<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/12/20?registers=between Tue, 15 Jul 2025 00:31:33 -0700 Tue, 15 Jul 2025 00:31:33 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/12/20?registers=between Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, and Notice of Amendment No. 3 to the Proposed Rule Change Relating to the Listing and Trading of the GreenHaven Continuous Commodity Index Fund https://regulations.justia.com/regulations/fedreg/2007/12/20/E7-24729.html https://regulations.justia.com/regulations/fedreg/2007/12/20/E7-24729.html Thu, 20 Dec 2007 00:00:00 -0800 E7-24729 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-20/pdf/E7-24729.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to NYSE Rule 92 and Riskless Principal Trading at the Exchange https://regulations.justia.com/regulations/fedreg/2007/12/20/E7-24728.html https://regulations.justia.com/regulations/fedreg/2007/12/20/E7-24728.html Thu, 20 Dec 2007 00:00:00 -0800 E7-24728 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-20/pdf/E7-24728.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Fee Changes https://regulations.justia.com/regulations/fedreg/2007/12/20/E7-24727.html https://regulations.justia.com/regulations/fedreg/2007/12/20/E7-24727.html Thu, 20 Dec 2007 00:00:00 -0800 E7-24727 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-20/pdf/E7-24727.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Require Specialists To Yield Orally Agreed Upon Proprietary Trades to Later-Arriving Customer System Orders https://regulations.justia.com/regulations/fedreg/2007/12/20/E7-24726.html https://regulations.justia.com/regulations/fedreg/2007/12/20/E7-24726.html Thu, 20 Dec 2007 00:00:00 -0800 E7-24726 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-20/pdf/E7-24726.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change as Modified by Amendment Nos. 2 and 3 Thereto Relating to Rule 104 (Dealings by Specialists) https://regulations.justia.com/regulations/fedreg/2007/12/20/E7-24725.html https://regulations.justia.com/regulations/fedreg/2007/12/20/E7-24725.html Thu, 20 Dec 2007 00:00:00 -0800 E7-24725 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-20/pdf/E7-24725.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees and Charges https://regulations.justia.com/regulations/fedreg/2007/12/20/E7-24724.html https://regulations.justia.com/regulations/fedreg/2007/12/20/E7-24724.html Thu, 20 Dec 2007 00:00:00 -0800 E7-24724 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-20/pdf/E7-24724.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to a Delta Hedging Exemption From Equity Options Position Limits https://regulations.justia.com/regulations/fedreg/2007/12/20/E7-24723.html https://regulations.justia.com/regulations/fedreg/2007/12/20/E7-24723.html Thu, 20 Dec 2007 00:00:00 -0800 E7-24723 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-20/pdf/E7-24723.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Commentary .10 to Amex Rule 584 To Delete the Reference to the Weekly Bulletin https://regulations.justia.com/regulations/fedreg/2007/12/20/E7-24693.html https://regulations.justia.com/regulations/fedreg/2007/12/20/E7-24693.html Thu, 20 Dec 2007 00:00:00 -0800 E7-24693 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-20/pdf/E7-24693.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Approving Proposed Rule Change Relating to Amendments to Rule G-40 on E-Mail Contacts https://regulations.justia.com/regulations/fedreg/2007/12/20/E7-24652.html https://regulations.justia.com/regulations/fedreg/2007/12/20/E7-24652.html Thu, 20 Dec 2007 00:00:00 -0800 E7-24652 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-20/pdf/E7-24652.pdf Proposed Rule - Revisions to Form S-11 To Permit Historical Incorporation by Reference https://regulations.justia.com/regulations/fedreg/2007/12/20/E7-24617.html https://regulations.justia.com/regulations/fedreg/2007/12/20/E7-24617.html Thu, 20 Dec 2007 00:00:00 -0800 E7-24617 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2007-12-20/pdf/E7-24617.pdf