Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2008/02?limit=200®isters=between&min-day=1&max-day=29&mode=atom2024-05-23T03:27:06-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2008/02/29/Z8-3520.htmlNotice - Notice Reopening the Deadline Date for the New Fiscal Year (FY) 2008 Awards; Personnel Development To Improve Services and Results for Children with Disabilities Program (CFDA No. 84.325T)2008-02-29T00:00:00-08:002008-02-29T00:00:00-08:00Z8-3520Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-29/pdf/Z8-3520.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/29/Z8-3059.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change Relating to Linkage Fees2008-02-29T00:00:00-08:002008-02-29T00:00:00-08:00Z8-3059Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-29/pdf/Z8-3059.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/29/E8-3890.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31 To Modify the Primary Only Order Type2008-02-29T00:00:00-08:002008-02-29T00:00:00-08:00E8-3890Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-29/pdf/E8-3890.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/29/E8-3845.htmlNotice - Kohlberg Capital Corporation; Notice of Application2008-02-29T00:00:00-08:002008-02-29T00:00:00-08:00E8-3845Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-29/pdf/E8-3845.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/29/E8-3844.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Create a Delta Hedging Exemption From Equity Options Position Limits2008-02-29T00:00:00-08:002008-02-29T00:00:00-08:00E8-3844Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-29/pdf/E8-3844.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/29/E8-3843.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Create a Delta Hedging Exemption From Equity Options Position Limits2008-02-29T00:00:00-08:002008-02-29T00:00:00-08:00E8-3843Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-29/pdf/E8-3843.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/29/E8-3842.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Create a Delta Hedging Exemption from Equity Options Position Limits2008-02-29T00:00:00-08:002008-02-29T00:00:00-08:00E8-3842Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-29/pdf/E8-3842.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/29/E8-3841.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Solicitation of Interest Orders2008-02-29T00:00:00-08:002008-02-29T00:00:00-08:00E8-3841Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-29/pdf/E8-3841.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/29/E8-3798.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Market-Makers and Remote Market-Makers2008-02-29T00:00:00-08:002008-02-29T00:00:00-08:00E8-3798Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-29/pdf/E8-3798.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/28/E8-3852.htmlNotice - Sunshine Act Meeting2008-02-28T00:00:00-08:002008-02-28T00:00:00-08:00E8-3852Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-28/pdf/E8-3852.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/28/E8-3781.htmlNotice - NETS Trust, et al.; Notice of Application2008-02-28T00:00:00-08:002008-02-28T00:00:00-08:00E8-3781Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-28/pdf/E8-3781.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/28/E8-3735.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, Relating to Options Linkage Fees2008-02-28T00:00:00-08:002008-02-28T00:00:00-08:00E8-3735Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-28/pdf/E8-3735.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/28/E8-3734.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes2008-02-28T00:00:00-08:002008-02-28T00:00:00-08:00E8-3734Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-28/pdf/E8-3734.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/28/E8-3733.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Equity Securities Using Alternative Settlement Processes in Nasdaq's PORTAL System2008-02-28T00:00:00-08:002008-02-28T00:00:00-08:00E8-3733Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-28/pdf/E8-3733.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/28/E8-3732.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Adopting Generic Listing Standards for Exchange-Traded Funds Based on International or Global Indexes or Portfolios, or Indexes or Portfolios Described in Exchange Rules Previously Approved by the Commission as Underlying Benchmarks for Derivative Securities2008-02-28T00:00:00-08:002008-02-28T00:00:00-08:00E8-3732Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-28/pdf/E8-3732.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/28/E8-3731.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rules Relating to Registration Requirements2008-02-28T00:00:00-08:002008-02-28T00:00:00-08:00E8-3731Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-28/pdf/E8-3731.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/28/E8-3730.