Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2008/02?limit=200&registers=between&min-day=1&max-day=29&mode=atom 2024-05-23T03:27:06-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2008/02/29/Z8-3520.html Notice - Notice Reopening the Deadline Date for the New Fiscal Year (FY) 2008 Awards; Personnel Development To Improve Services and Results for Children with Disabilities Program (CFDA No. 84.325T) 2008-02-29T00:00:00-08:00 2008-02-29T00:00:00-08:00 Z8-3520 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-29/pdf/Z8-3520.pdf https://regulations.justia.com/regulations/fedreg/2008/02/29/Z8-3059.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change Relating to Linkage Fees 2008-02-29T00:00:00-08:00 2008-02-29T00:00:00-08:00 Z8-3059 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-29/pdf/Z8-3059.pdf https://regulations.justia.com/regulations/fedreg/2008/02/29/E8-3890.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31 To Modify the Primary Only Order Type 2008-02-29T00:00:00-08:00 2008-02-29T00:00:00-08:00 E8-3890 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-29/pdf/E8-3890.pdf https://regulations.justia.com/regulations/fedreg/2008/02/29/E8-3845.html Notice - Kohlberg Capital Corporation; Notice of Application 2008-02-29T00:00:00-08:00 2008-02-29T00:00:00-08:00 E8-3845 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-29/pdf/E8-3845.pdf https://regulations.justia.com/regulations/fedreg/2008/02/29/E8-3844.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Create a Delta Hedging Exemption From Equity Options Position Limits 2008-02-29T00:00:00-08:00 2008-02-29T00:00:00-08:00 E8-3844 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-29/pdf/E8-3844.pdf https://regulations.justia.com/regulations/fedreg/2008/02/29/E8-3843.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Create a Delta Hedging Exemption From Equity Options Position Limits 2008-02-29T00:00:00-08:00 2008-02-29T00:00:00-08:00 E8-3843 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-29/pdf/E8-3843.pdf https://regulations.justia.com/regulations/fedreg/2008/02/29/E8-3842.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Create a Delta Hedging Exemption from Equity Options Position Limits 2008-02-29T00:00:00-08:00 2008-02-29T00:00:00-08:00 E8-3842 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-29/pdf/E8-3842.pdf https://regulations.justia.com/regulations/fedreg/2008/02/29/E8-3841.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Solicitation of Interest Orders 2008-02-29T00:00:00-08:00 2008-02-29T00:00:00-08:00 E8-3841 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-29/pdf/E8-3841.pdf https://regulations.justia.com/regulations/fedreg/2008/02/29/E8-3798.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Market-Makers and Remote Market-Makers 2008-02-29T00:00:00-08:00 2008-02-29T00:00:00-08:00 E8-3798 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-29/pdf/E8-3798.pdf https://regulations.justia.com/regulations/fedreg/2008/02/28/E8-3852.html Notice - Sunshine Act Meeting 2008-02-28T00:00:00-08:00 2008-02-28T00:00:00-08:00 E8-3852 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-28/pdf/E8-3852.pdf https://regulations.justia.com/regulations/fedreg/2008/02/28/E8-3781.html Notice - NETS Trust, et al.; Notice of Application 2008-02-28T00:00:00-08:00 2008-02-28T00:00:00-08:00 E8-3781 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-28/pdf/E8-3781.pdf https://regulations.justia.com/regulations/fedreg/2008/02/28/E8-3735.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, Relating to Options Linkage Fees 2008-02-28T00:00:00-08:00 2008-02-28T00:00:00-08:00 E8-3735 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-28/pdf/E8-3735.pdf https://regulations.justia.com/regulations/fedreg/2008/02/28/E8-3734.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes 2008-02-28T00:00:00-08:00 2008-02-28T00:00:00-08:00 E8-3734 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-28/pdf/E8-3734.pdf https://regulations.justia.com/regulations/fedreg/2008/02/28/E8-3733.