<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2008/01?registers=between&min-day=1&max-day=31 Tue, 07 May 2024 20:55:20 -0700 Tue, 07 May 2024 20:55:20 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2008/01?registers=between&min-day=1&max-day=31 Notice - Self-Regulatory Organizations; The NASDAQ Stock Market, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Notification Requirements for Issuers Making Distributions to Shareholders https://regulations.justia.com/regulations/fedreg/2008/01/31/E8-1731.html https://regulations.justia.com/regulations/fedreg/2008/01/31/E8-1731.html Thu, 31 Jan 2008 00:00:00 -0800 E8-1731 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-31/pdf/E8-1731.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc. (n/k/a Financial Industry Regulatory Authority, Inc.); Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, 3 and 4 Relating to the Regulation of Compensation, Fees and Expenses in Public Offerings of Real Estate Investment Trusts and Direct Participation Programs https://regulations.justia.com/regulations/fedreg/2008/01/31/E8-1725.html https://regulations.justia.com/regulations/fedreg/2008/01/31/E8-1725.html Thu, 31 Jan 2008 00:00:00 -0800 E8-1725 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-31/pdf/E8-1725.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2008/01/31/E8-1687.html https://regulations.justia.com/regulations/fedreg/2008/01/31/E8-1687.html Thu, 31 Jan 2008 00:00:00 -0800 E8-1687 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-31/pdf/E8-1687.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2008/01/30/E8-1694.html https://regulations.justia.com/regulations/fedreg/2008/01/30/E8-1694.html Wed, 30 Jan 2008 00:00:00 -0800 E8-1694 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-30/pdf/E8-1694.pdf Notice - Schroder Series Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2008/01/30/E8-1648.html https://regulations.justia.com/regulations/fedreg/2008/01/30/E8-1648.html Wed, 30 Jan 2008 00:00:00 -0800 E8-1648 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-30/pdf/E8-1648.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2008/01/30/E8-1619.html https://regulations.justia.com/regulations/fedreg/2008/01/30/E8-1619.html Wed, 30 Jan 2008 00:00:00 -0800 E8-1619 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-30/pdf/E8-1619.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2008/01/30/E8-1618.html https://regulations.justia.com/regulations/fedreg/2008/01/30/E8-1618.html Wed, 30 Jan 2008 00:00:00 -0800 E8-1618 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-30/pdf/E8-1618.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2008/01/30/E8-1617.html https://regulations.justia.com/regulations/fedreg/2008/01/30/E8-1617.html Wed, 30 Jan 2008 00:00:00 -0800 E8-1617 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-30/pdf/E8-1617.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise Fee Schedule https://regulations.justia.com/regulations/fedreg/2008/01/30/E8-1615.html https://regulations.justia.com/regulations/fedreg/2008/01/30/E8-1615.html Wed, 30 Jan 2008 00:00:00 -0800 E8-1615 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-30/pdf/E8-1615.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Its Clearing Fee Schedule https://regulations.justia.com/regulations/fedreg/2008/01/30/E8-1614.html https://regulations.justia.com/regulations/fedreg/2008/01/30/E8-1614.html Wed, 30 Jan 2008 00:00:00 -0800 E8-1614 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-30/pdf/E8-1614.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to the Listing and Trading of Units of the United States Heating Oil Fund and the United States Gasoline Fund, LP https://regulations.justia.com/regulations/fedreg/2008/01/30/E8-1613.html https://regulations.justia.com/regulations/fedreg/2008/01/30/E8-1613.html Wed, 30 Jan 2008 00:00:00 -0800 E8-1613 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-30/pdf/E8-1613.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to the Trading of Exchange Traded Notes (ETNs) https://regulations.justia.com/regulations/fedreg/2008/01/30/E8-1612.html https://regulations.justia.com/regulations/fedreg/2008/01/30/E8-1612.html Wed, 30 Jan 2008 00:00:00 -0800 E8-1612 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-30/pdf/E8-1612.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program for Directed Orders https://regulations.justia.com/regulations/fedreg/2008/01/30/E8-1599.html https://regulations.justia.com/regulations/fedreg/2008/01/30/E8-1599.html Wed, 30 Jan 2008 00:00:00 -0800 E8-1599 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-30/pdf/E8-1599.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Effective Date of a Previous Rule Change Relating to Information Contained in a Directed Order on the Boston Options Exchange https://regulations.justia.com/regulations/fedreg/2008/01/30/E8-1598.html https://regulations.justia.com/regulations/fedreg/2008/01/30/E8-1598.html Wed, 30 Jan 2008 00:00:00 -0800 E8-1598 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-30/pdf/E8-1598.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment Nos. 1 and 2 To Provide Clarification With Respect to the Correspondent Clearing Service and To Make Technical Changes to the Rules and Procedures Relative to Trade Recording and Special Representative Services https://regulations.justia.com/regulations/fedreg/2008/01/30/E8-1597.html https://regulations.justia.com/regulations/fedreg/2008/01/30/E8-1597.html Wed, 30 Jan 2008 00:00:00 -0800 E8-1597 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-30/pdf/E8-1597.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Exchange Fees for Fiscal Year 2008 https://regulations.justia.com/regulations/fedreg/2008/01/30/E8-1596.html https://regulations.justia.com/regulations/fedreg/2008/01/30/E8-1596.html Wed, 30 Jan 2008 00:00:00 -0800 E8-1596 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-30/pdf/E8-1596.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to NYSE Rule 129 To Reflect the Changes to the NYSE's Gross FOCUS (Financial and Operational Combined Uniform Single Report) Fee That Commenced on January 1, 2008 https://regulations.justia.com/regulations/fedreg/2008/01/29/Z8-832.html https://regulations.justia.com/regulations/fedreg/2008/01/29/Z8-832.html Tue, 29 Jan 2008 00:00:00 -0800 Z8-832 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-29/pdf/Z8-832.pdf Notice - Statement of Policy for Section 19 of the Federal Deposit Insurance Act https://regulations.justia.com/regulations/fedreg/2008/01/29/Z7-25128.html https://regulations.justia.com/regulations/fedreg/2008/01/29/Z7-25128.html Tue, 29 Jan 2008 00:00:00 -0800 Z7-25128 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-29/pdf/Z7-25128.pdf Notice - Securities Act of 1933; Securities Exchange Act of 1934; Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Calendar Year 2008 https://regulations.justia.com/regulations/fedreg/2008/01/29/Z7-24909.html https://regulations.justia.com/regulations/fedreg/2008/01/29/Z7-24909.html Tue, 29 Jan 2008 00:00:00 -0800 Z7-24909 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-29/pdf/Z7-24909.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Thereto To Include Volume Executed by Remote Quoting Towards the Earning of Remote Quoting Rights https://regulations.justia.com/regulations/fedreg/2008/01/29/Z7-24801.html https://regulations.justia.com/regulations/fedreg/2008/01/29/Z7-24801.html Tue, 29 Jan 2008 00:00:00 -0800 Z7-24801 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-29/pdf/Z7-24801.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2008/01/29/E8-1506.html https://regulations.justia.com/regulations/fedreg/2008/01/29/E8-1506.html Tue, 29 Jan 2008 00:00:00 -0800 E8-1506 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-29/pdf/E8-1506.