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Amended Proposed Rule Change Amending FAST and DRS Limited Participant Requirements for Transfer Agents2008-02-28T00:00:00-08:002008-02-28T00:00:00-08:00E8-3730Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-28/pdf/E8-3730.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/28/E8-3729.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change To Establish a Solicitation Auction Mechanism and To Amend Its Automated Improvement Mechanism2008-02-28T00:00:00-08:002008-02-28T00:00:00-08:00E8-3729Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-28/pdf/E8-3729.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/28/E8-3708.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Deliver Order Input Cutoff Window2008-02-28T00:00:00-08:002008-02-28T00:00:00-08:00E8-3708Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-28/pdf/E8-3708.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/28/E8-3544.htmlNotice - Progress Report of the SEC Advisory Committee on Improvements to Financial Reporting.2008-02-28T00:00:00-08:002008-02-28T00:00:00-08:00E8-3544Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-28/pdf/E8-3544.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/27/E8-3669.htmlNotice - Proposed Collection; Comment Request2008-02-27T00:00:00-08:002008-02-27T00:00:00-08:00E8-3669Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-27/pdf/E8-3669.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/27/E8-3668.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to U.S. Dollar-Settled FCO Spot Prices2008-02-27T00:00:00-08:002008-02-27T00:00:00-08:00E8-3668Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-27/pdf/E8-3668.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/27/E8-3667.htmlNotice - Proposed Collection; Comment Request2008-02-27T00:00:00-08:002008-02-27T00:00:00-08:00E8-3667Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-27/pdf/E8-3667.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/27/E8-3666.htmlNotice - Proposed Collection; Comment Request2008-02-27T00:00:00-08:002008-02-27T00:00:00-08:00E8-3666Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-27/pdf/E8-3666.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/27/E8-3665.htmlNotice - Proposed Collection; Comment Request2008-02-27T00:00:00-08:002008-02-27T00:00:00-08:00E8-3665Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-27/pdf/E8-3665.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/27/E8-3624.htmlNotice - Proposed Collection; Comment Request2008-02-27T00:00:00-08:002008-02-27T00:00:00-08:00E8-3624Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-27/pdf/E8-3624.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/27/E8-3623.htmlNotice - Proposed Collection; Comment Request2008-02-27T00:00:00-08:002008-02-27T00:00:00-08:00E8-3623Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-27/pdf/E8-3623.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/27/E8-3622.htmlNotice - Proposed Collection; Comment Request2008-02-27T00:00:00-08:002008-02-27T00:00:00-08:00E8-3622Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-27/pdf/E8-3622.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/27/E8-3621.htmlNotice - Proposed Collection; Comment Request2008-02-27T00:00:00-08:002008-02-27T00:00:00-08:00E8-3621Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-27/pdf/E8-3621.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/27/E8-3545.htmlRule - Electronic Filing and Revision of Form D2008-02-27T00:00:00-08:002008-02-27T00:00:00-08:00E8-3545Rulehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-27/pdf/E8-3545.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/26/E8-3568.htmlNotice - Advisory Committee on Improvements to Financial Reporting2008-02-26T00:00:00-08:002008-02-26T00:00:00-08:00E8-3568Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-26/pdf/E8-3568.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/26/E8-3559.htmlNotice - Self-Regulatory Organizations; American Stock Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 918-ANTE2008-02-26T00:00:00-08:002008-02-26T00:00:00-08:00E8-3559Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-26/pdf/E8-3559.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/26/E8-3555.htmlNotice - Triangle Capital Corporation; Notice of Application2008-02-26T00:00:00-08:002008-02-26T00:00:00-08:00E8-3555Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-26/pdf/E8-3555.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/26/E8-3554.htmlNotice - Self-Regulatory Organizations; American Stock Exchange, LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, To List and Trade Shares of the SPDR® Barclays Capital Global Inflation Linked Exchange-Traded Fund2008-02-26T00:00:00-08:002008-02-26T00:00:00-08:00E8-3554Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-26/pdf/E8-3554.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/26/E8-3553.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Amending its Obvious Error Rule for Options on Indices, ETFs, and HOLDRS2008-02-26T00:00:00-08:002008-02-26T00:00:00-08:00E8-3553Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-26/pdf/E8-3553.