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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/12/07?registers=between
Thu, 17 Jul 2025 21:06:33 -0700Thu, 17 Jul 2025 21:06:33 -0700Justia Regulations TrackerCopyright 2011 Justia Inc.https://regulations.justia.com/images/justiafedregulations.gif<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/12/07?registers=between
Notice - Sunshine Act Meetings
https://regulations.justia.com/regulations/fedreg/2007/12/07/E7-23830.html
https://regulations.justia.com/regulations/fedreg/2007/12/07/E7-23830.htmlFri, 07 Dec 2007 00:00:00 -0800E7-23830Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-07/pdf/E7-23830.pdfNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving a Proposed Rule Change Relating To Resolving Uncompared Transactions
https://regulations.justia.com/regulations/fedreg/2007/12/07/E7-23788.html
https://regulations.justia.com/regulations/fedreg/2007/12/07/E7-23788.htmlFri, 07 Dec 2007 00:00:00 -0800E7-23788Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-07/pdf/E7-23788.pdfNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Conform SRO Rules to Changes to Rule 10a-1 and Regulation SHO
https://regulations.justia.com/regulations/fedreg/2007/12/07/E7-23769.html
https://regulations.justia.com/regulations/fedreg/2007/12/07/E7-23769.htmlFri, 07 Dec 2007 00:00:00 -0800E7-23769Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-07/pdf/E7-23769.pdfNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to Binary Options
https://regulations.justia.com/regulations/fedreg/2007/12/07/E7-23768.html
https://regulations.justia.com/regulations/fedreg/2007/12/07/E7-23768.htmlFri, 07 Dec 2007 00:00:00 -0800E7-23768Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-07/pdf/E7-23768.pdfRule - Exemption of Compensatory Employee Stock Options From Registration Under Section 12(G) of the Securities Exchange Act of 1934
https://regulations.justia.com/regulations/fedreg/2007/12/07/E7-23756.html
https://regulations.justia.com/regulations/fedreg/2007/12/07/E7-23756.htmlFri, 07 Dec 2007 00:00:00 -0800E7-23756Rulehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-07/pdf/E7-23756.pdfNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 1 Relating to the Extension of the Pilot Program for Initial and Continued Financial Listing Standards for Common Stock of Operating Companies Until May 31, 2008
https://regulations.justia.com/regulations/fedreg/2007/12/07/E7-23755.html
https://regulations.justia.com/regulations/fedreg/2007/12/07/E7-23755.htmlFri, 07 Dec 2007 00:00:00 -0800E7-23755Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-07/pdf/E7-23755.pdfNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 3 and 4 Thereto, Relating to Delisting Securities Underlying Low ADV Options
https://regulations.justia.com/regulations/fedreg/2007/12/07/E7-23754.html
https://regulations.justia.com/regulations/fedreg/2007/12/07/E7-23754.htmlFri, 07 Dec 2007 00:00:00 -0800E7-23754Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-07/pdf/E7-23754.pdfNotice - Self-Regulatory Organizations; The National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto, To Modify Rebate Programs for Automatic Execution Transactions in Certain Designated ETFs
https://regulations.justia.com/regulations/fedreg/2007/12/07/E7-23753.html
https://regulations.justia.com/regulations/fedreg/2007/12/07/E7-23753.htmlFri, 07 Dec 2007 00:00:00 -0800E7-23753Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-07/pdf/E7-23753.pdfNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change Relating to Certain Modifications to the Initial Listing and Trading Standards for Equity Index-Linked Securities
https://regulations.justia.com/regulations/fedreg/2007/12/07/E7-23750.html
https://regulations.justia.com/regulations/fedreg/2007/12/07/E7-23750.htmlFri, 07 Dec 2007 00:00:00 -0800E7-23750Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-07/pdf/E7-23750.pdfNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change, as Modified by Amendment Nos. 1, 2, 3, 4, 5, and 6 Thereto, Relating to the Listing and Trading of Trust Units of the Nuveen Commodities Income and Growth Fund
https://regulations.justia.com/regulations/fedreg/2007/12/07/E7-23747.html
https://regulations.justia.com/regulations/fedreg/2007/12/07/E7-23747.htmlFri, 07 Dec 2007 00:00:00 -0800E7-23747Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-07/pdf/E7-23747.pdfNotice - Self-Regulatory Organization; Board of Trade of the City of Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Relating to the Renumbering and Reorganization of Rules Relating to Listing Standards for Security Futures Products
https://regulations.justia.com/regulations/fedreg/2007/12/07/E7-23721.html
https://regulations.justia.com/regulations/fedreg/2007/12/07/E7-23721.htmlFri, 07 Dec 2007 00:00:00 -0800E7-23721Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-07/pdf/E7-23721.pdfNotice - In the Matter of Kimber-X Resources Corp.; Order of Suspension of Trading
https://regulations.justia.com/regulations/fedreg/2007/12/07/07-5992.html
https://regulations.justia.com/regulations/fedreg/2007/12/07/07-5992.htmlFri, 07 Dec 2007 00:00:00 -080007-5992Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-07/pdf/07-5992.pdf