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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/12/06?registers=between
Wed, 13 Aug 2025 02:07:19 -0700Wed, 13 Aug 2025 02:07:19 -0700Justia Regulations TrackerCopyright 2011 Justia Inc.https://regulations.justia.com/images/justiafedregulations.gif<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/12/06?registers=between
Notice - Notice of Sunshine Act Meeting
https://regulations.justia.com/regulations/fedreg/2007/12/06/E7-23789.html
https://regulations.justia.com/regulations/fedreg/2007/12/06/E7-23789.htmlThu, 06 Dec 2007 00:00:00 -0800E7-23789Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-06/pdf/E7-23789.pdfNotice - Unified Series Trust and Envestnet Asset Management, Inc.; Notice of Application
https://regulations.justia.com/regulations/fedreg/2007/12/06/E7-23722.html
https://regulations.justia.com/regulations/fedreg/2007/12/06/E7-23722.htmlThu, 06 Dec 2007 00:00:00 -0800E7-23722Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-06/pdf/E7-23722.pdfNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Rule 124 (Odd-Lot Orders)
https://regulations.justia.com/regulations/fedreg/2007/12/06/E7-23651.html
https://regulations.justia.com/regulations/fedreg/2007/12/06/E7-23651.htmlThu, 06 Dec 2007 00:00:00 -0800E7-23651Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-06/pdf/E7-23651.pdfNotice - Submission for OMB Review; Comment Request
https://regulations.justia.com/regulations/fedreg/2007/12/06/E7-23641.html
https://regulations.justia.com/regulations/fedreg/2007/12/06/E7-23641.htmlThu, 06 Dec 2007 00:00:00 -0800E7-23641Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-06/pdf/E7-23641.pdfNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Notes Linked to the Performance of the CBOE S&P 500 PutWrite Index (PUTSM
https://regulations.justia.com/regulations/fedreg/2007/12/06/E7-23640.html
https://regulations.justia.com/regulations/fedreg/2007/12/06/E7-23640.htmlThu, 06 Dec 2007 00:00:00 -0800E7-23640Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-06/pdf/E7-23640.pdfNotice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940
https://regulations.justia.com/regulations/fedreg/2007/12/06/E7-23613.html
https://regulations.justia.com/regulations/fedreg/2007/12/06/E7-23613.htmlThu, 06 Dec 2007 00:00:00 -0800E7-23613Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-06/pdf/E7-23613.pdfNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Permit Trading of Shares of 93 Funds of the ProShares Trust Pursuant to Unlisted Trading Privileges
https://regulations.justia.com/regulations/fedreg/2007/12/06/E7-23611.html
https://regulations.justia.com/regulations/fedreg/2007/12/06/E7-23611.htmlThu, 06 Dec 2007 00:00:00 -0800E7-23611Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-06/pdf/E7-23611.pdfNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Delayed Start Options
https://regulations.justia.com/regulations/fedreg/2007/12/06/E7-23610.html
https://regulations.justia.com/regulations/fedreg/2007/12/06/E7-23610.htmlThu, 06 Dec 2007 00:00:00 -0800E7-23610Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-06/pdf/E7-23610.pdfNotice - Proposed Collection; Comment Request
https://regulations.justia.com/regulations/fedreg/2007/12/06/E7-23609.html
https://regulations.justia.com/regulations/fedreg/2007/12/06/E7-23609.htmlThu, 06 Dec 2007 00:00:00 -0800E7-23609Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-06/pdf/E7-23609.pdfNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change To Amend the Minimum Quote Size Requirements for Hybrid Opening System Rotations
https://regulations.justia.com/regulations/fedreg/2007/12/06/E7-23608.html
https://regulations.justia.com/regulations/fedreg/2007/12/06/E7-23608.htmlThu, 06 Dec 2007 00:00:00 -0800E7-23608Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-06/pdf/E7-23608.pdfNotice - Submission for OMB Review; Comment Request
https://regulations.justia.com/regulations/fedreg/2007/12/06/E7-23607.html