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Equity Securities Using Alternative Settlement Processes in Nasdaq's PORTAL System 2008-02-28T00:00:00-08:00 2008-02-28T00:00:00-08:00 E8-3733 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-28/pdf/E8-3733.pdf https://regulations.justia.com/regulations/fedreg/2008/02/28/E8-3732.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Adopting Generic Listing Standards for Exchange-Traded Funds Based on International or Global Indexes or Portfolios, or Indexes or Portfolios Described in Exchange Rules Previously Approved by the Commission as Underlying Benchmarks for Derivative Securities 2008-02-28T00:00:00-08:00 2008-02-28T00:00:00-08:00 E8-3732 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-28/pdf/E8-3732.pdf https://regulations.justia.com/regulations/fedreg/2008/02/28/E8-3731.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rules Relating to Registration Requirements 2008-02-28T00:00:00-08:00 2008-02-28T00:00:00-08:00 E8-3731 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-28/pdf/E8-3731.pdf https://regulations.justia.com/regulations/fedreg/2008/02/28/E8-3730.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Amended Proposed Rule Change Amending FAST and DRS Limited Participant Requirements for Transfer Agents 2008-02-28T00:00:00-08:00 2008-02-28T00:00:00-08:00 E8-3730 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-28/pdf/E8-3730.pdf https://regulations.justia.com/regulations/fedreg/2008/02/28/E8-3729.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change To Establish a Solicitation Auction Mechanism and To Amend Its Automated Improvement Mechanism 2008-02-28T00:00:00-08:00 2008-02-28T00:00:00-08:00 E8-3729 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-28/pdf/E8-3729.pdf https://regulations.justia.com/regulations/fedreg/2008/02/28/E8-3708.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Deliver Order Input Cutoff Window 2008-02-28T00:00:00-08:00 2008-02-28T00:00:00-08:00 E8-3708 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-28/pdf/E8-3708.pdf https://regulations.justia.com/regulations/fedreg/2008/02/28/E8-3544.html Notice - Progress Report of the SEC Advisory Committee on Improvements to Financial Reporting. 2008-02-28T00:00:00-08:00 2008-02-28T00:00:00-08:00 E8-3544 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-28/pdf/E8-3544.pdf https://regulations.justia.com/regulations/fedreg/2008/02/27/E8-3669.html Notice - Proposed Collection; Comment Request 2008-02-27T00:00:00-08:00 2008-02-27T00:00:00-08:00 E8-3669 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-27/pdf/E8-3669.pdf https://regulations.justia.com/regulations/fedreg/2008/02/27/E8-3668.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to U.S. Dollar-Settled FCO Spot Prices 2008-02-27T00:00:00-08:00 2008-02-27T00:00:00-08:00 E8-3668 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-27/pdf/E8-3668.pdf https://regulations.justia.com/regulations/fedreg/2008/02/27/E8-3667.html Notice - Proposed Collection; Comment Request 2008-02-27T00:00:00-08:00 2008-02-27T00:00:00-08:00 E8-3667 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-27/pdf/E8-3667.pdf https://regulations.justia.com/regulations/fedreg/2008/02/27/E8-3666.html Notice - Proposed Collection; Comment Request 2008-02-27T00:00:00-08:00 2008-02-27T00:00:00-08:00 E8-3666 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-27/pdf/E8-3666.pdf https://regulations.justia.com/regulations/fedreg/2008/02/27/E8-3665.html Notice - Proposed Collection; Comment Request 2008-02-27T00:00:00-08:00 2008-02-27T00:00:00-08:00 E8-3665 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-27/pdf/E8-3665.pdf https://regulations.justia.com/regulations/fedreg/2008/02/27/E8-3624.html Notice - Proposed Collection; Comment Request 2008-02-27T00:00:00-08:00 2008-02-27T00:00:00-08:00 