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Units of the United States Heating Oil Fund, LP and the United States Gasoline Fund, LP Pursuant to Unlisted Trading Privileges https://regulations.justia.com/regulations/fedreg/2008/01/29/E8-1483.html https://regulations.justia.com/regulations/fedreg/2008/01/29/E8-1483.html Tue, 29 Jan 2008 00:00:00 -0800 E8-1483 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-29/pdf/E8-1483.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes https://regulations.justia.com/regulations/fedreg/2008/01/29/E8-1482.html https://regulations.justia.com/regulations/fedreg/2008/01/29/E8-1482.html Tue, 29 Jan 2008 00:00:00 -0800 E8-1482 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-29/pdf/E8-1482.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to NYSE Rule 103A (Specialist Stock Reallocation and Member Education and Performance) and NYSE Rule 103B (Specialist Stock Allocation) https://regulations.justia.com/regulations/fedreg/2008/01/29/E8-1481.html https://regulations.justia.com/regulations/fedreg/2008/01/29/E8-1481.html Tue, 29 Jan 2008 00:00:00 -0800 E8-1481 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-29/pdf/E8-1481.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Rule 2213, Market Maker Trading Licenses https://regulations.justia.com/regulations/fedreg/2008/01/29/E8-1480.html https://regulations.justia.com/regulations/fedreg/2008/01/29/E8-1480.html Tue, 29 Jan 2008 00:00:00 -0800 E8-1480 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-29/pdf/E8-1480.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delay Implementation of Certain Fee Changes https://regulations.justia.com/regulations/fedreg/2008/01/29/E8-1464.html https://regulations.justia.com/regulations/fedreg/2008/01/29/E8-1464.html Tue, 29 Jan 2008 00:00:00 -0800 E8-1464 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-29/pdf/E8-1464.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify the Recipients of Certain Risk Disclosures https://regulations.justia.com/regulations/fedreg/2008/01/29/E8-1463.html https://regulations.justia.com/regulations/fedreg/2008/01/29/E8-1463.html Tue, 29 Jan 2008 00:00:00 -0800 E8-1463 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-29/pdf/E8-1463.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating to Rule 6.37B and the Quoting Obligations of Lead Market Makers https://regulations.justia.com/regulations/fedreg/2008/01/28/E8-1395.html https://regulations.justia.com/regulations/fedreg/2008/01/28/E8-1395.html Mon, 28 Jan 2008 00:00:00 -0800 E8-1395 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-28/pdf/E8-1395.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Implement a Four-Month Pilot Program To Offer Liquidity Takers a Reduced Transaction Fee Structure for Certain Bond Trades Executed on the NYSE BondsSM https://regulations.justia.com/regulations/fedreg/2008/01/28/E8-1374.html https://regulations.justia.com/regulations/fedreg/2008/01/28/E8-1374.html Mon, 28 Jan 2008 00:00:00 -0800 E8-1374 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-28/pdf/E8-1374.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend the Quarterly Option Series Pilot Program To Permit the Listing of Additional Series https://regulations.justia.com/regulations/fedreg/2008/01/28/E8-1373.html https://regulations.justia.com/regulations/fedreg/2008/01/28/E8-1373.html Mon, 28 Jan 2008 00:00:00 -0800 E8-1373 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-28/pdf/E8-1373.pdf Rule - Technical Amendments to Forms MSD, MSDW, BD-N, BD, BDW, ADV, and ADV-W and to Exchange Act Rules 15b1-1, 15b3-1, 15b6-1, 15Ba2-2, 15Bc3-1, 15Ca1-1, 15Ca2-1, 15Cc1-1, and 17a-3, and Advisers Act Rules 203-1, 203-3, and 204-1 https://regulations.justia.com/regulations/fedreg/2008/01/28/E8-1171.html https://regulations.justia.com/regulations/fedreg/2008/01/28/E8-1171.html Mon, 28 Jan 2008 00:00:00 -0800 E8-1171 Rule http://www.gpo.gov/fdsys/pkg/FR-2008-01-28/pdf/E8-1171.pdf Notice - In the Matter of Certain Companies Quoted on the Pink Sheets: Asia Pacific Energy Inc.; Bolivar Mining Corp; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2008/01/28/08-359.html https://regulations.justia.com/regulations/fedreg/2008/01/28/08-359.html Mon, 28 Jan 2008 00:00:00 -0800 08-359 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-28/pdf/08-359.pdf Notice - Morgan Stanley Investment Management Inc., et al., Notice of Application https://regulations.justia.com/regulations/fedreg/2008/01/25/E8-1304.html https://regulations.justia.com/regulations/fedreg/2008/01/25/E8-1304.html Fri, 25 Jan 2008 00:00:00 -0800 E8-1304 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-25/pdf/E8-1304.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Closing Time for Options on Exchange-Traded Funds https://regulations.justia.com/regulations/fedreg/2008/01/25/E8-1303.html https://regulations.justia.com/regulations/fedreg/2008/01/25/E8-1303.html Fri, 25 Jan 2008 00:00:00 -0800 E8-1303 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-25/pdf/E8-1303.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the iShares® Russell 2000® Index Fund (IWM) Option Pilot Program Until March 1, 2008 https://regulations.justia.com/regulations/fedreg/2008/01/25/E8-1266.html https://regulations.justia.com/regulations/fedreg/2008/01/25/E8-1266.html Fri, 25 Jan 2008 00:00:00 -0800 E8-1266 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-25/pdf/E8-1266.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Program for Expanded Position Limits for Options on the iShares® Russell 2000® Index Fund https://regulations.justia.com/regulations/fedreg/2008/01/25/E8-1265.html https://regulations.justia.com/regulations/fedreg/2008/01/25/E8-1265.html Fri, 25 Jan 2008 00:00:00 -0800 E8-1265 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-25/pdf/E8-1265.pdf Rule - Electronic Shareholder Forums https://regulations.justia.com/regulations/fedreg/2008/01/25/E8-1263.html https://regulations.justia.com/regulations/fedreg/2008/01/25/E8-1263.html Fri, 25 Jan 2008 00:00:00 -0800 E8-1263 Rule http://www.gpo.gov/fdsys/pkg/FR-2008-01-25/pdf/E8-1263.pdf Notice - Joint Industry Plan; American Stock Exchange LLC, Chicago Board Options Exchange, Incorporated, International Securities Exchange, LLC, New York Stock Exchange LLC, and NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 to the Proposed National Market System Plan for the Selection and Reservation of Securities Symbols https://regulations.justia.com/regulations/fedreg/2008/01/25/E8-1255.html https://regulations.justia.com/regulations/fedreg/2008/01/25/E8-1255.html Fri, 25 Jan 2008 00:00:00 -0800 E8-1255 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-25/pdf/E8-1255.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Granting Approval of Proposed Rule Change to Expand and Make Permanent the $1 Strike Program https://regulations.justia.com/regulations/fedreg/2008/01/25/E8-1254.html https://regulations.justia.com/regulations/fedreg/2008/01/25/E8-1254.html Fri, 25 Jan 2008 00:00:00 -0800 E8-1254 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-25/pdf/E8-1254.pdf Notice - The TIGERS Revenue Trust and VTL Associates, LLC; Notice of Application https://regulations.justia.com/regulations/fedreg/2008/01/25/E8-1253.html https://regulations.justia.com/regulations/fedreg/2008/01/25/E8-1253.html Fri, 25 Jan 2008 00:00:00 -0800 E8-1253 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-25/pdf/E8-1253.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2008/01/24/E8-1179.html https://regulations.justia.com/regulations/fedreg/2008/01/24/E8-1179.html Thu, 24 Jan 2008 00:00:00 -0800 E8-1179 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-24/pdf/E8-1179.