Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker

Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2008/01?limit=200&registers=between&min-day=1&max-day=31&mode=atom 2024-05-23T00:42:40-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2008/01/31/E8-1731.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Notification Requirements for Issuers Making Distributions to Shareholders 2008-01-31T00:00:00-08:00 2008-01-31T00:00:00-08:00 E8-1731 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-31/pdf/E8-1731.pdf https://regulations.justia.com/regulations/fedreg/2008/01/31/E8-1725.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc. (n/k/a Financial Industry Regulatory Authority, Inc.); Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, 3 and 4 Relating to the Regulation of Compensation, Fees and Expenses in Public Offerings of Real Estate Investment Trusts and Direct Participation Programs 2008-01-31T00:00:00-08:00 2008-01-31T00:00:00-08:00 E8-1725 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-31/pdf/E8-1725.pdf https://regulations.justia.com/regulations/fedreg/2008/01/31/E8-1687.html Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 2008-01-31T00:00:00-08:00 2008-01-31T00:00:00-08:00

E8-1687 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-31/pdf/E8-1687.pdf https://regulations.justia.com/regulations/fedreg/2008/01/30/E8-1694.html Notice - Sunshine Act Meetings 2008-01-30T00:00:00-08:00 2008-01-30T00:00:00-08:00 E8-1694 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-30/pdf/E8-1694.pdf https://regulations.justia.com/regulations/fedreg/2008/01/30/E8-1648.html Notice - Schroder Series Trust, et al.; Notice of Application 2008-01-30T00:00:00-08:00 2008-01-30T00:00:00-08:00 E8-1648 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-30/pdf/E8-1648.pdf https://regulations.justia.com/regulations/fedreg/2008/01/30/E8-1619.html Notice - Submission for OMB Review; Comment Request 2008-01-30T00:00:00-08:00 2008-01-30T00:00:00-08:00 E8-1619 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-30/pdf/E8-1619.pdf https://regulations.justia.com/regulations/fedreg/2008/01/30/E8-1618.html Notice - Proposed Collection; Comment Request 2008-01-30T00:00:00-08:00 2008-01-30T00:00:00-08:00 E8-1618 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-30/pdf/E8-1618.pdf https://regulations.justia.com/regulations/fedreg/2008/01/30/E8-1617.html Notice - Proposed Collection; Comment Request 2008-01-30T00:00:00-08:00 2008-01-30T00:00:00-08:00 E8-1617 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-30/pdf/E8-1617.pdf https://regulations.justia.com/regulations/fedreg/2008/01/30/E8-1615.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise Fee Schedule 2008-01-30T00:00:00-08:00 2008-01-30T00:00:00-08:00 E8-1615 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-30/pdf/E8-1615.pdf https://regulations.justia.com/regulations/fedreg/2008/01/30/E8-1614.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Its Clearing Fee Schedule 2008-01-30T00:00:00-08:00 2008-01-30T00:00:00-08:00 E8-1614 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-30/pdf/E8-1614.pdf https://regulations.justia.com/regulations/fedreg/2008/01/30/E8-1613.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to the Listing and Trading of Units of the United States Heating Oil Fund and the United States Gasoline Fund, LP 2008-01-30T00:00:00-08:00 2008-01-30T00:00:00-08:00 E8-1613 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-30/pdf/E8-1613.pdf https://regulations.justia.com/regulations/fedreg/2008/01/30/E8-1612.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to the Trading of Exchange Traded Notes (ETNs) 2008-01-30T00:00:00-08:00 2008-01-30T00:00:00-08:00 E8-1612 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-30/pdf/E8-1612.pdf https://regulations.justia.com/regulations/fedreg/2008/01/30/E8-1599.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program for Directed Orders 2008-01-30T00:00:00-08:00 2008-01-30T00:00:00-08:00 E8-1599 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-30/pdf/E8-1599.pdf https://regulations.justia.com/regulations/fedreg/2008/01/30/E8-1598.