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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/11/13?registers=between
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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/11/13?registers=between
Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify That a Member Organization May Still Use the Express Consent Procedure for Obtaining Consent From a Customer To Trade Along on an Order-By-Order Basis Under Rule 92(b)
https://regulations.justia.com/regulations/fedreg/2007/11/13/E7-22099.html
https://regulations.justia.com/regulations/fedreg/2007/11/13/E7-22099.htmlTue, 13 Nov 2007 00:00:00 -0800E7-22099Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-13/pdf/E7-22099.pdfNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Related to the Marketing Fee Program
https://regulations.justia.com/regulations/fedreg/2007/11/13/E7-22098.html
https://regulations.justia.com/regulations/fedreg/2007/11/13/E7-22098.htmlTue, 13 Nov 2007 00:00:00 -0800E7-22098Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-13/pdf/E7-22098.pdfNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment Nos. 2 and 3 Thereto Relating to Rule 104 (Dealings by Specialists)
https://regulations.justia.com/regulations/fedreg/2007/11/13/E7-22066.html
https://regulations.justia.com/regulations/fedreg/2007/11/13/E7-22066.htmlTue, 13 Nov 2007 00:00:00 -0800E7-22066Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-13/pdf/E7-22066.pdfNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Amend the Definition of Office of Supervisory Jurisdiction in NASD Rule 3010(g)(1) To Exempt Locations That Solely Conduct Final Approval of Research Reports
https://regulations.justia.com/regulations/fedreg/2007/11/13/E7-22064.html
https://regulations.justia.com/regulations/fedreg/2007/11/13/E7-22064.htmlTue, 13 Nov 2007 00:00:00 -0800E7-22064Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-13/pdf/E7-22064.pdf