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change as Modified by Amendments No. 1 and 2 Thereto Regarding FLEX Equity Option Opening Transactions https://regulations.justia.com/regulations/fedreg/2008/01/24/E8-1178.html https://regulations.justia.com/regulations/fedreg/2008/01/24/E8-1178.html Thu, 24 Jan 2008 00:00:00 -0800 E8-1178 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-24/pdf/E8-1178.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change as Modified by Amendment No. 1 Related to Amending Complex Orders Procedures https://regulations.justia.com/regulations/fedreg/2008/01/24/E8-1177.html https://regulations.justia.com/regulations/fedreg/2008/01/24/E8-1177.html Thu, 24 Jan 2008 00:00:00 -0800 E8-1177 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-24/pdf/E8-1177.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2008/01/24/E8-1159.html https://regulations.justia.com/regulations/fedreg/2008/01/24/E8-1159.html Thu, 24 Jan 2008 00:00:00 -0800 E8-1159 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-24/pdf/E8-1159.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2008/01/24/E8-1158.html https://regulations.justia.com/regulations/fedreg/2008/01/24/E8-1158.html Thu, 24 Jan 2008 00:00:00 -0800 E8-1158 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-24/pdf/E8-1158.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2008/01/24/E8-1157.html https://regulations.justia.com/regulations/fedreg/2008/01/24/E8-1157.html Thu, 24 Jan 2008 00:00:00 -0800 E8-1157 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-24/pdf/E8-1157.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend NASD Rule 7001B To Adjust the Percentage of Market Data Revenue Shared With NASD/Nasdaq TRF Participants https://regulations.justia.com/regulations/fedreg/2008/01/24/E8-1156.html https://regulations.justia.com/regulations/fedreg/2008/01/24/E8-1156.html Thu, 24 Jan 2008 00:00:00 -0800 E8-1156 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-24/pdf/E8-1156.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Expiration Date Exercise Procedure https://regulations.justia.com/regulations/fedreg/2008/01/24/E8-1155.html https://regulations.justia.com/regulations/fedreg/2008/01/24/E8-1155.html Thu, 24 Jan 2008 00:00:00 -0800 E8-1155 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-24/pdf/E8-1155.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2008/01/23/E8-1072.html https://regulations.justia.com/regulations/fedreg/2008/01/23/E8-1072.html Wed, 23 Jan 2008 00:00:00 -0800 E8-1072 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-23/pdf/E8-1072.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2008/01/23/E8-1060.html https://regulations.justia.com/regulations/fedreg/2008/01/23/E8-1060.html Wed, 23 Jan 2008 00:00:00 -0800 E8-1060 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-23/pdf/E8-1060.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend By-Law Article XIV, Section 14-5 and Phlx Rule 50 https://regulations.justia.com/regulations/fedreg/2008/01/23/E8-1059.html https://regulations.justia.com/regulations/fedreg/2008/01/23/E8-1059.html Wed, 23 Jan 2008 00:00:00 -0800 E8-1059 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-23/pdf/E8-1059.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2008/01/23/E8-1058.html https://regulations.justia.com/regulations/fedreg/2008/01/23/E8-1058.html Wed, 23 Jan 2008 00:00:00 -0800 E8-1058 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-23/pdf/E8-1058.pdf Notice - Northern Institutional Funds, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2008/01/23/E8-1057.html https://regulations.justia.com/regulations/fedreg/2008/01/23/E8-1057.html Wed, 23 Jan 2008 00:00:00 -0800 E8-1057 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-23/pdf/E8-1057.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2008/01/23/E8-1056.html https://regulations.justia.com/regulations/fedreg/2008/01/23/E8-1056.html Wed, 23 Jan 2008 00:00:00 -0800 E8-1056 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-23/pdf/E8-1056.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE Rules 13, 60, and 1000 To Allow for the Automatic Execution of G-Quotes in the Display Book https://regulations.justia.com/regulations/fedreg/2008/01/23/E8-1055.html https://regulations.justia.com/regulations/fedreg/2008/01/23/E8-1055.html Wed, 23 Jan 2008 00:00:00 -0800 E8-1055 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-23/pdf/E8-1055.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to “Amex Only” Orders and Quotes https://regulations.justia.com/regulations/fedreg/2008/01/23/E8-1054.html https://regulations.justia.com/regulations/fedreg/2008/01/23/E8-1054.html Wed, 23 Jan 2008 00:00:00 -0800 E8-1054 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-23/pdf/E8-1054.pdf Notice - Advisory Committee on Improvements to Financial Reporting https://regulations.justia.com/regulations/fedreg/2008/01/23/E8-1053.html https://regulations.justia.com/regulations/fedreg/2008/01/23/E8-1053.html Wed, 23 Jan 2008 00:00:00 -0800 E8-1053 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-23/pdf/E8-1053.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Amendment No. 3 to the Proposed Rule Change and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendments No. 1 and 3 Thereto, To Adopt a Universal Price Improvement Period for Public Customer Orders https://regulations.justia.com/regulations/fedreg/2008/01/23/E8-1037.html https://regulations.justia.com/regulations/fedreg/2008/01/23/E8-1037.html Wed, 23 Jan 2008 00:00:00 -0800 E8-1037 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-23/pdf/E8-1037.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Fee Waiver https://regulations.justia.com/regulations/fedreg/2008/01/23/E8-1011.html https://regulations.justia.com/regulations/fedreg/2008/01/23/E8-1011.html Wed, 23 Jan 2008 00:00:00 -0800 E8-1011 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-23/pdf/E8-1011.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change Relating to Restrictions on Acting as Market Makers and Floor Brokers https://regulations.justia.com/regulations/fedreg/2008/01/22/E8-998.html https://regulations.justia.com/regulations/fedreg/2008/01/22/E8-998.html Tue, 22 Jan 2008 00:00:00 -0800 E8-998 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-22/pdf/E8-998.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Exchange Fees and Charges To Be Assessed in Connection With the Implementation of an Electronic Registration Process https://regulations.justia.com/regulations/fedreg/2008/01/22/E8-997.html https://regulations.justia.com/regulations/fedreg/2008/01/22/E8-997.html Tue, 22 Jan 2008 00:00:00 -0800 E8-997 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-22/pdf/E8-997.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to Certain Modifications to the Initial Listing Standards for Index-Linked Securities, Commodity-Linked Securities, and Currency-Linked Securities https://regulations.justia.com/regulations/fedreg/2008/01/22/E8-996.html https://regulations.justia.com/regulations/fedreg/2008/01/22/E8-996.html Tue, 22 Jan 2008 00:00:00 -0800 E8-996 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-22/pdf/E8-996.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend Section 107D of the Amex Company Guide https://regulations.justia.com/regulations/fedreg/2008/01/22/E8-995.html https://regulations.justia.com/regulations/fedreg/2008/01/22/E8-995.html Tue, 22 Jan 2008 00:00:00 -0800 E8-995 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-22/pdf/E8-995.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto To Modify Fees for Members Using the Nasdaq Market Center https://regulations.justia.com/regulations/fedreg/2008/01/22/E8-994.html https://regulations.justia.com/regulations/fedreg/2008/01/22/E8-994.html Tue, 22 Jan 2008 00:00:00 -0800 E8-994 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-22/pdf/E8-994.