<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/11/05?registers=between Fri, 25 Jul 2025 04:00:10 -0700 Fri, 25 Jul 2025 04:00:10 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/11/05?registers=between Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2007/11/05/E7-21664.html https://regulations.justia.com/regulations/fedreg/2007/11/05/E7-21664.html Mon, 05 Nov 2007 00:00:00 -0800 E7-21664 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-05/pdf/E7-21664.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/11/05/E7-21663.html https://regulations.justia.com/regulations/fedreg/2007/11/05/E7-21663.html Mon, 05 Nov 2007 00:00:00 -0800 E7-21663 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-05/pdf/E7-21663.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, Relating to API Fees https://regulations.justia.com/regulations/fedreg/2007/11/05/E7-21662.html https://regulations.justia.com/regulations/fedreg/2007/11/05/E7-21662.html Mon, 05 Nov 2007 00:00:00 -0800 E7-21662 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-05/pdf/E7-21662.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2007/11/05/E7-21638.html https://regulations.justia.com/regulations/fedreg/2007/11/05/E7-21638.html Mon, 05 Nov 2007 00:00:00 -0800 E7-21638 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-05/pdf/E7-21638.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 18 (Compensation in Relation to Exchange System Failure) https://regulations.justia.com/regulations/fedreg/2007/11/05/E7-21636.html https://regulations.justia.com/regulations/fedreg/2007/11/05/E7-21636.html Mon, 05 Nov 2007 00:00:00 -0800 E7-21636 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-05/pdf/E7-21636.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto to List and Trade Options Already Listed on Another National Securities Exchange https://regulations.justia.com/regulations/fedreg/2007/11/05/E7-21634.html https://regulations.justia.com/regulations/fedreg/2007/11/05/E7-21634.html Mon, 05 Nov 2007 00:00:00 -0800 E7-21634 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-05/pdf/E7-21634.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of Proposed Rule Change Relating to NYSE Rule 104.10 (“Dealings by Specialists”) https://regulations.justia.com/regulations/fedreg/2007/11/05/E7-21633.html https://regulations.justia.com/regulations/fedreg/2007/11/05/E7-21633.html Mon, 05 Nov 2007 00:00:00 -0800 E7-21633 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-05/pdf/E7-21633.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enable Settlements of Disciplinary Matters To Be Considered for Approval or Rejection by Exchange Hearing Officers Without the Need To Convene a Formal Hearing https://regulations.justia.com/regulations/fedreg/2007/11/05/E7-21632.html https://regulations.justia.com/regulations/fedreg/2007/11/05/E7-21632.html Mon, 05 Nov 2007 00:00:00 -0800 E7-21632 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-05/pdf/E7-21632.pdf Notice - In the Matter of: BIMS Renewable Energy, Inc. (n/k/a Tung Ding Resources, Inc.); Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2007/11/05/07-5519.html https://regulations.justia.com/regulations/fedreg/2007/11/05/07-5519.html Mon, 05 Nov 2007 00:00:00 -0800 07-5519 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-05/pdf/07-5519.pdf