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/26/08-861.htmlNotice - In the Matter of: TelcoBlue, Inc.; Order of Suspension of Trading2008-02-26T00:00:00-08:002008-02-26T00:00:00-08:0008-861Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-26/pdf/08-861.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/25/E8-3465.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To List and Trade the Opta Exchange-Traded Notes Due 20382008-02-25T00:00:00-08:002008-02-25T00:00:00-08:00E8-3465Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-25/pdf/E8-3465.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/25/E8-3444.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Order Approving Proposed Rule Change, as Modified by Amendment No. 2 Thereto, Relating to the Imposition of Fines for Minor Rule Violations2008-02-25T00:00:00-08:002008-02-25T00:00:00-08:00E8-3444Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-25/pdf/E8-3444.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/25/E8-3432.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, Requesting Permanent Approval of Two Pilot Programs That Increase Position and Exercise Limits2008-02-25T00:00:00-08:002008-02-25T00:00:00-08:00E8-3432Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-25/pdf/E8-3432.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/25/E8-3431.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Units of the United States 12 Month Oil Fund, LP and the United States 12 Month Natural Gas Fund, LP Pursuant to Unlisted Trading Privileges2008-02-25T00:00:00-08:002008-02-25T00:00:00-08:00E8-3431Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-25/pdf/E8-3431.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/25/E8-3430.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving Proposed Rule Change to Nasdaq Rule 7033 To Modify the Fees Charged for the Mutual Fund Quotation Service and To Correct Certain Errors in the Rule Manual2008-02-25T00:00:00-08:002008-02-25T00:00:00-08:00E8-3430Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-25/pdf/E8-3430.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/25/E8-3424.htmlProposed Rule - Exemption From Registration Under Section 12(G) of the Securities Exchange Act of 1934 for Foreign Private Issuers2008-02-25T00:00:00-08:002008-02-25T00:00:00-08:00E8-3424Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-25/pdf/E8-3424.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/22/E8-3343.htmlNotice - Sunshine Act Meetings2008-02-22T00:00:00-08:002008-02-22T00:00:00-08:00E8-3343Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-22/pdf/E8-3343.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/22/E8-3326.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Listing Standards for Index-Linked Exchangeable Notes in NYSE Arca Equities Rule 5.2(j)(4)2008-02-22T00:00:00-08:002008-02-22T00:00:00-08:00E8-3326Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-22/pdf/E8-3326.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/22/E8-3307.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Order Granting Approval of a Proposed Rule Change Relating to the Foreign Currency Payment Option2008-02-22T00:00:00-08:002008-02-22T00:00:00-08:00E8-3307Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-22/pdf/E8-3307.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/22/E8-3255.htmlNotice - Self-Regulatory Organizations; National Futures Association; Notice of Filing and Immediate Effectiveness of Proposed Amendments, as Modified by Amendment No. 1 Thereto, to the Interpretive Notice Regarding Compliance Rule 2-4: Misuse of Trade Secrets and Proprietary Information2008-02-22T00:00:00-08:002008-02-22T00:00:00-08:00E8-3255Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-22/pdf/E8-3255.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/22/E8-3254.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving a Proposed Rule Change, as modified by Amendment No. 1, to Eliminate a Volume Add-on to Amex Options Specialist Financial Requirements2008-02-22T00:00:00-08:002008-02-22T00:00:00-08:00E8-3254Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-22/pdf/E8-3254.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/21/E8-3198.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Regarding CBOE Rules 6.45A and 6.45B2008-02-21T00:00:00-08:002008-02-21T00:00:00-08:00E8-3198Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-21/pdf/E8-3198.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/21/E8-3197.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Relating to Complex Orders2008-02-21T00:00:00-08:002008-02-21T00:00:00-08:00E8-3197Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-21/pdf/E8-3197.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/21/E8-3167.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To List and Trade Options Already Listed on Another National Securities Exchange2008-02-21T00:00:00-08:002008-02-21T00:00:00-08:00E8-3167Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-21/pdf/E8-3167.pdf