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto To Establish Fees for Members Using the NASDAQ Pre-Trade Risk Management Functionality https://regulations.justia.com/regulations/fedreg/2008/01/22/E8-993.html https://regulations.justia.com/regulations/fedreg/2008/01/22/E8-993.html Tue, 22 Jan 2008 00:00:00 -0800 E8-993 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-22/pdf/E8-993.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Dissemination of Trade Reports for OTC Equity Securities Transactions of Fewer Than 100 Shares https://regulations.justia.com/regulations/fedreg/2008/01/22/E8-992.html https://regulations.justia.com/regulations/fedreg/2008/01/22/E8-992.html Tue, 22 Jan 2008 00:00:00 -0800 E8-992 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-22/pdf/E8-992.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Program Increasing Position and Exercise Limits for Options on the iShares® Russell 2000® Index Fund https://regulations.justia.com/regulations/fedreg/2008/01/22/E8-968.html https://regulations.justia.com/regulations/fedreg/2008/01/22/E8-968.html Tue, 22 Jan 2008 00:00:00 -0800 E8-968 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-22/pdf/E8-968.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Program Increasing Position and Exercise Limits for Options on the iShares® Russell 2000® Index Fund https://regulations.justia.com/regulations/fedreg/2008/01/22/E8-967.html https://regulations.justia.com/regulations/fedreg/2008/01/22/E8-967.html Tue, 22 Jan 2008 00:00:00 -0800 E8-967 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-22/pdf/E8-967.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval to a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to an Interpretation of Paragraph (b) of Article Fifth of Its Certificate of Incorporation https://regulations.justia.com/regulations/fedreg/2008/01/22/E8-954.html https://regulations.justia.com/regulations/fedreg/2008/01/22/E8-954.html Tue, 22 Jan 2008 00:00:00 -0800 E8-954 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-22/pdf/E8-954.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2008/01/22/E8-946.html https://regulations.justia.com/regulations/fedreg/2008/01/22/E8-946.html Tue, 22 Jan 2008 00:00:00 -0800 E8-946 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-22/pdf/E8-946.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Certain Modifications to the Initial Listing Standards for Index-Linked Securities https://regulations.justia.com/regulations/fedreg/2008/01/22/E8-908.html https://regulations.justia.com/regulations/fedreg/2008/01/22/E8-908.html Tue, 22 Jan 2008 00:00:00 -0800 E8-908 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-22/pdf/E8-908.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Extension of the iShares Russell 2000 Index Fund (IWM) Option Pilot Program https://regulations.justia.com/regulations/fedreg/2008/01/18/E8-861.html https://regulations.justia.com/regulations/fedreg/2008/01/18/E8-861.html Fri, 18 Jan 2008 00:00:00 -0800 E8-861 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-18/pdf/E8-861.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Approving a Proposed Rule Change To Allow the Exchange To Open at 8:30 a.m. (Chicago Time) Without Regard to the Opening on the Primary Market https://regulations.justia.com/regulations/fedreg/2008/01/18/E8-860.html https://regulations.justia.com/regulations/fedreg/2008/01/18/E8-860.html Fri, 18 Jan 2008 00:00:00 -0800 E8-860 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-18/pdf/E8-860.pdf Notice - Self-Regulatory Organizations; National Futures Association; Notice of Filing and Immediate Effectiveness of Proposed Amendments to Compliance Rules 2-7 and 2-30 and the Interpretive Notices Entitled “NFA Compliance Rule 2-4: Confidentiality Language in Release Agreements,” “Compliance Rule 2-9: Enhanced Supervisory Requirements,” “Compliance Rule 2-9: Special Supervisory Requirements for Members Registered as Broker-Dealers Under Section 15(b)(11) of the Securities Exchange Act of 1934,” “NFA Compliance Rule 2-37: Fair Commissions,” “NFA Compliance Rules 2-7 and 2-24 and Registration Rule 401: Proficiency Requirements for Security Futures Products,” and “NFA Compliance Rule 2-30(b): Risk Disclosure Statement for Security Futures Contracts” https://regulations.justia.com/regulations/fedreg/2008/01/18/E8-833.html https://regulations.justia.com/regulations/fedreg/2008/01/18/E8-833.html Fri, 18 Jan 2008 00:00:00 -0800 E8-833 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-18/pdf/E8-833.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to NYSE Rule 129 To Reflect the Changes to the NYSE's Gross FOCUS (Financial and Operational Combined Uniform Single Report) Fee That Commenced on January 1, 2008 https://regulations.justia.com/regulations/fedreg/2008/01/18/E8-832.html https://regulations.justia.com/regulations/fedreg/2008/01/18/E8-832.html Fri, 18 Jan 2008 00:00:00 -0800 E8-832 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-18/pdf/E8-832.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to the Handling of Clearly Erroneous Transactions https://regulations.justia.com/regulations/fedreg/2008/01/18/E8-831.html https://regulations.justia.com/regulations/fedreg/2008/01/18/E8-831.html Fri, 18 Jan 2008 00:00:00 -0800 E8-831 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-18/pdf/E8-831.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay Implementation of Certain Rule Changes Approved in SR-NASD-2005-146 https://regulations.justia.com/regulations/fedreg/2008/01/18/E8-829.html https://regulations.justia.com/regulations/fedreg/2008/01/18/E8-829.html Fri, 18 Jan 2008 00:00:00 -0800 E8-829 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-18/pdf/E8-829.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Fees and Charges https://regulations.justia.com/regulations/fedreg/2008/01/17/E8-792.html https://regulations.justia.com/regulations/fedreg/2008/01/17/E8-792.html Thu, 17 Jan 2008 00:00:00 -0800 E8-792 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-17/pdf/E8-792.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Changes Relating to Amendments to NYSE Arca Equities Rules 2.16 and 4.5 Relating to Certain ETP Holder Administrative Procedures https://regulations.justia.com/regulations/fedreg/2008/01/17/E8-737.html https://regulations.justia.com/regulations/fedreg/2008/01/17/E8-737.html Thu, 17 Jan 2008 00:00:00 -0800 E8-737 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-17/pdf/E8-737.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Changes Relating to Amendments to NYSE Arca Rules 2.17 and 4.5 Relating to Certain OTP Holder and OTP Firm Administrative Procedures https://regulations.justia.com/regulations/fedreg/2008/01/17/E8-736.html https://regulations.justia.com/regulations/fedreg/2008/01/17/E8-736.html Thu, 17 Jan 2008 00:00:00 -0800 E8-736 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-17/pdf/E8-736.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Deletion of Rule 702, Carrying Accounts https://regulations.justia.com/regulations/fedreg/2008/01/17/E8-733.html https://regulations.justia.com/regulations/fedreg/2008/01/17/E8-733.html Thu, 17 Jan 2008 00:00:00 -0800 E8-733 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-17/pdf/E8-733.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change to Rule G-8, Books and Records, Rule G-9, Preservation of Records, and Rule G-34, CUSIP Numbers and New Issue Requirements, To Improve Transaction Reporting of New Issues https://regulations.justia.com/regulations/fedreg/2008/01/17/E8-732.html https://regulations.justia.com/regulations/fedreg/2008/01/17/E8-732.html Thu, 17 Jan 2008 00:00:00 -0800 E8-732 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-17/pdf/E8-732.