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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/11/09?registers=between
Tue, 15 Jul 2025 06:57:35 -0700Tue, 15 Jul 2025 06:57:35 -0700Justia Regulations TrackerCopyright 2011 Justia Inc.https://regulations.justia.com/images/justiafedregulations.gif<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/11/09?registers=between
Notice - Proposed Collection; Comment Request
https://regulations.justia.com/regulations/fedreg/2007/11/09/E7-22006.html
https://regulations.justia.com/regulations/fedreg/2007/11/09/E7-22006.htmlFri, 09 Nov 2007 00:00:00 -0800E7-22006Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-09/pdf/E7-22006.pdfNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Exchange's Transaction Fees
https://regulations.justia.com/regulations/fedreg/2007/11/09/E7-21983.html
https://regulations.justia.com/regulations/fedreg/2007/11/09/E7-21983.htmlFri, 09 Nov 2007 00:00:00 -0800E7-21983Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-09/pdf/E7-21983.pdfNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Modify Fees for Members Using the Nasdaq Market Center
https://regulations.justia.com/regulations/fedreg/2007/11/09/E7-21982.html
https://regulations.justia.com/regulations/fedreg/2007/11/09/E7-21982.htmlFri, 09 Nov 2007 00:00:00 -0800E7-21982Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-09/pdf/E7-21982.pdfNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Relating to Amendments to Rule G-40 on E-Mail Contacts
https://regulations.justia.com/regulations/fedreg/2007/11/09/E7-21981.html
https://regulations.justia.com/regulations/fedreg/2007/11/09/E7-21981.htmlFri, 09 Nov 2007 00:00:00 -0800E7-21981Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-09/pdf/E7-21981.pdfNotice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Among the American Stock Exchange LLC, the Boston Stock Exchange, Inc., the Chicago Board Options Exchange, Incorporated, the International Securities Exchange, LLC, Financial Industry Regulatory Authority, Inc., NYSE Arca, Inc., and the Philadelphia Stock Exchange, Inc.
https://regulations.justia.com/regulations/fedreg/2007/11/09/E7-21980.html
https://regulations.justia.com/regulations/fedreg/2007/11/09/E7-21980.htmlFri, 09 Nov 2007 00:00:00 -0800E7-21980Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-09/pdf/E7-21980.pdfRule - Staff Accounting Bulletin No. 109
https://regulations.justia.com/regulations/fedreg/2007/11/09/E7-21927.html
https://regulations.justia.com/regulations/fedreg/2007/11/09/E7-21927.htmlFri, 09 Nov 2007 00:00:00 -0800E7-21927Rulehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-09/pdf/E7-21927.pdfProposed Rule - Rulemaking for EDGAR System; Mandatory Electronic Submission of Applications for Orders Under the Investment Company Act and Filings Made Pursuant to Regulation E
https://regulations.justia.com/regulations/fedreg/2007/11/09/E7-21911.html
https://regulations.justia.com/regulations/fedreg/2007/11/09/E7-21911.htmlFri, 09 Nov 2007 00:00:00 -0800E7-21911Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-09/pdf/E7-21911.pdfNotice - In the Matter of Ames Department Stores, Inc., Bradlees, Inc., Caldor Corp., and Stuarts Department Stores, Inc.; Order of Suspension of Trading
https://regulations.justia.com/regulations/fedreg/2007/11/09/07-5625.html
https://regulations.justia.com/regulations/fedreg/2007/11/09/07-5625.htmlFri, 09 Nov 2007 00:00:00 -080007-5625Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-09/pdf/07-5625.pdf