Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2008/02/07?limit=200&registers=between&mode=atom 2024-12-28T16:58:35-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2008/02/07/E8-2269.html Notice - PowerShares Capital Management LLC, et al.; Notice of Application 2008-02-07T00:00:00-08:00 2008-02-07T00:00:00-08:00 E8-2269 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-07/pdf/E8-2269.pdf https://regulations.justia.com/regulations/fedreg/2008/02/07/E8-2267.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Voluntary Professionals 2008-02-07T00:00:00-08:00 2008-02-07T00:00:00-08:00 E8-2267 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-07/pdf/E8-2267.pdf https://regulations.justia.com/regulations/fedreg/2008/02/07/E8-2266.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Establishing a Voluntary Professional Designation 2008-02-07T00:00:00-08:00 2008-02-07T00:00:00-08:00 E8-2266 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-07/pdf/E8-2266.pdf https://regulations.justia.com/regulations/fedreg/2008/02/07/E8-2246.html Rule - Delegation of Authority to the Director of the Division of Corporation Finance 2008-02-07T00:00:00-08:00 2008-02-07T00:00:00-08:00 E8-2246 Rule http://www.gpo.gov/fdsys/pkg/FR-2008-02-07/pdf/E8-2246.pdf https://regulations.justia.com/regulations/fedreg/2008/02/07/E8-2245.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to an Options Floor Broker Subsidy Program 2008-02-07T00:00:00-08:00 2008-02-07T00:00:00-08:00 E8-2245 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-07/pdf/E8-2245.pdf https://regulations.justia.com/regulations/fedreg/2008/02/07/E8-2211.html Proposed Rule - Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers 2008-02-07T00:00:00-08:00 2008-02-07T00:00:00-08:00 E8-2211 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2008-02-07/pdf/E8-2211.pdf https://regulations.justia.com/regulations/fedreg/2008/02/07/E8-2206.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Professional Account Holders 2008-02-07T00:00:00-08:00 2008-02-07T00:00:00-08:00 E8-2206 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-07/pdf/E8-2206.pdf https://regulations.justia.com/regulations/fedreg/2008/02/07/E8-2204.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to CBOE's Holdback Timer 2008-02-07T00:00:00-08:00 2008-02-07T00:00:00-08:00 E8-2204 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-07/pdf/E8-2204.pdf https://regulations.justia.com/regulations/fedreg/2008/02/07/E8-2184.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to FINRA's NYSE Rules 421, 440F, and 440G 2008-02-07T00:00:00-08:00 2008-02-07T00:00:00-08:00 E8-2184 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-07/pdf/E8-2184.pdf https://regulations.justia.com/regulations/fedreg/2008/02/07/E8-2183.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Changes to NYSE Rules 104 (Dealings by Specialists); 111 (Reports of Executions); 123A (Miscellaneous Reports); 123C (Market on the Close Policy and Expiration Procedures); 421(Periodic Reports); 440B (Short Sales); 440C (Short Sale Borrowing and Delivery Requirements); 440F (Public Short Sale Transactions Effected on the Exchange); 440G (Transactions in Stocks and Warrants for the Accounts of Members, Allied Members and Member Organizations); 902 (Off-Hours Trading Orders); 1000 (Automatic Execution of Limit Orders Against Orders Reflected in NYSE Published Quotation); and 1003 (Application of Tick Tests) Relating to Recent Amendments to Rule 10a-1 and Regulation SHO 2008-02-07T00:00:00-08:00 2008-02-07T00:00:00-08:00 E8-2183 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-07/pdf/E8-2183.pdf https://regulations.justia.com/regulations/fedreg/2008/02/07/E8-2182.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to Amendments to FINRA's Gross Income Assessment and Technical Changes to Schedule A to FINRA's By-Laws 2008-02-07T00:00:00-08:00 2008-02-07T00:00:00-08:00 E8-2182 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-07/pdf/E8-2182.pdf https://regulations.justia.com/regulations/fedreg/2008/02/07/E8-2161.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Create Exception to Principal Approval Requirements for Certain Filed Sales Material 2008-02-07T00:00:00-08:00 2008-02-07T00:00:00-08:00 E8-2161 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-07/pdf/E8-2161.pdf https://regulations.justia.com/regulations/fedreg/2008/02/07/E8-2123.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving a Proposed Rule Change to Establish a New Class of Off-Floor Market Makers in ETFs Called Designated Amex Remote Traders 2008-02-07T00:00:00-08:00 2008-02-07T00:00:00-08:00 E8-2123 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-07/pdf/E8-2123.pdf