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand, and Make Permanent, the $1 Strike Program https://regulations.justia.com/regulations/fedreg/2008/01/17/E8-709.html https://regulations.justia.com/regulations/fedreg/2008/01/17/E8-709.html Thu, 17 Jan 2008 00:00:00 -0800 E8-709 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-17/pdf/E8-709.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Complex Orders https://regulations.justia.com/regulations/fedreg/2008/01/17/E8-708.html https://regulations.justia.com/regulations/fedreg/2008/01/17/E8-708.html Thu, 17 Jan 2008 00:00:00 -0800 E8-708 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-17/pdf/E8-708.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change Relating to the Continued Listing Standards for Equity Index-Linked Securities https://regulations.justia.com/regulations/fedreg/2008/01/17/E8-707.html https://regulations.justia.com/regulations/fedreg/2008/01/17/E8-707.html Thu, 17 Jan 2008 00:00:00 -0800 E8-707 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-17/pdf/E8-707.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2008/01/16/E8-652.html https://regulations.justia.com/regulations/fedreg/2008/01/16/E8-652.html Wed, 16 Jan 2008 00:00:00 -0800 E8-652 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-16/pdf/E8-652.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes https://regulations.justia.com/regulations/fedreg/2008/01/16/E8-648.html https://regulations.justia.com/regulations/fedreg/2008/01/16/E8-648.html Wed, 16 Jan 2008 00:00:00 -0800 E8-648 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-16/pdf/E8-648.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Obvious Errors https://regulations.justia.com/regulations/fedreg/2008/01/16/E8-647.html https://regulations.justia.com/regulations/fedreg/2008/01/16/E8-647.html Wed, 16 Jan 2008 00:00:00 -0800 E8-647 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-16/pdf/E8-647.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Permit Trading Pursuant to Unlisted Trading Privileges of Shares of Eight Funds of the ProShares Trust https://regulations.justia.com/regulations/fedreg/2008/01/16/E8-646.html https://regulations.justia.com/regulations/fedreg/2008/01/16/E8-646.html Wed, 16 Jan 2008 00:00:00 -0800 E8-646 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-16/pdf/E8-646.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes https://regulations.justia.com/regulations/fedreg/2008/01/16/E8-645.html https://regulations.justia.com/regulations/fedreg/2008/01/16/E8-645.html Wed, 16 Jan 2008 00:00:00 -0800 E8-645 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-16/pdf/E8-645.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Cross-Margining With ICE Clear U.S., Inc. https://regulations.justia.com/regulations/fedreg/2008/01/16/E8-630.html https://regulations.justia.com/regulations/fedreg/2008/01/16/E8-630.html Wed, 16 Jan 2008 00:00:00 -0800 E8-630 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-16/pdf/E8-630.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Securities With Restricted Trading Sessions on XLE https://regulations.justia.com/regulations/fedreg/2008/01/16/E8-629.html https://regulations.justia.com/regulations/fedreg/2008/01/16/E8-629.html Wed, 16 Jan 2008 00:00:00 -0800 E8-629 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-16/pdf/E8-629.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to BOX's Licensing Fees https://regulations.justia.com/regulations/fedreg/2008/01/16/E8-628.html https://regulations.justia.com/regulations/fedreg/2008/01/16/E8-628.html Wed, 16 Jan 2008 00:00:00 -0800 E8-628 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-16/pdf/E8-628.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Sections 132(e), 211, and 1003(d) of the Company Guide To Clarify That the Exchange May Delist or Deny Initial Listing to an Issuer for Misrepresenting, or Omitting To Provide, Material Information to the Exchange or for Failing To Provide Requested Information Within a Reasonable Period of Time https://regulations.justia.com/regulations/fedreg/2008/01/16/E8-627.html https://regulations.justia.com/regulations/fedreg/2008/01/16/E8-627.html Wed, 16 Jan 2008 00:00:00 -0800 E8-627 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-16/pdf/E8-627.pdf Notice - Sunshine Act Meeting; Federal Register Citation of Previous Announcement: [to be published] https://regulations.justia.com/regulations/fedreg/2008/01/15/E8-641.html https://regulations.justia.com/regulations/fedreg/2008/01/15/E8-641.html Tue, 15 Jan 2008 00:00:00 -0800 E8-641 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-15/pdf/E8-641.pdf Notice - Consolidated Tape Association; Order Approving the Eleventh Substantive Amendment to the Second Restatement of the Consolidated Tape Association Plan https://regulations.justia.com/regulations/fedreg/2008/01/15/E8-528.html https://regulations.justia.com/regulations/fedreg/2008/01/15/E8-528.html Tue, 15 Jan 2008 00:00:00 -0800 E8-528 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-15/pdf/E8-528.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of a Proposed Rule Change To Nasdaq's Rule 7033 to Modify the Fees Charged for the Mutual Fund Quotation Service and to Correct Certain Errors in the Rule Manual https://regulations.justia.com/regulations/fedreg/2008/01/14/E8-393.html https://regulations.justia.com/regulations/fedreg/2008/01/14/E8-393.html Mon, 14 Jan 2008 00:00:00 -0800 E8-393 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-14/pdf/E8-393.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Expand, and Make Permanent, the $1 Strike Price Program https://regulations.justia.com/regulations/fedreg/2008/01/14/E8-390.html https://regulations.justia.com/regulations/fedreg/2008/01/14/E8-390.html Mon, 14 Jan 2008 00:00:00 -0800 E8-390 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-14/pdf/E8-390.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed Rule Change Relating to the Continuous Quoting Obligations of DPMs https://regulations.justia.com/regulations/fedreg/2008/01/14/E8-389.html https://regulations.justia.com/regulations/fedreg/2008/01/14/E8-389.html Mon, 14 Jan 2008 00:00:00 -0800 E8-389 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-14/pdf/E8-389.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend the MRVP of the Boston Options Exchange With Respect to Contrary Exercise Advice Violations https://regulations.justia.com/regulations/fedreg/2008/01/14/E8-388.html https://regulations.justia.com/regulations/fedreg/2008/01/14/E8-388.html Mon, 14 Jan 2008 00:00:00 -0800 E8-388 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-14/pdf/E8-388.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2008/01/14/E8-354.html https://regulations.justia.com/regulations/fedreg/2008/01/14/E8-354.html Mon, 14 Jan 2008 00:00:00 -0800 E8-354 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-14/pdf/E8-354.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2008/01/14/E8-353.html https://regulations.justia.com/regulations/fedreg/2008/01/14/E8-353.html Mon, 14 Jan 2008 00:00:00 -0800 E8-353 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-14/pdf/E8-353.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2008/01/14/E8-352.html https://regulations.justia.com/regulations/fedreg/2008/01/14/E8-352.html Mon, 14 Jan 2008 00:00:00 -0800 E8-352 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-14/pdf/E8-352.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2008/01/14/E8-351.html https://regulations.justia.com/regulations/fedreg/2008/01/14/E8-351.html Mon, 14 Jan 2008 00:00:00 -0800 E8-351 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-14/pdf/E8-351.