<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/12/11?registers=between Sat, 19 Jul 2025 22:44:44 -0700 Sat, 19 Jul 2025 22:44:44 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/12/11?registers=between Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, To Harmonize the Annual Listing Fees for All Exchange Traded Funds https://regulations.justia.com/regulations/fedreg/2007/12/11/Z7-22974.html https://regulations.justia.com/regulations/fedreg/2007/12/11/Z7-22974.html Tue, 11 Dec 2007 00:00:00 -0800 Z7-22974 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-11/pdf/Z7-22974.pdf Rule - Shareholder Proposals Relating to the Election of Directors https://regulations.justia.com/regulations/fedreg/2007/12/11/E7-23951.html https://regulations.justia.com/regulations/fedreg/2007/12/11/E7-23951.html Tue, 11 Dec 2007 00:00:00 -0800 E7-23951 Rule http://www.gpo.gov/fdsys/pkg/FR-2007-12-11/pdf/E7-23951.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to Stock-Option Orders https://regulations.justia.com/regulations/fedreg/2007/12/11/E7-23925.html https://regulations.justia.com/regulations/fedreg/2007/12/11/E7-23925.html Tue, 11 Dec 2007 00:00:00 -0800 E7-23925 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-11/pdf/E7-23925.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of a Proposed Rule Change Relating to Restrictions on Acting as Market Makers and Floor Broker https://regulations.justia.com/regulations/fedreg/2007/12/11/E7-23924.html https://regulations.justia.com/regulations/fedreg/2007/12/11/E7-23924.html Tue, 11 Dec 2007 00:00:00 -0800 E7-23924 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-11/pdf/E7-23924.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC: Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change, as Amended, Relating to Linkage Order; Boston Stock Exchange, Inc., Chicago Board Options Exchange, Incorporated; International Securities Exchange, LLC, NYSE Arca, Inc., and Philadelphia Stock Exchange, Inc.: Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to Linkage Orders https://regulations.justia.com/regulations/fedreg/2007/12/11/E7-23923.html https://regulations.justia.com/regulations/fedreg/2007/12/11/E7-23923.html Tue, 11 Dec 2007 00:00:00 -0800 E7-23923 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-11/pdf/E7-23923.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the NYSE Rule 98 Guidelines for Approved Persons Associated With a Specialist's Member Organization https://regulations.justia.com/regulations/fedreg/2007/12/11/E7-23922.html https://regulations.justia.com/regulations/fedreg/2007/12/11/E7-23922.html Tue, 11 Dec 2007 00:00:00 -0800 E7-23922 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-11/pdf/E7-23922.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Exchange's NYSE BondsSM https://regulations.justia.com/regulations/fedreg/2007/12/11/E7-23921.html https://regulations.justia.com/regulations/fedreg/2007/12/11/E7-23921.html Tue, 11 Dec 2007 00:00:00 -0800 E7-23921 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-11/pdf/E7-23921.pdf Notice - Joint Industry Plan; Notice of Summary Effectiveness on a Temporary Basis of Joint Amendment No. 25 to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage Relating to Response Time for Certain Orders Sent Through the Linkage, and Notice of Filing of Such Amendment https://regulations.justia.com/regulations/fedreg/2007/12/11/E7-23920.html https://regulations.justia.com/regulations/fedreg/2007/12/11/E7-23920.html Tue, 11 Dec 2007 00:00:00 -0800 E7-23920 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-11/pdf/E7-23920.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Market Data and Liquidity Provider Rebate Programs for Transactions Through NSX BLADE https://regulations.justia.com/regulations/fedreg/2007/12/11/E7-23919.html https://regulations.justia.com/regulations/fedreg/2007/12/11/E7-23919.html Tue, 11 Dec 2007 00:00:00 -0800 E7-23919 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-11/pdf/E7-23919.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Closing Auction Time for Exchange Traded Funds https://regulations.justia.com/regulations/fedreg/2007/12/11/E7-23918.html https://regulations.justia.com/regulations/fedreg/2007/12/11/E7-23918.html Tue, 11 Dec 2007 00:00:00 -0800 E7-23918 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-11/pdf/E7-23918.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Amendment No. 2 to a Proposed Rule Change To Amend the Limited Liability Company Agreement of The NASDAQ Stock Market LLC; and Order Granting Accelerated Approval of the Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 https://regulations.justia.com/regulations/fedreg/2007/12/11/E7-23917.html https://regulations.justia.com/regulations/fedreg/2007/12/11/E7-23917.html Tue, 11 Dec 2007 00:00:00 -0800 E7-23917 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-11/pdf/E7-23917.pdf