<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/11/14?registers=between Sun, 13 Jul 2025 15:12:16 -0700 Sun, 13 Jul 2025 15:12:16 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/11/14?registers=between Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delete Previously Approved Rules Relating To a New Class of Off-Floor Market Maker Called Designated Amex Remote Traders https://regulations.justia.com/regulations/fedreg/2007/11/14/E7-22180.html https://regulations.justia.com/regulations/fedreg/2007/11/14/E7-22180.html Wed, 14 Nov 2007 00:00:00 -0800 E7-22180 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-14/pdf/E7-22180.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2007/11/14/E7-22169.html https://regulations.justia.com/regulations/fedreg/2007/11/14/E7-22169.html Wed, 14 Nov 2007 00:00:00 -0800 E7-22169 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-14/pdf/E7-22169.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Regarding the CBSX Floor Post https://regulations.justia.com/regulations/fedreg/2007/11/14/E7-22166.html https://regulations.justia.com/regulations/fedreg/2007/11/14/E7-22166.html Wed, 14 Nov 2007 00:00:00 -0800 E7-22166 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-14/pdf/E7-22166.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Boston Stock Exchange, Inc.; Chicago Board Options Exchange, Incorporated; International Securities Exchange, LLC; Order Approving Proposed Rule Changes; and NYSEArca, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to the Definition of a Complex Trade https://regulations.justia.com/regulations/fedreg/2007/11/14/E7-22165.html https://regulations.justia.com/regulations/fedreg/2007/11/14/E7-22165.html Wed, 14 Nov 2007 00:00:00 -0800 E7-22165 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-14/pdf/E7-22165.pdf Notice - Self-Regulatory Organization; The NASDAQ Stock Market LLC; Order Approving Proposed Rule Change and Amendment No. 1 Thereto To Amend Its Rule Governing the Relation of a Nasdaq Market Maker's Quotations to the Prevailing Market https://regulations.justia.com/regulations/fedreg/2007/11/14/E7-22164.html https://regulations.justia.com/regulations/fedreg/2007/11/14/E7-22164.html Wed, 14 Nov 2007 00:00:00 -0800 E7-22164 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-14/pdf/E7-22164.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc. (n/k/a Financial Industry Regulatory Authority, Inc. (“FINRA”); Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Amend NASD Rule 7001E To Increase Percentage of Market Data Revenue Shared With NASD/NYSE TRF Participants https://regulations.justia.com/regulations/fedreg/2007/11/14/E7-22163.html https://regulations.justia.com/regulations/fedreg/2007/11/14/E7-22163.html Wed, 14 Nov 2007 00:00:00 -0800 E7-22163 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-14/pdf/E7-22163.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc. (n/k/a Financial Industry Regulatory Authority, Inc. (“FINRA”); Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend NASD Rule 7001C To Increase Percentage of Market Data Revenue Shared With NASD/NSX TRF Participants https://regulations.justia.com/regulations/fedreg/2007/11/14/E7-22162.html https://regulations.justia.com/regulations/fedreg/2007/11/14/E7-22162.html Wed, 14 Nov 2007 00:00:00 -0800 E7-22162 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-14/pdf/E7-22162.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to NYSE Rule 2 https://regulations.justia.com/regulations/fedreg/2007/11/14/E7-22161.html https://regulations.justia.com/regulations/fedreg/2007/11/14/E7-22161.html Wed, 14 Nov 2007 00:00:00 -0800 E7-22161 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-14/pdf/E7-22161.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Trade Shares of Funds of the Rydex ETF Trust Pursuant to Unlisted Trading Privileges https://regulations.justia.com/regulations/fedreg/2007/11/14/E7-22150.html https://regulations.justia.com/regulations/fedreg/2007/11/14/E7-22150.html Wed, 14 Nov 2007 00:00:00 -0800 E7-22150 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-14/pdf/E7-22150.pdf