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand and Permanently Adopt the $1 Strike Pilot Program https://regulations.justia.com/regulations/fedreg/2008/01/14/E8-350.html https://regulations.justia.com/regulations/fedreg/2008/01/14/E8-350.html Mon, 14 Jan 2008 00:00:00 -0800 E8-350 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-14/pdf/E8-350.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 To Eliminate a Volume Add-on to Amex Options Specialist Financial Requirements https://regulations.justia.com/regulations/fedreg/2008/01/14/E8-349.html https://regulations.justia.com/regulations/fedreg/2008/01/14/E8-349.html Mon, 14 Jan 2008 00:00:00 -0800 E8-349 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-14/pdf/E8-349.pdf Notice - Consolidated Tape Association; Notice of Filing and Immediate Effectiveness of the Tenth Charges Amendment to the Second Restatement of the Consolidated Tape Association Plan and the Sixth Charges Amendment to the Restated Consolidated Quotation Plan https://regulations.justia.com/regulations/fedreg/2008/01/14/E8-348.html https://regulations.justia.com/regulations/fedreg/2008/01/14/E8-348.html Mon, 14 Jan 2008 00:00:00 -0800 E8-348 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-14/pdf/E8-348.pdf Notice - In the Matter of Aampro Group, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2008/01/14/08-104.html https://regulations.justia.com/regulations/fedreg/2008/01/14/08-104.html Mon, 14 Jan 2008 00:00:00 -0800 08-104 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-14/pdf/08-104.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2008/01/11/E8-405.html https://regulations.justia.com/regulations/fedreg/2008/01/11/E8-405.html Fri, 11 Jan 2008 00:00:00 -0800 E8-405 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-11/pdf/E8-405.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Incorporate Certain Definitions of Exchange Act Rules 13d-1 and 13d-3 Into NYSE Rule 460 https://regulations.justia.com/regulations/fedreg/2008/01/11/E8-304.html https://regulations.justia.com/regulations/fedreg/2008/01/11/E8-304.html Fri, 11 Jan 2008 00:00:00 -0800 E8-304 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-11/pdf/E8-304.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change as Modified by Amendment No. 1 Thereto To Allow the Exchange To List Up to Seven Expiration Months for Broad-Based Security Index Options Upon Which an Exchange Calculates a Constant Three-Month Volatility Index https://regulations.justia.com/regulations/fedreg/2008/01/11/E8-303.html https://regulations.justia.com/regulations/fedreg/2008/01/11/E8-303.html Fri, 11 Jan 2008 00:00:00 -0800 E8-303 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-11/pdf/E8-303.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change Relating to Rule 6.87-Obvious Error https://regulations.justia.com/regulations/fedreg/2008/01/10/E8-255.html https://regulations.justia.com/regulations/fedreg/2008/01/10/E8-255.html Thu, 10 Jan 2008 00:00:00 -0800 E8-255 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-10/pdf/E8-255.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Pertaining to the Imposition of Fines for Minor Rule Violations https://regulations.justia.com/regulations/fedreg/2008/01/10/E8-188.html https://regulations.justia.com/regulations/fedreg/2008/01/10/E8-188.html Thu, 10 Jan 2008 00:00:00 -0800 E8-188 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-10/pdf/E8-188.pdf Notice - Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Nasdaq Stockholders' Agreement Between the Nasdaq Stock Market, Inc. and Borse Dubai Limited https://regulations.justia.com/regulations/fedreg/2008/01/10/E8-187.html https://regulations.justia.com/regulations/fedreg/2008/01/10/E8-187.html Thu, 10 Jan 2008 00:00:00 -0800 E8-187 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-10/pdf/E8-187.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Marketing Fee Program https://regulations.justia.com/regulations/fedreg/2008/01/09/E8-157.html https://regulations.justia.com/regulations/fedreg/2008/01/09/E8-157.html Wed, 09 Jan 2008 00:00:00 -0800 E8-157 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-09/pdf/E8-157.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate Certain Regulatory Fees https://regulations.justia.com/regulations/fedreg/2008/01/09/E8-156.html https://regulations.justia.com/regulations/fedreg/2008/01/09/E8-156.html Wed, 09 Jan 2008 00:00:00 -0800 E8-156 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-09/pdf/E8-156.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Regarding Nullification and Modification of Transactions Executed on CBOE Stock Exchange https://regulations.justia.com/regulations/fedreg/2008/01/09/E8-155.html https://regulations.justia.com/regulations/fedreg/2008/01/09/E8-155.html Wed, 09 Jan 2008 00:00:00 -0800 E8-155 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-09/pdf/E8-155.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Relating to Linkage Fees https://regulations.justia.com/regulations/fedreg/2008/01/09/E8-151.html https://regulations.justia.com/regulations/fedreg/2008/01/09/E8-151.html Wed, 09 Jan 2008 00:00:00 -0800 E8-151 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-09/pdf/E8-151.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending the Examinations Fee https://regulations.justia.com/regulations/fedreg/2008/01/09/E8-150.html https://regulations.justia.com/regulations/fedreg/2008/01/09/E8-150.html Wed, 09 Jan 2008 00:00:00 -0800 E8-150 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-09/pdf/E8-150.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the $1 Strike Pilot Program https://regulations.justia.com/regulations/fedreg/2008/01/09/E8-136.html https://regulations.justia.com/regulations/fedreg/2008/01/09/E8-136.html Wed, 09 Jan 2008 00:00:00 -0800 E8-136 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-09/pdf/E8-136.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Closing Time for Options on Exchange-Traded Funds https://regulations.justia.com/regulations/fedreg/2008/01/09/E8-135.html https://regulations.justia.com/regulations/fedreg/2008/01/09/E8-135.html Wed, 09 Jan 2008 00:00:00 -0800 E8-135 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-09/pdf/E8-135.pdf Notice - In the Matter of ABC Dispensing Technologies, Inc. (n/k/a Ka Wang Holding, Inc.), Accent Color Sciences, Inc., Access Tradeone.com, Inc., ActFit.com, Inc. (n/k/a Telum International Corp.), Addison-Davis Diagnostics, Inc., Aden Enterprises, Inc., AdPads, Inc., Advanced Products Group, Inc. (n/k/a Cloudtech Sensors, Inc.), Advanced Recycling Sciences, Inc., Advanced Systems International, Inc., Aero Group, Inc., and Alford Refrigerated Warehouses, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2008/01/09/08-38.html https://regulations.justia.com/regulations/fedreg/2008/01/09/08-38.html Wed, 09 Jan 2008 00:00:00 -0800 08-38 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-09/pdf/08-38.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 6.14 (Hybrid Agency Liaison) https://regulations.justia.com/regulations/fedreg/2008/01/08/E8-95.html https://regulations.justia.com/regulations/fedreg/2008/01/08/E8-95.html Tue, 08 Jan 2008 00:00:00 -0800 E8-95 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-08/pdf/E8-95.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 62 Examination Program https://regulations.justia.com/regulations/fedreg/2008/01/08/E8-94.html https://regulations.justia.com/regulations/fedreg/2008/01/08/E8-94.html Tue, 08 Jan 2008 00:00:00 -0800 E8-94 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-08/pdf/E8-94.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 72 Examination Program https://regulations.justia.com/regulations/fedreg/2008/01/08/E8-93.html https://regulations.justia.com/regulations/fedreg/2008/01/08/E8-93.html Tue, 08 Jan 2008 00:00:00 -0800 E8-93 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-08/pdf/E8-93.