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Effective Date of a Previous Rule Change Relating to Information Contained in a Directed Order on the Boston Options Exchange 2008-01-30T00:00:00-08:00 2008-01-30T00:00:00-08:00 E8-1598 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-30/pdf/E8-1598.pdf https://regulations.justia.com/regulations/fedreg/2008/01/30/E8-1597.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment Nos. 1 and 2 To Provide Clarification With Respect to the Correspondent Clearing Service and To Make Technical Changes to the Rules and Procedures Relative to Trade Recording and Special Representative Services 2008-01-30T00:00:00-08:00 2008-01-30T00:00:00-08:00 E8-1597 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-30/pdf/E8-1597.pdf https://regulations.justia.com/regulations/fedreg/2008/01/30/E8-1596.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Exchange Fees for Fiscal Year 2008 2008-01-30T00:00:00-08:00 2008-01-30T00:00:00-08:00 E8-1596 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-30/pdf/E8-1596.pdf https://regulations.justia.com/regulations/fedreg/2008/01/29/Z8-832.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to NYSE Rule 129 To Reflect the Changes to the NYSE's Gross FOCUS (Financial and Operational Combined Uniform Single Report) Fee That Commenced on January 1, 2008 2008-01-29T00:00:00-08:00 2008-01-29T00:00:00-08:00 Z8-832 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-29/pdf/Z8-832.pdf https://regulations.justia.com/regulations/fedreg/2008/01/29/Z7-25128.html Notice - Statement of Policy for Section 19 of the Federal Deposit Insurance Act 2008-01-29T00:00:00-08:00 2008-01-29T00:00:00-08:00 Z7-25128 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-29/pdf/Z7-25128.pdf https://regulations.justia.com/regulations/fedreg/2008/01/29/Z7-24909.html Notice - Securities Act of 1933; Securities Exchange Act of 1934; Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Calendar Year 2008 2008-01-29T00:00:00-08:00 2008-01-29T00:00:00-08:00 Z7-24909 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-29/pdf/Z7-24909.pdf https://regulations.justia.com/regulations/fedreg/2008/01/29/Z7-24801.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Thereto To Include Volume Executed by Remote Quoting Towards the Earning of Remote Quoting Rights 2008-01-29T00:00:00-08:00 2008-01-29T00:00:00-08:00 Z7-24801 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-29/pdf/Z7-24801.pdf https://regulations.justia.com/regulations/fedreg/2008/01/29/E8-1506.html Notice - Submission for OMB Review; Comment Request 2008-01-29T00:00:00-08:00 2008-01-29T00:00:00-08:00 E8-1506 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-29/pdf/E8-1506.pdf https://regulations.justia.com/regulations/fedreg/2008/01/29/E8-1483.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Units of the United States Heating Oil Fund, LP and the United States Gasoline Fund, LP Pursuant to Unlisted Trading Privileges 2008-01-29T00:00:00-08:00 2008-01-29T00:00:00-08:00 E8-1483 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-29/pdf/E8-1483.pdf https://regulations.justia.com/regulations/fedreg/2008/01/29/E8-1482.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes 2008-01-29T00:00:00-08:00 2008-01-29T00:00:00-08:00 E8-1482 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-29/pdf/E8-1482.pdf https://regulations.justia.com/regulations/fedreg/2008/01/29/E8-1481.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to NYSE Rule 103A (Specialist Stock Reallocation and Member Education and Performance) and NYSE Rule 103B (Specialist Stock Allocation) 2008-01-29T00:00:00-08:00 2008-01-29T00:00:00-08:00 E8-1481 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-29/pdf/E8-1481.pdf https://regulations.justia.com/regulations/fedreg/2008/01/29/E8-1480.