https://regulations.justia.com/regulations/fedreg/2007/12/06/E7-23607.htmlThu, 06 Dec 2007 00:00:00 -0800E7-23607Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-06/pdf/E7-23607.pdfNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Fees Charged to Member Organizations for the Use of the On-Line Comparison System
https://regulations.justia.com/regulations/fedreg/2007/12/06/E7-23599.html
https://regulations.justia.com/regulations/fedreg/2007/12/06/E7-23599.htmlThu, 06 Dec 2007 00:00:00 -0800E7-23599Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-06/pdf/E7-23599.pdfNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Modify the Hearing Procedures Afforded to Members and Applicants for Membership and Harmonize Them With Similar Rules of Its Affiliates
https://regulations.justia.com/regulations/fedreg/2007/12/06/E7-23594.html
https://regulations.justia.com/regulations/fedreg/2007/12/06/E7-23594.htmlThu, 06 Dec 2007 00:00:00 -0800E7-23594Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-06/pdf/E7-23594.pdfNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish a Riskless Principal and Other Exceptions to Amex Rules Prohibiting Members' Proprietary Trading While in Possession of Like or Better-Priced Customer Orders
https://regulations.justia.com/regulations/fedreg/2007/12/06/E7-23593.html
https://regulations.justia.com/regulations/fedreg/2007/12/06/E7-23593.htmlThu, 06 Dec 2007 00:00:00 -0800E7-23593Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-06/pdf/E7-23593.pdfNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Modify the Hearing Procedures Afforded to Members and Applicants for Membership and Harmonize Them With Similar Rules of Its Affiliates
https://regulations.justia.com/regulations/fedreg/2007/12/06/E7-23592.html
https://regulations.justia.com/regulations/fedreg/2007/12/06/E7-23592.htmlThu, 06 Dec 2007 00:00:00 -0800E7-23592Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-06/pdf/E7-23592.pdfNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Amend the Hearing Procedures Afforded to an Interested Person and Harmonize Them With Similar Rules of Its Affiliates
https://regulations.justia.com/regulations/fedreg/2007/12/06/E7-23591.html
https://regulations.justia.com/regulations/fedreg/2007/12/06/E7-23591.htmlThu, 06 Dec 2007 00:00:00 -0800E7-23591Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-06/pdf/E7-23591.pdfNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Transaction Fee Waiver for Options on the Mini-SPX
https://regulations.justia.com/regulations/fedreg/2007/12/06/E7-23590.html
https://regulations.justia.com/regulations/fedreg/2007/12/06/E7-23590.htmlThu, 06 Dec 2007 00:00:00 -0800E7-23590Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-06/pdf/E7-23590.pdfNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Certain Conforming Changes to Amex Rules Relating to the Amex Book Clerk Program
https://regulations.justia.com/regulations/fedreg/2007/12/06/E7-23589.html
https://regulations.justia.com/regulations/fedreg/2007/12/06/E7-23589.htmlThu, 06 Dec 2007 00:00:00 -0800E7-23589Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-06/pdf/E7-23589.pdfNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 2, Relating to Exchange Rule 103A(a)(3) To Address Changes in the Way the Exchange Delivers Education Programs to its Members and To Clarify That the Mandatory Education Requirement Applies to All Individuals Qualified To Use a Trading License
https://regulations.justia.com/regulations/fedreg/2007/12/06/E7-23587.html
https://regulations.justia.com/regulations/fedreg/2007/12/06/E7-23587.htmlThu, 06 Dec 2007 00:00:00 -0800E7-23587Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-06/pdf/E7-23587.pdfNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Criteria for Securities That Underlie Options Traded on the Exchange
https://regulations.justia.com/regulations/fedreg/2007/12/06/E7-23586.html
https://regulations.justia.com/regulations/fedreg/2007/12/06/E7-23586.htmlThu, 06 Dec 2007 00:00:00 -0800E7-23586Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-06/pdf/E7-23586.pdf