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 82 Examination Program https://regulations.justia.com/regulations/fedreg/2008/01/08/E8-92.html https://regulations.justia.com/regulations/fedreg/2008/01/08/E8-92.html Tue, 08 Jan 2008 00:00:00 -0800 E8-92 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-08/pdf/E8-92.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Trade Processing Fees https://regulations.justia.com/regulations/fedreg/2008/01/08/E8-91.html https://regulations.justia.com/regulations/fedreg/2008/01/08/E8-91.html Tue, 08 Jan 2008 00:00:00 -0800 E8-91 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-08/pdf/E8-91.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 55 Examination Program https://regulations.justia.com/regulations/fedreg/2008/01/08/E8-90.html https://regulations.justia.com/regulations/fedreg/2008/01/08/E8-90.html Tue, 08 Jan 2008 00:00:00 -0800 E8-90 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-08/pdf/E8-90.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 42 Examination Program https://regulations.justia.com/regulations/fedreg/2008/01/08/E8-89.html https://regulations.justia.com/regulations/fedreg/2008/01/08/E8-89.html Tue, 08 Jan 2008 00:00:00 -0800 E8-89 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-08/pdf/E8-89.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 23 Examination Program https://regulations.justia.com/regulations/fedreg/2008/01/08/E8-88.html https://regulations.justia.com/regulations/fedreg/2008/01/08/E8-88.html Tue, 08 Jan 2008 00:00:00 -0800 E8-88 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-08/pdf/E8-88.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 24 Examination Program https://regulations.justia.com/regulations/fedreg/2008/01/08/E8-87.html https://regulations.justia.com/regulations/fedreg/2008/01/08/E8-87.html Tue, 08 Jan 2008 00:00:00 -0800 E8-87 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-08/pdf/E8-87.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Retire the EEM Options Pilot Program https://regulations.justia.com/regulations/fedreg/2008/01/08/E8-86.html https://regulations.justia.com/regulations/fedreg/2008/01/08/E8-86.html Tue, 08 Jan 2008 00:00:00 -0800 E8-86 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-08/pdf/E8-86.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Certain Transaction Fees and Credits https://regulations.justia.com/regulations/fedreg/2008/01/08/E8-85.html https://regulations.justia.com/regulations/fedreg/2008/01/08/E8-85.html Tue, 08 Jan 2008 00:00:00 -0800 E8-85 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-08/pdf/E8-85.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Nasdaq's Rule 7033 https://regulations.justia.com/regulations/fedreg/2008/01/08/E8-84.html https://regulations.justia.com/regulations/fedreg/2008/01/08/E8-84.html Tue, 08 Jan 2008 00:00:00 -0800 E8-84 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-08/pdf/E8-84.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reduce the Trading Floor Regulatory Fee https://regulations.justia.com/regulations/fedreg/2008/01/08/E8-83.html https://regulations.justia.com/regulations/fedreg/2008/01/08/E8-83.html Tue, 08 Jan 2008 00:00:00 -0800 E8-83 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-08/pdf/E8-83.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Approval of Proposed Rule Change as Modified by Amendments No. 1 and 2 Thereto Relating to Market Data Distribution Network Fees https://regulations.justia.com/regulations/fedreg/2008/01/07/E8-9.html https://regulations.justia.com/regulations/fedreg/2008/01/07/E8-9.html Mon, 07 Jan 2008 00:00:00 -0800 E8-9 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-07/pdf/E8-9.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2008/01/07/E8-43.html https://regulations.justia.com/regulations/fedreg/2008/01/07/E8-43.html Mon, 07 Jan 2008 00:00:00 -0800 E8-43 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-07/pdf/E8-43.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2008/01/07/E8-3.html https://regulations.justia.com/regulations/fedreg/2008/01/07/E8-3.html Mon, 07 Jan 2008 00:00:00 -0800 E8-3 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-07/pdf/E8-3.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2008/01/07/E8-2.html https://regulations.justia.com/regulations/fedreg/2008/01/07/E8-2.html Mon, 07 Jan 2008 00:00:00 -0800 E8-2 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-07/pdf/E8-2.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Stock Loan and Repurchase Processing https://regulations.justia.com/regulations/fedreg/2008/01/07/E7-25655.html https://regulations.justia.com/regulations/fedreg/2008/01/07/E7-25655.html Mon, 07 Jan 2008 00:00:00 -0800 E7-25655 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-07/pdf/E7-25655.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Rule 107A (Registered Competitive Market Makers) and Exchange Rule 110 (Competitive Traders) https://regulations.justia.com/regulations/fedreg/2008/01/07/E7-25654.html https://regulations.justia.com/regulations/fedreg/2008/01/07/E7-25654.html Mon, 07 Jan 2008 00:00:00 -0800 E7-25654 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-07/pdf/E7-25654.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Generic Listing Standards for Exchange-Traded Funds Based on Fixed Income Indexes and Order Granting Accelerated Approval of the Proposed Rule Change, as Modified by Amendment No. 1 https://regulations.justia.com/regulations/fedreg/2008/01/07/E7-25652.html https://regulations.justia.com/regulations/fedreg/2008/01/07/E7-25652.html Mon, 07 Jan 2008 00:00:00 -0800 E7-25652 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-07/pdf/E7-25652.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend the Quoting Requirements Applicable to the Hybrid Opening System https://regulations.justia.com/regulations/fedreg/2008/01/07/E7-25651.html https://regulations.justia.com/regulations/fedreg/2008/01/07/E7-25651.html Mon, 07 Jan 2008 00:00:00 -0800 E7-25651 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-07/pdf/E7-25651.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 1000 (Automatic Execution of Limit Orders Against Orders Reflected in NYSE Published Quotation) https://regulations.justia.com/regulations/fedreg/2008/01/07/E7-25600.html https://regulations.justia.com/regulations/fedreg/2008/01/07/E7-25600.html Mon, 07 Jan 2008 00:00:00 -0800 E7-25600 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-07/pdf/E7-25600.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Harmonize the Annual Listing Fees for All Exchange Traded Funds https://regulations.justia.com/regulations/fedreg/2008/01/07/E7-25598.html https://regulations.justia.com/regulations/fedreg/2008/01/07/E7-25598.html Mon, 07 Jan 2008 00:00:00 -0800 E7-25598 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-07/pdf/E7-25598.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, LLC; Notice of Filing of Proposed Rule Change Relating to the Adoption of New Exchange Rule 309 (Failure To Pay Fees) https://regulations.justia.com/regulations/fedreg/2008/01/07/E7-25597.html https://regulations.justia.com/regulations/fedreg/2008/01/07/E7-25597.html Mon, 07 Jan 2008 00:00:00 -0800 E7-25597 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-07/pdf/E7-25597.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to NYSE Rule 1500 (NYSE MatchPoint SM https://regulations.justia.com/regulations/fedreg/2008/01/04/E7-25626.html https://regulations.justia.com/regulations/fedreg/2008/01/04/E7-25626.html Fri, 04 Jan 2008 00:00:00 -0800 E7-25626 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-04/pdf/E7-25626.