8-5679 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-21/pdf/E8-5679.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2008/03/21/E8-5678.html https://regulations.justia.com/regulations/fedreg/2008/03/21/E8-5678.html Fri, 21 Mar 2008 00:00:00 -0700 E8-5678 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-21/pdf/E8-5678.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2008/03/21/E8-5676.html https://regulations.justia.com/regulations/fedreg/2008/03/21/E8-5676.html Fri, 21 Mar 2008 00:00:00 -0700 E8-5676 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-21/pdf/E8-5676.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2008/03/21/E8-5675.html https://regulations.justia.com/regulations/fedreg/2008/03/21/E8-5675.html Fri, 21 Mar 2008 00:00:00 -0700 E8-5675 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-21/pdf/E8-5675.pdf Notice - Self-Regulatory Organizations; American Stock Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Create a Delta Hedging Exemption From Equity Options Position Limits https://regulations.justia.com/regulations/fedreg/2008/03/21/E8-5674.html https://regulations.justia.com/regulations/fedreg/2008/03/21/E8-5674.html Fri, 21 Mar 2008 00:00:00 -0700 E8-5674 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-21/pdf/E8-5674.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Adopt New Initial and Continued Listing Standards To List Special Purpose Acquisition Companies https://regulations.justia.com/regulations/fedreg/2008/03/21/E8-5673.html https://regulations.justia.com/regulations/fedreg/2008/03/21/E8-5673.html Fri, 21 Mar 2008 00:00:00 -0700 E8-5673 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-21/pdf/E8-5673.pdf