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Rule 2213, Market Maker Trading Licenses 2008-01-29T00:00:00-08:00 2008-01-29T00:00:00-08:00 E8-1480 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-29/pdf/E8-1480.pdf https://regulations.justia.com/regulations/fedreg/2008/01/29/E8-1464.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delay Implementation of Certain Fee Changes 2008-01-29T00:00:00-08:00 2008-01-29T00:00:00-08:00 E8-1464 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-29/pdf/E8-1464.pdf https://regulations.justia.com/regulations/fedreg/2008/01/29/E8-1463.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify the Recipients of Certain Risk Disclosures 2008-01-29T00:00:00-08:00 2008-01-29T00:00:00-08:00 E8-1463 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-29/pdf/E8-1463.pdf https://regulations.justia.com/regulations/fedreg/2008/01/28/E8-1395.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating to Rule 6.37B and the Quoting Obligations of Lead Market Makers 2008-01-28T00:00:00-08:00 2008-01-28T00:00:00-08:00 E8-1395 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-28/pdf/E8-1395.pdf https://regulations.justia.com/regulations/fedreg/2008/01/28/E8-1374.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Implement a Four-Month Pilot Program To Offer Liquidity Takers a Reduced Transaction Fee Structure for Certain Bond Trades Executed on the NYSE BondsSM 2008-01-28T00:00:00-08:00 2008-01-28T00:00:00-08:00 E8-1374 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-28/pdf/E8-1374.pdf https://regulations.justia.com/regulations/fedreg/2008/01/28/E8-1373.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend the Quarterly Option Series Pilot Program To Permit the Listing of Additional Series 2008-01-28T00:00:00-08:00 2008-01-28T00:00:00-08:00 E8-1373 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-28/pdf/E8-1373.pdf https://regulations.justia.com/regulations/fedreg/2008/01/28/E8-1171.html Rule - Technical Amendments to Forms MSD, MSDW, BD-N, BD, BDW, ADV, and ADV-W and to Exchange Act Rules 15b1-1, 15b3-1, 15b6-1, 15Ba2-2, 15Bc3-1, 15Ca1-1, 15Ca2-1, 15Cc1-1, and 17a-3, and Advisers Act Rules 203-1, 203-3, and 204-1 2008-01-28T00:00:00-08:00 2008-01-28T00:00:00-08:00

E8-1171 Rule http://www.gpo.gov/fdsys/pkg/FR-2008-01-28/pdf/E8-1171.pdf https://regulations.justia.com/regulations/fedreg/2008/01/28/08-359.html Notice - In the Matter of Certain Companies Quoted on the Pink Sheets: Asia Pacific Energy Inc.; Bolivar Mining Corp; Order of Suspension of Trading 2008-01-28T00:00:00-08:00 2008-01-28T00:00:00-08:00 08-359 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-28/pdf/08-359.pdf https://regulations.justia.com/regulations/fedreg/2008/01/25/E8-1304.html Notice - Morgan Stanley Investment Management Inc., et al., Notice of Application 2008-01-25T00:00:00-08:00 2008-01-25T00:00:00-08:00 E8-1304 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-25/pdf/E8-1304.pdf https://regulations.justia.com/regulations/fedreg/2008/01/25/E8-1303.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Closing Time for Options on Exchange-Traded Funds 2008-01-25T00:00:00-08:00 2008-01-25T00:00:00-08:00 E8-1303 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-25/pdf/E8-1303.pdf https://regulations.justia.com/regulations/fedreg/2008/01/25/E8-1266.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the iShares® Russell 2000® Index Fund (IWM) Option Pilot Program Until March 1, 2008 2008-01-25T00:00:00-08:00 2008-01-25T00:00:00-08:00 E8-1266 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-25/pdf/E8-1266.pdf https://regulations.justia.com/regulations/fedreg/2008/01/25/E8-1265.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Program for Expanded Position Limits for Options on the iShares® Russell 2000® Index Fund 2008-01-25T00:00:00-08:00 2008-01-25T00:00:00-08:00 E8-1265 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-25/pdf/E8-1265.pdf https://regulations.justia.com/regulations/fedreg/2008/01/25/E8-1263.html Rule - Electronic Shareholder Forums 2008-01-25T00:00:00-08:00 2008-01-25T00:00:00-08:00