E8-3624 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-27/pdf/E8-3624.pdf https://regulations.justia.com/regulations/fedreg/2008/02/27/E8-3623.html Notice - Proposed Collection; Comment Request 2008-02-27T00:00:00-08:00 2008-02-27T00:00:00-08:00 E8-3623 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-27/pdf/E8-3623.pdf https://regulations.justia.com/regulations/fedreg/2008/02/27/E8-3622.html Notice - Proposed Collection; Comment Request 2008-02-27T00:00:00-08:00 2008-02-27T00:00:00-08:00 E8-3622 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-27/pdf/E8-3622.pdf https://regulations.justia.com/regulations/fedreg/2008/02/27/E8-3621.html Notice - Proposed Collection; Comment Request 2008-02-27T00:00:00-08:00 2008-02-27T00:00:00-08:00 E8-3621 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-27/pdf/E8-3621.pdf https://regulations.justia.com/regulations/fedreg/2008/02/27/E8-3545.html Rule - Electronic Filing and Revision of Form D 2008-02-27T00:00:00-08:00 2008-02-27T00:00:00-08:00 E8-3545 Rule http://www.gpo.gov/fdsys/pkg/FR-2008-02-27/pdf/E8-3545.pdf https://regulations.justia.com/regulations/fedreg/2008/02/26/E8-3568.html Notice - Advisory Committee on Improvements to Financial Reporting 2008-02-26T00:00:00-08:00 2008-02-26T00:00:00-08:00 E8-3568 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-26/pdf/E8-3568.pdf https://regulations.justia.com/regulations/fedreg/2008/02/26/E8-3559.html Notice - Self-Regulatory Organizations; American Stock Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 918-ANTE 2008-02-26T00:00:00-08:00 2008-02-26T00:00:00-08:00 E8-3559 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-26/pdf/E8-3559.pdf https://regulations.justia.com/regulations/fedreg/2008/02/26/E8-3555.html Notice - Triangle Capital Corporation; Notice of Application 2008-02-26T00:00:00-08:00 2008-02-26T00:00:00-08:00 E8-3555 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-26/pdf/E8-3555.pdf https://regulations.justia.com/regulations/fedreg/2008/02/26/E8-3554.html Notice - Self-Regulatory Organizations; American Stock Exchange, LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, To List and Trade Shares of the SPDR® Barclays Capital Global Inflation Linked Exchange-Traded Fund 2008-02-26T00:00:00-08:00 2008-02-26T00:00:00-08:00 E8-3554 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-26/pdf/E8-3554.pdf https://regulations.justia.com/regulations/fedreg/2008/02/26/E8-3553.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Amending its Obvious Error Rule for Options on Indices, ETFs, and HOLDRS 2008-02-26T00:00:00-08:00 2008-02-26T00:00:00-08:00 E8-3553 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-26/pdf/E8-3553.pdf https://regulations.justia.com/regulations/fedreg/2008/02/26/08-861.html Notice - In the Matter of: TelcoBlue, Inc.; Order of Suspension of Trading 2008-02-26T00:00:00-08:00 2008-02-26T00:00:00-08:00 08-861 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-26/pdf/08-861.pdf https://regulations.justia.com/regulations/fedreg/2008/02/25/E8-3465.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To List and Trade the Opta Exchange-Traded Notes Due 2038 2008-02-25T00:00:00-08:00 2008-02-25T00:00:00-08:00 E8-3465 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-25/pdf/E8-3465.pdf https://regulations.justia.com/regulations/fedreg/2008/02/25/E8-3444.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Order Approving Proposed Rule Change, as Modified by Amendment No. 2 Thereto, Relating to the Imposition of Fines for Minor Rule Violations 2008-02-25T00:00:00-08:00 2008-02-25T00:00:00-08:00 E8-3444 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-25/pdf/E8-3444.pdf https://regulations.justia.com/regulations/fedreg/2008/02/25/E8-3432.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, Requesting Permanent Approval of Two Pilot Programs That Increase Position and Exercise Limits 2008-02-25T00:00:00-08:00 2008-02-25T00:00:00-08:00 E8-3432 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-25/pdf/E8-3432.pdf https://regulations.justia.com/regulations/fedreg/2008/02/25/E8-3431.