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend Annual Fees Applicable to Groups of Real Estate Investment Trusts Under Common External Management https://regulations.justia.com/regulations/fedreg/2008/01/04/E7-25625.html https://regulations.justia.com/regulations/fedreg/2008/01/04/E7-25625.html Fri, 04 Jan 2008 00:00:00 -0800 E7-25625 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-04/pdf/E7-25625.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment Nos. 1, 2 and 3 Thereto, Relating to Trading Shares of the Nuveen Commodities Income and Growth Fund Pursuant to Unlisted Trading Privileges https://regulations.justia.com/regulations/fedreg/2008/01/04/E7-25623.html https://regulations.justia.com/regulations/fedreg/2008/01/04/E7-25623.html Fri, 04 Jan 2008 00:00:00 -0800 E7-25623 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-04/pdf/E7-25623.pdf Notice - Self-Regulatory Organizations; American Stock Exchange, LLC; Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Notes Linked to the Performance of the CBOE S&P 500 PutWrite Index (PUTSM) https://regulations.justia.com/regulations/fedreg/2008/01/04/E7-25622.html https://regulations.justia.com/regulations/fedreg/2008/01/04/E7-25622.html Fri, 04 Jan 2008 00:00:00 -0800 E7-25622 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-04/pdf/E7-25622.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Duration of CBOE Rule 6.45A(b) Pertaining to Orders Represented in Open Outcry https://regulations.justia.com/regulations/fedreg/2008/01/04/E7-25621.html https://regulations.justia.com/regulations/fedreg/2008/01/04/E7-25621.html Fri, 04 Jan 2008 00:00:00 -0800 E7-25621 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-04/pdf/E7-25621.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC, The American Stock Exchange LLC, The New York Stock Exchange LLC, and NYSE Arca, Inc; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Changes To Extend the Deadline Until March 31, 2008 for Issuers To Become Compliant With Listing Requirements Concerning Direct Registration Programs https://regulations.justia.com/regulations/fedreg/2008/01/04/E7-25595.html https://regulations.justia.com/regulations/fedreg/2008/01/04/E7-25595.html Fri, 04 Jan 2008 00:00:00 -0800 E7-25595 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-04/pdf/E7-25595.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Shares of the iShares MSCI Belgium Index Fund https://regulations.justia.com/regulations/fedreg/2008/01/04/E7-25581.html https://regulations.justia.com/regulations/fedreg/2008/01/04/E7-25581.html Fri, 04 Jan 2008 00:00:00 -0800 E7-25581 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-04/pdf/E7-25581.pdf Rule - Acceptance From Foreign Private Issuers of Financial Statements Prepared in Accordance With International Financial Reporting Standards Without Reconciliation to U.S. GAAP https://regulations.justia.com/regulations/fedreg/2008/01/04/E7-25250.html https://regulations.justia.com/regulations/fedreg/2008/01/04/E7-25250.html Fri, 04 Jan 2008 00:00:00 -0800 E7-25250 Rule http://www.gpo.gov/fdsys/pkg/FR-2008-01-04/pdf/E7-25250.pdf Rule - Smaller Reporting Company Regulatory Relief and Simplification https://regulations.justia.com/regulations/fedreg/2008/01/04/E7-24965.html https://regulations.justia.com/regulations/fedreg/2008/01/04/E7-24965.html Fri, 04 Jan 2008 00:00:00 -0800 E7-24965 Rule http://www.gpo.gov/fdsys/pkg/FR-2008-01-04/pdf/E7-24965.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Delay Implementation of Certain FINRA Rule Changes Approved in SR-NASD-2004-183 https://regulations.justia.com/regulations/fedreg/2008/01/03/E7-25571.html https://regulations.justia.com/regulations/fedreg/2008/01/03/E7-25571.html Thu, 03 Jan 2008 00:00:00 -0800 E7-25571 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-03/pdf/E7-25571.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 2 Thereto, Relating to the $1 Strike Pilot Program https://regulations.justia.com/regulations/fedreg/2008/01/03/E7-25570.html https://regulations.justia.com/regulations/fedreg/2008/01/03/E7-25570.html Thu, 03 Jan 2008 00:00:00 -0800 E7-25570 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-03/pdf/E7-25570.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Options Licensing Fee Changes https://regulations.justia.com/regulations/fedreg/2008/01/03/E7-25569.html https://regulations.justia.com/regulations/fedreg/2008/01/03/E7-25569.html Thu, 03 Jan 2008 00:00:00 -0800 E7-25569 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-03/pdf/E7-25569.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Opening of the Market of the Boston Options Exchange https://regulations.justia.com/regulations/fedreg/2008/01/03/E7-25568.html https://regulations.justia.com/regulations/fedreg/2008/01/03/E7-25568.html Thu, 03 Jan 2008 00:00:00 -0800 E7-25568 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-03/pdf/E7-25568.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2008/01/03/E7-25524.html https://regulations.justia.com/regulations/fedreg/2008/01/03/E7-25524.html Thu, 03 Jan 2008 00:00:00 -0800 E7-25524 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-03/pdf/E7-25524.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2008/01/03/E7-25523.html https://regulations.justia.com/regulations/fedreg/2008/01/03/E7-25523.html Thu, 03 Jan 2008 00:00:00 -0800 E7-25523 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-03/pdf/E7-25523.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to FINRA's New York Stock Exchange Rule 409(f) https://regulations.justia.com/regulations/fedreg/2008/01/03/E7-25508.html https://regulations.justia.com/regulations/fedreg/2008/01/03/E7-25508.html Thu, 03 Jan 2008 00:00:00 -0800 E7-25508 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-03/pdf/E7-25508.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to Anti-Money Laundering Program Rule 4.20 https://regulations.justia.com/regulations/fedreg/2008/01/03/E7-25507.html https://regulations.justia.com/regulations/fedreg/2008/01/03/E7-25507.html Thu, 03 Jan 2008 00:00:00 -0800 E7-25507 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-03/pdf/E7-25507.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Rule 409(f) https://regulations.justia.com/regulations/fedreg/2008/01/03/E7-25506.html https://regulations.justia.com/regulations/fedreg/2008/01/03/E7-25506.html Thu, 03 Jan 2008 00:00:00 -0800 E7-25506 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-03/pdf/E7-25506.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendments No. 1 and 2, Relating to the Listing and Trading of Units of the United States Heating Oil Fund, LP and the United States Gasoline Fund, LP https://regulations.justia.com/regulations/fedreg/2008/01/03/E7-25487.html https://regulations.justia.com/regulations/fedreg/2008/01/03/E7-25487.html Thu, 03 Jan 2008 00:00:00 -0800 E7-25487 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-03/pdf/E7-25487.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval to Proposed Rule Change to Permit Issuers of Index-Linked Securities to Submit a Letter From the Issuer's Authorized Executive Officer Rather Than Provide a Certified Copy of the Resolution Adopted By the Issuers' Board of Directors, When the Issuers Are Voluntarily Delisting the Securities From the Exchange and Transferring the Listing to Another National Securities Exchange https://regulations.justia.com/regulations/fedreg/2008/01/02/E7-25446.html https://regulations.justia.com/regulations/fedreg/2008/01/02/E7-25446.html Wed, 02 Jan 2008 00:00:00 -0800 E7-25446 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-02/pdf/E7-25446.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2008/01/02/E7-25434.html https://regulations.justia.com/regulations/fedreg/2008/01/02/E7-25434.html Wed, 02 Jan 2008 00:00:00 -0800 E7-25434 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-02/pdf/E7-25434.pdf