Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/12/12?limit=200®isters=between&mode=atom2024-05-02T13:45:36-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2007/12/12/E7-24045.htmlNotice - Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Order Approving Proposed Rule Change, as Modified By Amendment No. 1 Thereto, Amending Nasdaq's Membership Application Rules2007-12-12T00:00:00-08:002007-12-12T00:00:00-08:00E7-24045Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-12/pdf/E7-24045.pdfhttps://regulations.justia.com/regulations/fedreg/2007/12/12/E7-24044.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc. (n/k/a Financial Industry Regulatory Authority Inc.); Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Expand the Class of Entities Permitted To Use the Delta Hedging Exemption From Equity Options Position Limits2007-12-12T00:00:00-08:002007-12-12T00:00:00-08:00E7-24044Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-12/pdf/E7-24044.pdfhttps://regulations.justia.com/regulations/fedreg/2007/12/12/E7-24035.htmlNotice - Proposed Collection; Comment Request2007-12-12T00:00:00-08:002007-12-12T00:00:00-08:00E7-24035Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-12/pdf/E7-24035.pdfhttps://regulations.justia.com/regulations/fedreg/2007/12/12/E7-24034.htmlNotice - Proposed Collection; Comment Request2007-12-12T00:00:00-08:002007-12-12T00:00:00-08:00E7-24034Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-12/pdf/E7-24034.pdfhttps://regulations.justia.com/regulations/fedreg/2007/12/12/E7-24033.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Continued Listing Standards for Equity Index-Linked Securities2007-12-12T00:00:00-08:002007-12-12T00:00:00-08:00E7-24033Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-12/pdf/E7-24033.pdfhttps://regulations.justia.com/regulations/fedreg/2007/12/12/E7-24032.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Related To Amending Complex Orders Procedures2007-12-12T00:00:00-08:002007-12-12T00:00:00-08:00E7-24032Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-12/pdf/E7-24032.pdfhttps://regulations.justia.com/regulations/fedreg/2007/12/12/E7-23973.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, Relating to Generic Listing and Trading Rules for Securities Linked to the Performance of Indexes, Commodities, and Currencies2007-12-12T00:00:00-08:002007-12-12T00:00:00-08:00E7-23973Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-12/pdf/E7-23973.pdfhttps://regulations.justia.com/regulations/fedreg/2007/12/12/E7-23972.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Rule 6.37B and the Quoting Obligations of Lead Market Makers2007-12-12T00:00:00-08:002007-12-12T00:00:00-08:00E7-23972Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-12/pdf/E7-23972.pdfhttps://regulations.justia.com/regulations/fedreg/2007/12/12/E7-23971.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Certain Modifications to the Initial Listing Standards for Index-Linked Securities2007-12-12T00:00:00-08:002007-12-12T00:00:00-08:00E7-23971Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-12/pdf/E7-23971.pdfhttps://regulations.justia.com/regulations/fedreg/2007/12/12/E7-23970.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend the Initial Listing Standards for Other Securities2007-12-12T00:00:00-08:002007-12-12T00:00:00-08:00E7-23970Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-12/pdf/E7-23970.pdfhttps://regulations.justia.com/regulations/fedreg/2007/12/12/E7-23967.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Liability for the Actions or Omission of Amex Book Clerks2007-12-12T00:00:00-08:002007-12-12T00:00:00-08:00E7-23967Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-12/pdf/E7-23967.pdfhttps://regulations.justia.com/regulations/fedreg/2007/12/12/E7-23966.htmlNotice - Consolidated Tape Association; Notice of Filing of the Eleventh Substantive Amendment to the Second Restatement of the Consolidated Tape Association Plan2007-12-12T00:00:00-08:002007-12-12T00:00:00-08:00E7-23966Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-12/pdf/E7-23966.pdfhttps://regulations.justia.com/regulations/fedreg/2007/12/12/E7-23965.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Granting Approval of Proposed Rule Change to Amend Rules Relating to the Execution of Odd Lot Market Orders2007-12-12T00:00:00-08:002007-12-12T00:00:00-08:00E7-23965Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-12/pdf/E7-23965.pdf