E8-1263 Rule http://www.gpo.gov/fdsys/pkg/FR-2008-01-25/pdf/E8-1263.pdf https://regulations.justia.com/regulations/fedreg/2008/01/25/E8-1255.html Notice - Joint Industry Plan; American Stock Exchange LLC, Chicago Board Options Exchange, Incorporated, International Securities Exchange, LLC, New York Stock Exchange LLC, and NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 to the Proposed National Market System Plan for the Selection and Reservation of Securities Symbols 2008-01-25T00:00:00-08:00 2008-01-25T00:00:00-08:00 E8-1255 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-25/pdf/E8-1255.pdf https://regulations.justia.com/regulations/fedreg/2008/01/25/E8-1254.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Granting Approval of Proposed Rule Change to Expand and Make Permanent the $1 Strike Program 2008-01-25T00:00:00-08:00 2008-01-25T00:00:00-08:00 E8-1254 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-25/pdf/E8-1254.pdf https://regulations.justia.com/regulations/fedreg/2008/01/25/E8-1253.html Notice - The TIGERS Revenue Trust and VTL Associates, LLC; Notice of Application 2008-01-25T00:00:00-08:00 2008-01-25T00:00:00-08:00 E8-1253 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-25/pdf/E8-1253.pdf https://regulations.justia.com/regulations/fedreg/2008/01/24/E8-1179.html Notice - Proposed Collection; Comment Request 2008-01-24T00:00:00-08:00 2008-01-24T00:00:00-08:00 E8-1179 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-24/pdf/E8-1179.pdf https://regulations.justia.com/regulations/fedreg/2008/01/24/E8-1178.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change as Modified by Amendments No. 1 and 2 Thereto Regarding FLEX Equity Option Opening Transactions 2008-01-24T00:00:00-08:00 2008-01-24T00:00:00-08:00 E8-1178 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-24/pdf/E8-1178.pdf https://regulations.justia.com/regulations/fedreg/2008/01/24/E8-1177.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change as Modified by Amendment No. 1 Related to Amending Complex Orders Procedures 2008-01-24T00:00:00-08:00 2008-01-24T00:00:00-08:00 E8-1177 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-24/pdf/E8-1177.pdf https://regulations.justia.com/regulations/fedreg/2008/01/24/E8-1159.html Notice - Submission for OMB Review; Comment Request 2008-01-24T00:00:00-08:00 2008-01-24T00:00:00-08:00 E8-1159 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-24/pdf/E8-1159.pdf https://regulations.justia.com/regulations/fedreg/2008/01/24/E8-1158.html Notice - Proposed Collection; Comment Request 2008-01-24T00:00:00-08:00 2008-01-24T00:00:00-08:00 E8-1158 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-24/pdf/E8-1158.pdf https://regulations.justia.com/regulations/fedreg/2008/01/24/E8-1157.html Notice - Proposed Collection; Comment Request 2008-01-24T00:00:00-08:00 2008-01-24T00:00:00-08:00 E8-1157 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-24/pdf/E8-1157.pdf https://regulations.justia.com/regulations/fedreg/2008/01/24/E8-1156.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend NASD Rule 7001B To Adjust the Percentage of Market Data Revenue Shared With NASD/Nasdaq TRF Participants 2008-01-24T00:00:00-08:00 2008-01-24T00:00:00-08:00 E8-1156 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-24/pdf/E8-1156.pdf https://regulations.justia.com/regulations/fedreg/2008/01/24/E8-1155.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Expiration Date Exercise Procedure 2008-01-24T00:00:00-08:00 2008-01-24T00:00:00-08:00 E8-1155 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-24/pdf/E8-1155.pdf https://regulations.justia.com/regulations/fedreg/2008/01/23/E8-1072.html Notice - Sunshine Act Meeting 2008-01-23T00:00:00-08:00 2008-01-23T00:00:00-08:00 E8-1072 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-23/pdf/E8-1072.pdf https://regulations.justia.com/regulations/fedreg/2008/01/23/E8-1060.html Notice - Submission for OMB Review; Comment Request 2008-01-23T00:00:00-08:00 2008-01-23T00:00:00-08:00 E8-1060 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-23/pdf/E8-1060.pdf