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Units of the United States 12 Month Oil Fund, LP and the United States 12 Month Natural Gas Fund, LP Pursuant to Unlisted Trading Privileges 2008-02-25T00:00:00-08:00 2008-02-25T00:00:00-08:00 E8-3431 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-25/pdf/E8-3431.pdf https://regulations.justia.com/regulations/fedreg/2008/02/25/E8-3430.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving Proposed Rule Change to Nasdaq Rule 7033 To Modify the Fees Charged for the Mutual Fund Quotation Service and To Correct Certain Errors in the Rule Manual 2008-02-25T00:00:00-08:00 2008-02-25T00:00:00-08:00 E8-3430 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-25/pdf/E8-3430.pdf https://regulations.justia.com/regulations/fedreg/2008/02/25/E8-3424.html Proposed Rule - Exemption From Registration Under Section 12(G) of the Securities Exchange Act of 1934 for Foreign Private Issuers 2008-02-25T00:00:00-08:00 2008-02-25T00:00:00-08:00 E8-3424 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2008-02-25/pdf/E8-3424.pdf https://regulations.justia.com/regulations/fedreg/2008/02/22/E8-3343.html Notice - Sunshine Act Meetings 2008-02-22T00:00:00-08:00 2008-02-22T00:00:00-08:00 E8-3343 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-22/pdf/E8-3343.pdf https://regulations.justia.com/regulations/fedreg/2008/02/22/E8-3326.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Listing Standards for Index-Linked Exchangeable Notes in NYSE Arca Equities Rule 5.2(j)(4) 2008-02-22T00:00:00-08:00 2008-02-22T00:00:00-08:00 E8-3326 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-22/pdf/E8-3326.pdf https://regulations.justia.com/regulations/fedreg/2008/02/22/E8-3307.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Granting Approval of a Proposed Rule Change Relating to the Foreign Currency Payment Option 2008-02-22T00:00:00-08:00 2008-02-22T00:00:00-08:00 E8-3307 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-22/pdf/E8-3307.pdf https://regulations.justia.com/regulations/fedreg/2008/02/22/E8-3255.html Notice - Self-Regulatory Organizations; National Futures Association; Notice of Filing and Immediate Effectiveness of Proposed Amendments, as Modified by Amendment No. 1 Thereto, to the Interpretive Notice Regarding Compliance Rule 2-4: Misuse of Trade Secrets and Proprietary Information 2008-02-22T00:00:00-08:00 2008-02-22T00:00:00-08:00 E8-3255 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-22/pdf/E8-3255.pdf https://regulations.justia.com/regulations/fedreg/2008/02/22/E8-3254.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving a Proposed Rule Change, as modified by Amendment No. 1, to Eliminate a Volume Add-on to Amex Options Specialist Financial Requirements 2008-02-22T00:00:00-08:00 2008-02-22T00:00:00-08:00 E8-3254 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-22/pdf/E8-3254.pdf https://regulations.justia.com/regulations/fedreg/2008/02/21/E8-3198.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Regarding CBOE Rules 6.45A and 6.45B 2008-02-21T00:00:00-08:00 2008-02-21T00:00:00-08:00 E8-3198 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-21/pdf/E8-3198.pdf https://regulations.justia.com/regulations/fedreg/2008/02/21/E8-3197.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Relating to Complex Orders 2008-02-21T00:00:00-08:00 2008-02-21T00:00:00-08:00 E8-3197 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-21/pdf/E8-3197.pdf https://regulations.justia.com/regulations/fedreg/2008/02/21/E8-3167.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To List and Trade Options Already Listed on Another National Securities Exchange 2008-02-21T00:00:00-08:00 2008-02-21T00:00:00-08:00 E8-3167 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-21/pdf/E8-3167.pdf